Kernel regression residual decomposition-based synchroextracting transform to detect faults in mechanical systems.

The raw vibration signal of a faulty mechanical component carries a large amount of information reflecting its health condition, and the faulty information is typically carried by the high-frequency term in the vibration signal. However, the high-frequency term can easily by overwhelmed by the interference from the low-frequency term and noise. Considering the elimination of interference of the low-frequency term a novel preprocessing technique is presented, one-level kernel regression residual decomposition (KRRD), which can be used to extract the high-frequency term from the raw vibration signal to track the fault information. Combined with the synchroextracting transform (SET) technique, a one-level KRRD-based SET method is proposed. First, the high-frequency term in the raw vibration signal, which contains the faulty information, is extracted using one-level KRRD. Then, the high-frequency term is purified using SET, and the signal-to-noise ratio (SNR) is increased. Finally, a Hilbert envelope analysis is applied to the purified signal to demodulate the faulty feature frequency. To validate the performance and necessity of the proposed method, numerical simulations and experimental investigations are conducted. By introducing two commonly used methods, i.e., empirical mode decomposition (EMD) and variational mode decomposition (VMD), four comparisons (KRRD & EMD, KRRD & VMD, EMD, VMD) are conducted, and the superiority of the proposed method is verified. The analysis results show the effectiveness of the one-level KRRD-based SET method for the detection of mechanical component faults.

[1]  Selin Aviyente,et al.  Prognosis of Gear Failures in DC Starter Motors Using Hidden Markov Models , 2011, IEEE Transactions on Industrial Electronics.

[2]  Peyman Milanfar,et al.  Kernel Regression for Image Processing and Reconstruction , 2007, IEEE Transactions on Image Processing.

[3]  Wei Guo,et al.  A hybrid fault diagnosis method based on second generation wavelet de-noising and local mean decomposition for rotating machinery. , 2016, ISA transactions.

[4]  Rob Law,et al.  Fault diagnosis of car assembly line based on fuzzy wavelet kernel support vector classifier machine and modified genetic algorithm , 2011, Expert Syst. Appl..

[5]  Yaguo Lei,et al.  Fault detection of planetary gearboxes using new diagnostic parameters , 2012 .

[6]  Sylvain Meignen,et al.  Adaptive multimode signal reconstruction from time–frequency representations , 2016, Philosophical Transactions of the Royal Society A: Mathematical, Physical and Engineering Sciences.

[7]  John W. Sheppard,et al.  Research perspectives and case studies in system test and diagnosis , 1998 .

[8]  Qiang Miao,et al.  An adaptive stochastic resonance method based on grey wolf optimizer algorithm and its application to machinery fault diagnosis. , 2017, ISA transactions.

[9]  Wei Guo,et al.  A hybrid intelligent multi-fault detection method for rotating machinery based on RSGWPT, KPCA and Twin SVM. , 2017, ISA transactions.

[10]  Q. Wu,et al.  Car assembly line fault diagnosis model based on triangular fuzzy Gaussian wavelet kernel support vector classifier machine and genetic algorithm , 2011, Expert Syst. Appl..

[11]  Yu Zhang,et al.  Application of pattern recognition in gear faults based on the matching pursuit of a characteristic waveform , 2017 .

[12]  Bijaya K. Panigrahi,et al.  Vibration Analysis Based Interturn Fault Diagnosis in Induction Machines , 2014, IEEE Transactions on Industrial Informatics.

[13]  G. S. Watson,et al.  Smooth regression analysis , 1964 .

[14]  Shuhui Wang,et al.  Convolutional neural network-based hidden Markov models for rolling element bearing fault identification , 2017, Knowl. Based Syst..

[15]  Yaguo Lei,et al.  Condition monitoring and fault diagnosis of planetary gearboxes: A review , 2014 .

[16]  José R. Perán,et al.  Angular resampling for vibration analysis in wind turbines under non-linear speed fluctuation , 2011 .

[17]  Jose A. Antonino-Daviu,et al.  Advanced Induction Motor Rotor Fault Diagnosis Via Continuous and Discrete Time–Frequency Tools , 2015, IEEE Transactions on Industrial Electronics.

[18]  Patrick Flandrin,et al.  Improving the readability of time-frequency and time-scale representations by the reassignment method , 1995, IEEE Trans. Signal Process..

[19]  T.G. Habetler,et al.  Incipient Bearing Fault Detection via Motor Stator Current Noise Cancellation Using Wiener Filter , 2009, IEEE Transactions on Industry Applications.

[20]  E. Nadaraya On Estimating Regression , 1964 .

[21]  Robert B. Randall,et al.  Rolling element bearing fault diagnosis based on the combination of genetic algorithms and fast kurtogram , 2009 .

[22]  Henrik Herlufsen,et al.  Envelope and Cepstrum Analyses for Machinery Fault Identification , 2010 .

[23]  I. Daubechies,et al.  Synchrosqueezed wavelet transforms: An empirical mode decomposition-like tool , 2011 .

[24]  Jiří Zelinka,et al.  Kernel Smoothing in MATLAB: Theory and Practice of Kernel Smoothing , 2012 .

[25]  S. Qian,et al.  Joint time-frequency analysis , 1999, IEEE Signal Process. Mag..

[26]  Sylvain Meignen,et al.  A New Algorithm for Multicomponent Signals Analysis Based on SynchroSqueezing: With an Application to Signal Sampling and Denoising , 2012, IEEE Transactions on Signal Processing.

[27]  Yu Zhang,et al.  Vibration response mechanism of faulty outer race rolling element bearings for quantitative analysis , 2016 .

[28]  Robert X. Gao,et al.  Deep learning and its applications to machine health monitoring , 2019, Mechanical Systems and Signal Processing.

[29]  E. Zio,et al.  Robust signal reconstruction for condition monitoring of industrial components via a modified Auto Associative Kernel Regression method , 2015 .

[30]  Bruno Torrésani,et al.  Multiridge detection and time-frequency reconstruction , 1999, IEEE Trans. Signal Process..

[31]  Martin D. Buhmann,et al.  Radial Basis Functions: Theory and Implementations: Preface , 2003 .

[32]  Gang Yu,et al.  Synchroextracting Transform , 2017, IEEE Transactions on Industrial Electronics.

[33]  Pengfei Li,et al.  Experimental Investigation for Fault Diagnosis Based on a Hybrid Approach Using Wavelet Packet and Support Vector Classification , 2014, TheScientificWorldJournal.

[34]  Sylvain Meignen,et al.  Second-Order Synchrosqueezing Transform or Invertible Reassignment? Towards Ideal Time-Frequency Representations , 2015, IEEE Transactions on Signal Processing.

[35]  Ming Liang,et al.  Spectral kurtosis for fault detection, diagnosis and prognostics of rotating machines: A review with applications , 2016 .

[36]  Gaigai Cai,et al.  Matching Demodulation Transform and SynchroSqueezing in Time-Frequency Analysis , 2014, IEEE Transactions on Signal Processing.