A mixed lubrication model incorporating measured surface topography. Part 1: Theory of flow factors

Abstract A mixed lubrication model that permits real three-dimensional surface topography as input is developed. The theory of computing flow factors within the model is presented, and with a following paper (Part 2) the method of measuring and adapting the surface roughness, and model validation through flow measurements and application to a bearing is shown. A contact mechanics model is used to calculate the elastoplastic displacement of a periodic topography signal. A method based on homogenization is used to calculate flow factors for all lubrication regimes. The flow factors are compared with the Patir and Cheng method. Results indicate that the two methods compare well for longitudinal roughness lay, but differ significantly for a cross-patterned surface roughness due to the more complete flow description of the current model.

[1]  H. Christensen Some aspects of the functional influence of surface roughness in lubrication , 1971 .

[2]  G. Bayada,et al.  New Models in the Theory of the Hydrodynamic Lubrication of Rough Surfaces , 1988 .

[3]  J. Greenwood,et al.  Contact of nominally flat surfaces , 1966, Proceedings of the Royal Society of London. Series A. Mathematical and Physical Sciences.

[4]  Benyebka Bou-Saïd,et al.  A Comparison of Homogenization and Averaging Techniques for the Treatment of Roughness in Slip-Flow-Modified Reynolds Equation , 2002 .

[5]  Andreas Almqvist,et al.  New concepts of homogenization applied in rough surface hydrodynamic lubrication , 2007 .

[6]  H. Christensen A Theory of Mixed Lubrication , 1972 .

[7]  H. G. Elrod,et al.  Thin-Film Lubrication Theory for Newtonian Fluids With Surfaces Possessing Striated Roughness or Grooving , 1973 .

[8]  Q. Wang,et al.  A versatile method of discrete convolution and FFT (DC-FFT) for contact analyses , 2000 .

[9]  H. G. Elrod,et al.  A General Theory for Laminar Lubrication With Reynolds Roughness , 1979 .

[10]  Andreas Almqvist,et al.  A mixed lubrication model incorporating measured surface topography. Part 2: Roughness treatment, model validation, and simulation , 2010 .

[11]  Dong Zhu,et al.  Mixed Lubrication Analyses by a Macro-Micro Approach and a Full-Scale Mixed EHL Model , 2004 .

[12]  Richard F. Salant,et al.  A mixed lubrication model of liquid/gas mechanical face seals , 1997 .

[13]  M. Kane A Comparison of Homogenization and Direct Techniques for the Treatment of Roughness in Incompressible Lubrication , 2004 .

[14]  Guy Bayada,et al.  An Average Flow Model of the Reynolds Roughness Including a Mass-Flow Preserving Cavitation Model , 2005 .

[15]  A. O. Lebeck Mixed lubrication in mechanical face seals with plain faces , 1999 .

[16]  J. Greenwood,et al.  The Contact of Two Nominally Flat Rough Surfaces , 1970 .

[17]  H. Christensen Stochastic Models for Hydrodynamic Lubrication of Rough Surfaces , 1969 .

[18]  H. Cheng,et al.  An Average Flow Model for Determining Effects of Three-Dimensional Roughness on Partial Hydrodynamic Lubrication , 1978 .

[19]  A. Brandt,et al.  Multilevel matrix multiplication and fast solution of integral equations , 1990 .

[20]  Chiang C. Mei,et al.  Mechanics of heterogeneous porous media with several spatial scales , 1989, Proceedings of the Royal Society of London. A. Mathematical and Physical Sciences.

[21]  Hans Lubbinge,et al.  On the lubrication of mechanical face seals , 1999 .

[22]  N. Phan-Thien On the effect of parallel and transverse stationary random surface roughness in hydrodynamics lubrication , 1981, Proceedings of the Royal Society of London. A. Mathematical and Physical Sciences.

[23]  D. Bogy,et al.  An Elastic-Plastic Model for the Contact of Rough Surfaces , 1987 .

[24]  Guy Bayada,et al.  Micro-Roughness Effects in (Elasto)Hydrodynamic Lubrication Including a Mass-Flow Preserving Cavitation Model , 2006 .

[25]  Sy-Wei Lo A Study on Flow Phenomena in Mixed Lubrication Regime by Porous Medium Model , 1994 .

[26]  L. Persson,et al.  Homogenization of the unstationary incompressible Reynolds equation , 2007 .

[27]  N. Phan-Thien Hydrodynamic lubrication of rough surfaces , 1982, Proceedings of the Royal Society of London. A. Mathematical and Physical Sciences.

[28]  Benyebka Bou-Saïd,et al.  Comparison of homogenization and direct techniques for the treatment of roughness in incompressible lubrication , 2004 .

[29]  Gustavo C. Buscaglia,et al.  A new numerical scheme for non uniform homogenized problems: Application to the non linear Reynolds compressible equation , 2001 .

[30]  S. Glavatskih,et al.  On the dry elasto-plastic contact of nominally flat surfaces , 2007 .

[31]  Guy Bayada,et al.  Two-scale homogenization of a hydrodynamic Elrod–Adams model , 2005 .

[32]  Y-Z Hu,et al.  A comparative study of the methods for calculation of surface elastic deformation , 2003 .

[33]  Andreas Almqvist,et al.  The homogenization process of the Reynolds equation describing compressible liquid flow , 2006 .

[34]  N. Phan-Thien On the effects of the Reynolds and Stokes surface roughnesses in a two-dimensional slider bearing , 1981, Proceedings of the Royal Society of London. A. Mathematical and Physical Sciences.

[35]  Izhak Etsion,et al.  Static sealing performance of gas mechanical seals including surface roughness and rarefaction effects , 1998 .

[36]  Gustavo C. Buscaglia,et al.  Homogenization of the Generalized Reynolds Equation for Ultra-Thin Gas Films and Its Resolution by FEM , 2004 .

[37]  Chiang C. Mei,et al.  Some Applications of the Homogenization Theory , 1996 .

[38]  Homogenization of the transient Reynolds equation , 2002 .

[39]  Gunter Knoll,et al.  On the Numerical Determination of Flow Factors , 1997 .

[40]  H. Cheng,et al.  Application of Average Flow Model to Lubrication Between Rough Sliding Surfaces , 1979 .

[41]  Takahisa Kato,et al.  An FFT-Based Method for Rough Surface Contact , 1997 .

[42]  Izhak Etsion,et al.  A Model for the Static Sealing Performance of Compliant Metallic Gas Seals Including Surface Roughness and Rarefaction Effects , 2000 .

[43]  A. O. Lebeck Contacting mechanical seal design using a simplified hydrostatic model , 1988 .

[44]  G. Bayada,et al.  A Double Scale Analysis Approach of the Reynolds Roughness Comments and Application to the Journal Bearing , 1989 .

[45]  TWO-SCALE HOMOGENIZATION STUDY OF A REYNOLDS-ROD ELASTOHYDRODYNAMIC MODEL , 2003 .

[46]  Dong Zhu,et al.  A Full Numerical Solution to the Mixed Lubrication in Point Contacts , 2000 .

[47]  J. Tripp Surface Roughness Effects in Hydrodynamic Lubrication: The Flow Factor Method , 1983 .

[48]  A. O. Lebeck,et al.  Hydrodynamic Lubrication and Wear in Wavy Contacting Face Seals , 1978 .

[49]  Gustavo C. Buscaglia,et al.  Sensitivity analysis and Taylor expansions in numerical homogenization problems , 2000, Numerische Mathematik.

[50]  Thomas Farris,et al.  Spectral Analysis of Two-Dimensional Contact Problems , 1996 .

[51]  S. Glavatskih,et al.  Rough surface flow factors in full film lubrication based on a homogenization technique , 2007 .

[52]  Richard F. Salant,et al.  An Average Flow Model of Rough Surface Lubrication With Inter-Asperity Cavitation , 2001 .