Omnidirectional Precoding and Combining Based Synchronization for Millimeter Wave Massive MIMO Systems

In this paper, we design the precoding matrices at the base station side and the combining matrices at the user terminal side for initial downlink synchronization in millimeter wave massive multiple-input multiple-output systems. First, we demonstrate two basic requirements for the precoding and combining matrices, including that all the entries therein should have constant amplitude under the implementation architecture constraint, and the average transmission power over the total $K$ time slots taking for synchronization should be constant for any spatial direction. Then, we derive the optimal synchronization detector based on generalized likelihood ratio test. By utilizing this detector, we analyze the effect of the precoding and combining matrices to the missed detection probability and the false alarm probability, respectively, and present the corresponding conditions that should be satisfied. It is shown that, both of the precoding and combining matrices should guarantee the perfect omnidirectional coverage at each time slot, i.e., the average transmission power at each time slot is constant for any spatial direction, which is stricter than the second basic requirement mentioned earlier. We also show that such omnidirectional precoding matrices and omnidirectional combining matrices exist only when both of the number of transmit streams and the number of receive streams are equal to or greater than two. In this case, we propose to utilize Golay complementary pairs and Golay–Hadamard matrices to design the precoding and combining matrices. Simulation results verify the effectiveness of the propose approach.

[1]  Iain B. Collings,et al.  Design and Analysis of Transmit Beamforming for Millimeter Wave Base Station Discovery , 2016, IEEE Transactions on Wireless Communications.

[2]  David Tse,et al.  Fundamentals of Wireless Communication , 2005 .

[3]  Robert W. Heath,et al.  Spatially Sparse Precoding in Millimeter Wave MIMO Systems , 2013, IEEE Transactions on Wireless Communications.

[4]  Xiaojing Huang,et al.  Scalable complete complementary sets of sequences , 2002, Global Telecommunications Conference, 2002. GLOBECOM '02. IEEE.

[5]  Marcel J. E. Golay,et al.  Complementary series , 1961, IRE Trans. Inf. Theory.

[6]  Akbar M. Sayeed,et al.  Deconstructing multiantenna fading channels , 2002, IEEE Trans. Signal Process..

[7]  Wolfgang Utschick,et al.  Validity of spatial covariance matrices over time and frequency , 2002, Global Telecommunications Conference, 2002. GLOBECOM '02. IEEE.

[8]  Theodore S. Rappaport,et al.  Millimeter Wave Channel Modeling and Cellular Capacity Evaluation , 2013, IEEE Journal on Selected Areas in Communications.

[9]  Xiqi Gao,et al.  Omnidirectional Precoding Based Transmission in Massive MIMO Systems , 2016, IEEE Transactions on Communications.

[10]  MARCEL J. E. GOLAY,et al.  Sieves for low autocorrelation binary sequences , 1977, IEEE Trans. Inf. Theory.

[11]  Branka Vucetic,et al.  A Random Beamforming Technique for Omnidirectional Coverage in Multiple-Antenna Systems , 2013, IEEE Transactions on Vehicular Technology.

[12]  Umberto Spagnolini,et al.  Multislot estimation of fast-varying space-time communication channels , 2003, IEEE Trans. Signal Process..

[13]  C. Walck Hand-book on statistical distributions for experimentalists , 1996 .

[14]  Stefania Sesia,et al.  LTE - The UMTS Long Term Evolution, Second Edition , 2011 .

[15]  M. Golay Multi-slit spectrometry. , 1949, Journal of the Optical Society of America.

[16]  Taejoon Kim,et al.  Millimeter wave MIMO channel tracking systems , 2014, 2014 IEEE Globecom Workshops (GC Wkshps).

[17]  Rose Qingyang Hu,et al.  Anchor-booster based heterogeneous networks with mmWave capable booster cells , 2013, 2013 IEEE Globecom Workshops (GC Wkshps).

[18]  Robert W. Heath,et al.  MIMO Precoding and Combining Solutions for Millimeter-Wave Systems , 2014, IEEE Communications Magazine.

[19]  David James Love,et al.  Downlink Training Techniques for FDD Massive MIMO Systems: Open-Loop and Closed-Loop Training With Memory , 2013, IEEE Journal of Selected Topics in Signal Processing.

[20]  Geoffrey Ye Li,et al.  BDMA for Millimeter-Wave/Terahertz Massive MIMO Transmission With Per-Beam Synchronization , 2016, IEEE Journal on Selected Areas in Communications.

[21]  Shuangfeng Han,et al.  Large-scale antenna systems with hybrid analog and digital beamforming for millimeter wave 5G , 2015, IEEE Communications Magazine.

[22]  Xin Meng,et al.  Omnidirectional Space-Time Block Coding for Common Information Broadcasting in Massive MIMO Systems , 2018, IEEE Transactions on Wireless Communications.

[23]  James A. Davis,et al.  Peak-to-mean power control in OFDM, Golay complementary sequences and Reed-Muller codes , 1998, Proceedings. 1998 IEEE International Symposium on Information Theory (Cat. No.98CH36252).

[24]  Lei Huang,et al.  A millimeter wave channel model with variant angles under 3GPP SCM framework , 2015, 2015 IEEE 26th Annual International Symposium on Personal, Indoor, and Mobile Radio Communications (PIMRC).

[25]  Ashwin Sampath,et al.  Beamforming Tradeoffs for Initial UE Discovery in Millimeter-Wave MIMO Systems , 2016, IEEE Journal of Selected Topics in Signal Processing.

[26]  Pei Liu,et al.  Directional Cell Discovery in Millimeter Wave Cellular Networks , 2014, IEEE Transactions on Wireless Communications.

[27]  Steven Kay,et al.  Fundamentals Of Statistical Signal Processing , 2001 .

[28]  Peter A. Parker,et al.  Temporal Synchronization of MIMO Wireless Communication in the Presence of Interference , 2010, IEEE Transactions on Signal Processing.

[29]  Symeon Chouvardas,et al.  Low Complexity Channel Estimation for Millimeter Wave Systems with Hybrid A/D Antenna Processing , 2016, 2016 IEEE Globecom Workshops (GC Wkshps).

[30]  Sundeep Rangan,et al.  Initial Access in Millimeter Wave Cellular Systems , 2015, IEEE Transactions on Wireless Communications.

[31]  A. Robert Calderbank,et al.  Space-Time Codes for High Data Rate Wireless Communications : Performance criterion and Code Construction , 1998, IEEE Trans. Inf. Theory.

[32]  Theodore S. Rappaport,et al.  Millimeter Wave Mobile Communications for 5G Cellular: It Will Work! , 2013, IEEE Access.

[33]  Zhouyue Pi,et al.  An introduction to millimeter-wave mobile broadband systems , 2011, IEEE Communications Magazine.

[34]  Kyungwhoon Cheun,et al.  Millimeter-wave beamforming as an enabling technology for 5G cellular communications: theoretical feasibility and prototype results , 2014, IEEE Communications Magazine.

[35]  Robert W. Heath,et al.  Coverage and Rate Analysis for Millimeter-Wave Cellular Networks , 2014, IEEE Transactions on Wireless Communications.