Mismatched filter optimization for radar applications using quadratically constrained quadratic programs

This paper deals with the problem of optimal filter computation for specific radar applications.We consider here a method for finding the mismatched filter that minimizes the peak-to-sidelobe ratio. This method is based on a reformulation of the optimization problem as a convex quadratically constrained quadratic program (QCQP) and ensures that any found solution is a global solution of the problem. This formulation also enables the insertion of additional constraints, e.g., a constraint on the loss in processing gain of the optimal filter. We study in this context the robustness of the proposed filter to phase errors. Then, we propose to adapt this QCQP to deal with Doppler shifts and provide results for specific applications. Next, we investigate the possibility to use mismatched filters to reduce the high sidelobe level observed along the range axis of multiple-input multiple-output (MIMO) ambiguity functions produced by phase codes. We propose two MIMO receiver architectures that enable the integration of mismatched filters. The first architecture tries to minimize all autocorrelations and cross-correlations of the transmitted phase codes, while the second architecture computes mismatched filters adapted to the signals transmitted in different angular direction. The latter approach enables us to obtain a MIMO ambiguity function close to the perfect thumbtack shape.

[1]  T. Kasami WEIGHT DISTRIBUTION FORMULA FOR SOME CLASS OF CYCLIC CODES , 1966 .

[2]  Shunjun Wu,et al.  Optimal sidelobe suppression filters design with a constraint of maximum loss in process gain , 2009 .

[3]  Stephen P. Boyd,et al.  Semidefinite Programming , 1996, SIAM Rev..

[4]  Antonio De Maio,et al.  Design of Radar Receive Filters Optimized According to $L_{p}$-Norm Based Criteria , 2011, IEEE Transactions on Signal Processing.

[5]  R. Gold,et al.  Optimal binary sequences for spread spectrum multiplexing (Corresp.) , 1967, IEEE Trans. Inf. Theory.

[6]  Donald Goldfarb,et al.  Second-order cone programming , 2003, Math. Program..

[7]  Stephen P. Boyd,et al.  Antenna array pattern synthesis via convex optimization , 1997, IEEE Trans. Signal Process..

[8]  Daniel R. Fuhrmann,et al.  MIMO Radar Ambiguity Functions , 2006, IEEE Journal of Selected Topics in Signal Processing.

[9]  P. Stoica,et al.  MIMO Radar Diversity Means Superiority , 2009 .

[10]  A. J. Zejak,et al.  ECF filter design for radar applications , 1999, ICECS'99. Proceedings of ICECS '99. 6th IEEE International Conference on Electronics, Circuits and Systems (Cat. No.99EX357).

[11]  Steven Kay,et al.  Fundamentals Of Statistical Signal Processing , 2001 .

[12]  Stephen P. Boyd,et al.  Graph Implementations for Nonsmooth Convex Programs , 2008, Recent Advances in Learning and Control.

[13]  Narendra Karmarkar,et al.  A new polynomial-time algorithm for linear programming , 1984, STOC '84.

[14]  Steven Zoraster,et al.  Minimum Peak Range Sidelobe Filters for Binary Phase-Coded Waveforms , 1980, IEEE Transactions on Aerospace and Electronic Systems.

[15]  G. Mazzini,et al.  Corrections to "Chaotic Complex Spreading Sequences for Asynchronous DS-CDMA—Part I: System Modeling and Results" 1 , 1998 .

[16]  Jian Li,et al.  On Binary Probing Signals and Instrumental Variables Receivers for Radar , 2008, IEEE Transactions on Information Theory.

[17]  Safya Belghith,et al.  A family of spatiotemporal chaotic sequences outperforming Gold ones in asynchronous DS-CDMA systems , 2006, 2006 14th European Signal Processing Conference.

[18]  Jian Li,et al.  Transmit codes and receive filters for radar , 2008, IEEE Signal Processing Magazine.

[19]  P. P. Vaidyanathan,et al.  Signal processing algorithms for mimo radar , 2009 .

[20]  Laurent Savy,et al.  Signal waveforms and range/angle coupling in coherent colocated MIMO radar , 2013, 2013 International Conference on Radar.

[21]  F. Harris On the use of windows for harmonic analysis with the discrete Fourier transform , 1978, Proceedings of the IEEE.

[22]  Hongwei Liu,et al.  Optimal mismatched filter bank design for MIMO radar via convex optimization , 2010, 2010 International Waveform Diversity and Design Conference.

[23]  J. C. Smit,et al.  On the trade-off between mainlobe width and peak sidelobe level of mismatched pulse compression filters for linear chirp waveforms , 2009, 2009 European Radar Conference (EuRAD).

[24]  J. J. Burlingame,et al.  Poly-phase codes and optimal filters for multiple user ranging , 1995 .

[25]  P. P. Vaidyanathan,et al.  MIMO Radar Ambiguity Properties and Optimization Using Frequency-Hopping Waveforms , 2008, IEEE Transactions on Signal Processing.

[26]  P. Green Iteratively reweighted least squares for maximum likelihood estimation , 1984 .

[27]  J. M. Baden,et al.  Optimal peak sidelobe filters for biphase pulse compression , 1990, IEEE International Conference on Radar.

[28]  B. Zrnic,et al.  Range sidelobe suppression for pulse compression radars utilizing modified RLS algorithm , 1998, 1988 IEEE 5th International Symposium on Spread Spectrum Techniques and Applications - Proceedings. Spread Technology to Africa (Cat. No.98TH8333).

[29]  Jian Li,et al.  MIMO Radar with Colocated Antennas , 2007, IEEE Signal Processing Magazine.

[30]  J. C. Smit,et al.  Pulse Compression Sidelobe Reduction by Minimization of L/sub p/-Norms , 2007, IEEE Transactions on Aerospace and Electronic Systems.

[31]  Yuri I. Abramovich,et al.  Noncausal Adaptive Spatial Clutter Mitigation in Monostatic MIMO Radar: Fundamental Limitations , 2010, IEEE Journal of Selected Topics in Signal Processing.

[32]  Stephen P. Boyd,et al.  Convex Optimization , 2004, Algorithms and Theory of Computation Handbook.