Correction of systematic model forcing bias of CLM using assimilation of cosmic-ray Neutrons and land surface temperature: a study in the Heihe Catchment, China

The recent development of the non-invasive cosmic-ray soil moisture sensing technique fills the gap be- tween point-scale soil moisture measurements and regional- scale soil moisture measurements by remote sensing. A cosmic-ray probe measures soil moisture for a footprint with a diameter of 600 m (at sea level) and with an effective measurement depth between 12 and 76 cm, depending on the soil humidity. In this study, it was tested whether neu- tron counts also allow correcting for a systematic error in the model forcings. A lack of water management data of- ten causes systematic input errors to land surface models. Here, the assimilation procedure was tested for an irrigated corn field (Heihe Watershed Allied Telemetry Experimen- tal Research - HiWATER, 2012) where no irrigation data were available as model input although for the area a sig- nificant amount of water was irrigated. In the study, the mea- sured cosmic-ray neutron counts and Moderate-Resolution Imaging Spectroradiometer (MODIS) land surface tempera- ture (LST) products were jointly assimilated into the Com- munity Land Model (CLM) with the local ensemble trans- form Kalman filter. Different data assimilation scenarios were evaluated, with assimilation of LST and/or cosmic-ray neutron counts, and possibly parameter estimation of leaf area index (LAI). The results show that the direct assimila- tion of cosmic-ray neutron counts can improve the soil mois- ture and evapotranspiration (ET) estimation significantly, correcting for lack of information on irrigation amounts. The joint assimilation of neutron counts and LST could improve further the ET estimation, but the information content of neu- tron counts exceeded the one of LST. Additional improve- ment was achieved by calibrating LAI, which after calibra- tion was also closer to independent field measurements. It was concluded that assimilation of neutron counts was use- ful for ET and soil moisture estimation even if the model has a systematic bias like neglecting irrigation. However, also the assimilation of LST helped to correct the systematic model bias introduced by neglecting irrigation and LST could be used to update soil moisture with state augmentation.

[1]  N. Verhoest,et al.  State and bias estimation for soil moisture profiles by an ensemble Kalman filter: Effect of assimilation depth and frequency , 2007 .

[2]  T. Ferré,et al.  Nature's neutron probe: Land surface hydrology at an elusive scale with cosmic rays , 2010 .

[3]  Rafael Rosolem,et al.  Translating aboveground cosmic-ray neutron intensity to high-frequency soil moisture profiles at sub-kilometer scale , 2014 .

[4]  Wade T. Crow,et al.  Monitoring root-zone soil moisture through the assimilation of a thermal remote sensing-based soil moisture proxy into a water balance model , 2008 .

[5]  M. Drusch,et al.  Estimation of Radiative Transfer Parameters from L‐Band Passive Microwave Brightness Temperatures Using Advanced Data Assimilation , 2013 .

[6]  A. Savitzky,et al.  Smoothing and Differentiation of Data by Simplified Least Squares Procedures. , 1964 .

[7]  Randal D. Koster,et al.  Assimilation of Satellite-Derived Skin Temperature Observations into Land Surface Models , 2010 .

[8]  R. Reichle Data assimilation methods in the Earth sciences , 2008 .

[9]  Jiemin Wang,et al.  Intercomparison of surface energy flux measurement systems used during the HiWATER‐MUSOEXE , 2013 .

[10]  Harrie-Jan Hendricks Franssen,et al.  Soil moisture and soil properties estimation in the Community Land Model with synthetic brightness temperature observations , 2014 .

[11]  Jiancheng Shi,et al.  The Soil Moisture Active Passive (SMAP) Mission , 2010, Proceedings of the IEEE.

[12]  Jonas Ardö,et al.  Assimilation of land surface temperature into the land surface model JULES with an ensemble Kalman filter , 2010 .

[13]  Thomas J. Jackson,et al.  Modeling and assimilation of root zone soil moisture using remote sensing observations in Walnut Gulch Watershed during SMEX04 , 2008 .

[14]  Chao Li,et al.  Estimation of Unsaturated Soil Hydraulic Parameters Using the Ensemble Kalman Filter , 2011 .

[15]  S. Liang,et al.  Estimating turbulent fluxes through assimilation of geostationary operational environmental satellites data using ensemble Kalman filter , 2011 .

[16]  William P. Kustas,et al.  Effects of Vegetation Clumping on Two–Source Model Estimates of Surface Energy Fluxes from an Agricultural Landscape during SMACEX , 2005 .

[17]  Jorge Nocedal,et al.  Algorithm 778: L-BFGS-B: Fortran subroutines for large-scale bound-constrained optimization , 1997, TOMS.

[18]  J. Qin,et al.  Validation of a dual-pass microwave land data assimilation system for estimating surface soil moisture in semiarid regions. , 2009 .

[19]  Wade T. Crow,et al.  Role of Subsurface Physics in the Assimilation of Surface Soil Moisture Observations , 2009 .

[20]  Yann Kerr,et al.  Soil Moisture , 1922, Botanical Gazette.

[21]  Lionel Jarlan,et al.  Analysis of leaf area index in the ECMWF land surface model and impact on latent heat and carbon fluxes: Application to West Africa , 2008 .

[22]  Shuguo Wang,et al.  Soil Moisture Estimation Using Cosmic-Ray Soil Moisture Sensing at Heterogeneous Farmland , 2014, IEEE Geoscience and Remote Sensing Letters.

[23]  W. J. Shuttleworth,et al.  Assimilation of near-surface cosmic-ray neutrons improves summertime soil moisture profile estimates at three distinct biomes in the USA , 2014 .

[24]  Rafael Rosolem,et al.  The Effect of Atmospheric Water Vapor on Neutron Count in the Cosmic-Ray Soil Moisture Observing System , 2013 .

[25]  Jiang Zhu,et al.  Simultaneous estimation of land surface scheme states and parameters using the ensemble Kalman filter: identical twin experiments , 2011 .

[26]  Istvan Szunyogh,et al.  Efficient data assimilation for spatiotemporal chaos: A local ensemble transform Kalman filter , 2005, physics/0511236.

[27]  Soroosh Sorooshian,et al.  Dual state-parameter estimation of hydrological models using ensemble Kalman filter , 2005 .

[28]  Damian Barrett,et al.  On the efficacy of combining thermal and microwave satellite data as observational constraints for root-zone soil moisture estimation. , 2009 .

[29]  S. Liang,et al.  Improving Predictions of Water and Heat Fluxes by Assimilating MODIS Land Surface Temperature Products into the Common Land Model , 2011 .

[30]  Rafael Rosolem,et al.  A universal calibration function for determination of soil moisture with cosmic-ray neutrons , 2012 .

[31]  Martha C. Anderson,et al.  Advances in thermal infrared remote sensing for land surface modeling , 2009 .

[32]  Hongliang Fang,et al.  Mapping plant functional types from MODIS data using multisource evidential reasoning , 2008 .

[33]  Qing Xiao,et al.  Heihe Watershed Allied Telemetry Experimental Research (HiWATER): Scientific Objectives and Experimental Design , 2013 .

[34]  Stefan Kollet,et al.  Sensitivity of Latent Heat Fluxes to Initial Values and Parameters of a Land‐Surface Model , 2010 .

[35]  H. Hendricks Franssen,et al.  Accuracy of the cosmic‐ray soil water content probe in humid forest ecosystems: The worst case scenario , 2013 .

[36]  Sujay V. Kumar,et al.  Multiscale assimilation of Advanced Microwave Scanning Radiometer–EOS snow water equivalent and Moderate Resolution Imaging Spectroradiometer snow cover fraction observations in northern Colorado , 2012 .

[37]  Baoping Yan,et al.  A Nested Ecohydrological Wireless Sensor Network for Capturing the Surface Heterogeneity in the Midstream Areas of the Heihe River Basin, China , 2014, IEEE Geoscience and Remote Sensing Letters.

[38]  G. Collatz,et al.  Physiological and environmental regulation of stomatal conductance, photosynthesis and transpiration: a model that includes a laminar boundary layer , 1991 .

[39]  Rafael Rosolem,et al.  The COsmic-ray Soil Moisture Interaction Code (COSMIC) for use in data assimilation , 2013 .

[40]  Jonas Ardö,et al.  Improving evapotranspiration in a land surface model using biophysical variables derived from MSG/SEVIRI satellite , 2012 .

[41]  Zhao-Liang Li,et al.  Radiance‐based validation of the V5 MODIS land‐surface temperature product , 2008 .

[42]  S. Jones,et al.  A Review of Advances in Dielectric and Electrical Conductivity Measurement in Soils Using Time Domain Reflectometry , 2003 .

[43]  W. J. Shuttleworth,et al.  COSMOS: the COsmic-ray Soil Moisture Observing System , 2012 .

[44]  M. Zreda,et al.  Footprint diameter for a cosmic‐ray soil moisture probe: Theory and Monte Carlo simulations , 2013 .

[45]  Michael G. Bosilovich,et al.  Skin Temperature Analysis and Bias Correction in a Coupled Land-Atmosphere Data Assimilation System , 2007 .

[46]  Zong-Liang Yang,et al.  Technical description of version 4.5 of the Community Land Model (CLM) , 2013 .

[47]  W. J. Shuttleworth,et al.  Sensitivity of ground heat flux to vegetation cover fraction and leaf area index , 1999 .

[48]  Rafael Rosolem,et al.  Measurement depth of the cosmic ray soil moisture probe affected by hydrogen from various sources , 2012 .

[49]  H. Vereecken,et al.  Potential of Wireless Sensor Networks for Measuring Soil Water Content Variability , 2010 .

[50]  R. Scott,et al.  Measuring soil moisture content non‐invasively at intermediate spatial scale using cosmic‐ray neutrons , 2008 .

[51]  C. Diks,et al.  Improved treatment of uncertainty in hydrologic modeling: Combining the strengths of global optimization and data assimilation , 2005 .

[52]  Xin Li,et al.  Spatial horizontal correlation characteristics in the land data assimilation of soil moisture , 2012 .

[53]  Sietse O. Los,et al.  Impact of leaf area index seasonality on the annual land surface evaporation in a global circulation model , 2003 .

[54]  Jeffrey P. Walker,et al.  THE GLOBAL LAND DATA ASSIMILATION SYSTEM , 2004 .

[55]  Xin Li,et al.  Joint Assimilation of Surface Temperature and L‐Band Microwave Brightness Temperature in Land Data Assimilation , 2013 .

[56]  Yann Kerr,et al.  The SMOS Mission: New Tool for Monitoring Key Elements ofthe Global Water Cycle , 2010, Proceedings of the IEEE.

[57]  D. Entekhabi,et al.  Surface heat flux estimation with the ensemble Kalman smoother: Joint estimation of state and parameters , 2012 .

[58]  Takemasa Miyoshi,et al.  Local Ensemble Transform Kalman Filtering with an AGCM at a T159/L48 Resolution , 2007 .

[59]  Niko E. C. Verhoest,et al.  Optimization of Soil Hydraulic Model Parameters Using Synthetic Aperture Radar Data: An Integrated Multidisciplinary Approach , 2009, IEEE Transactions on Geoscience and Remote Sensing.

[60]  Kenneth W. Harrison,et al.  A comparison of methods for a priori bias correction in soil moisture data assimilation , 2012 .

[61]  Wade T. Crow,et al.  Correcting rainfall using satellite‐based surface soil moisture retrievals: The Soil Moisture Analysis Rainfall Tool (SMART) , 2011 .

[62]  J. Zhu,et al.  Simultaneous estimation of land surface scheme states and parameters using the ensemble Kalman filter: identical twin experiments , 2011 .

[63]  Geir Evensen,et al.  The Ensemble Kalman Filter: theoretical formulation and practical implementation , 2003 .

[64]  A. Zhu,et al.  A China data set of soil properties for land surface modeling , 2013 .

[65]  D. P. DEE,et al.  Bias and data assimilation , 2005 .

[66]  Jean-François Mahfouf,et al.  Root zone soil moisture from the assimilation of screen‐level variables and remotely sensed soil moisture , 2011 .

[67]  Wade T. Crow,et al.  Towards the estimation root-zone soil moisture via the simultaneous assimilation of thermal and microwave soil moisture retrievals , 2010 .