Methods for determining differential behaviors in stone tool production and application to the Oldowan of Olduvai Gorge, Tanzania and Koobi Fora, Kenya

OF THE DISSERTATION Methods for Determining Differential Behaviors in Stone Tool Production and Application to the Oldowan of Olduvai Gorge, Tanzania and Koobi Fora, Kenya by JOSEPH S. RETI Dissertation Director: Dr. J.W.K. Harris Traditional lithic artifact analyses have provided information regarding hominin ranging behaviors, raw material preferences, and the potential for functionality. However, there is currently no standard method for determining how hominins produced lithic artifacts. This dissertation research provides the first quantitative measure of flake production techniques and applies these measures to the Oldowan of Koobi Fora, Kenya and Olduvai Gorge, Tanzania. Four Oldowan production behaviors are identified and are used to define what has been called the “least effort approach” to flake production in the Oldowan. Behaviorally informative measurements are taken on whole flakes and size standardized using their geometric mean. In order to attribute each archaeological flake to a production behavior, large experimental assemblages are created using native raw materials from Koobi Fora and Olduvai Gorge (n = 3,651 flakes and 443 cores). Each experimentally produced flake has empirically known production behaviors associated with it. A multivariate classification algorithm is constructed to determine a classification tree of best fit for the experimental flakes such that each flake is assigned a particular production behavior. Archaeological flakes are assessed via this classification

[1]  M. Spencer,et al.  Phylogenetics of artificial manuscripts. , 2004, Journal of theoretical biology.

[2]  Onesphor Kyara Lithic raw materials and their implications on assemblage variation and hominid behavior during bed II, Olduvai Gorge, Tanzania , 1999 .

[3]  H. Ensor,et al.  Comments on Sullivan and Rozen's Debitage Analysis and Archaeological Interpretation , 1989, American Antiquity.

[4]  Stephen J. Lycett,et al.  A crossbeam co-ordinate caliper for the morphometric analysis of lithic nuclei: a description, test and empirical examples of application , 2006 .

[5]  N. Toth The oldowan reassessed: a close look at early stone artifacts , 1985 .

[6]  S. Perry What Cultural Primatology Can Tell Anthropologists About the Evolution of Culture , 2006 .

[7]  Robert C. Dunnell,et al.  Style and Function: A Fundamental Dichotomy , 1978, American Antiquity.

[8]  M. J. O’Brien,et al.  Cladistics Is Useful for Reconstructing Archaeological Phylogenies: Palaeoindian Points from the Southeastern United States , 2001 .

[9]  William C. Prentiss,et al.  The Reliability and Validity of a Lithic Debitage Typology: Implications for Archaeological Interpretation , 1998, American Antiquity.

[10]  H. Dibble Comment on : Quantifying lithic curation : An experimental test of Dibble and Pelcin's original flake-tool mass predictor by Zachary J. Davis and John J. Shea , 1998 .

[11]  I. de la Torre,et al.  Omo Revisited: Evaluating the Technological Skills of Pliocene Hominids , 2004 .

[12]  A. J. H. Goodwin,et al.  The Stone Age cultures of South Africa , 1980 .

[13]  I. Stanistreet,et al.  Landscape distribution of Oldowan stone artifact assemblages across the fault compartments of the eastern Olduvai Lake Basin during early lowermost Bed II times. , 2012, Journal of human evolution.

[14]  P. Lemonnier The study of material culture today: toward an anthropology of technical systems , 1986 .

[15]  Y. Kimura Tool-using strategies by early hominids at bed II, Olduvai Gorge, Tanzania. , 1999, Journal of human evolution.

[16]  Robert L. Bettinger,et al.  Point Typologies, Cultural Transmission, and the Spread of Bow-and-Arrow Technology in the Prehistoric Great Basin , 1999, American Antiquity.

[17]  D. Bamforth Evidence and Metaphor in Evolutionary Archaeology , 2002, American Antiquity.

[18]  Don E. Crabtree Flaking stone tools with wooden implements , 1970 .

[19]  Michael J. O'Brien,et al.  Cladistics and archaeology , 2003 .

[20]  M. Bamford,et al.  Vegetation during UMBI and deposition of Tuff IF at Olduvai Gorge, Tanzania (ca. 1.8 Ma) based on phytoliths and plant remains. , 2012, Journal of human evolution.

[21]  Peter Hiscock,et al.  The reality of reduction experiments and the GIUR: reply to Eren and Sampson , 2009 .

[22]  I. Stanistreet,et al.  Late Pliocene grassland from Olduvai Gorge, Tanzania , 2008 .

[23]  P. Jeffrey Brantingham,et al.  Raw Material Quality and Prepared Core Technologies in Northeast Asia , 2000 .

[24]  G. Clark,et al.  5. Straight Archaeology French Style: The Phylogenetic Paradigm in Historic Perspective , 1991 .

[25]  Shmuel Peleg,et al.  Continuous symmetry measures , 1992 .

[26]  H. S. Colton,et al.  From Handbook of Northern Arizona Pottery Wares , 1937 .

[27]  F. Brown,et al.  Stratigraphic Relation between Lokalalei 1A and Lokalalei 2C, Pliocene Archaeological Sites in West Turkana, Kenya , 2002 .

[28]  C. Lowe The Evolution of the Levallois Technique in South Africa , 1945 .

[29]  J. Gowlett A case of Developed Oldowan in the Acheulean , 1988 .

[30]  E. Vrba,et al.  Environment and behavior of 2.5-million-year-old Bouri hominids. , 1999, Science.

[31]  F. Brown,et al.  Tuffaceous marker horizons in the Koobi Fora region and the Lower Omo Valley , 1982, Nature.

[32]  Harold L. Dibble,et al.  Stone Tool Analysis Using Digitized Images: Examples from the Lower and Middle Paleolithic , 1999 .

[33]  Andrew P. Bradbury,et al.  Examining Stage and Continuum Models of Flake Debris Analysis: An Experimental Approach , 1999 .

[34]  Harold L. Dibble,et al.  The relative effects of core surface morphology on flake shape and other attributes , 2011 .

[35]  P. Ditchfield,et al.  Research on late Pliocene Oldowan sites at Kanjera South, Kenya. , 1999, Journal of human evolution.

[36]  Frances E. Mascia-Lees,et al.  A companion to the anthropology of the body and embodiment , 2011 .

[37]  A. Whiten,et al.  Conformity to cultural norms of tool use in chimpanzees , 2005, Nature.

[38]  G. Isaac,et al.  The Karari Industry: Early Pleistocene archaeological evidence from the terrain east of Lake Turkana, Kenya , 1976, Nature.

[39]  J. Wright,et al.  Paleogeographic variations of pedogenic carbonate delta13C values from Koobi Fora, Kenya: implications for floral compositions of Plio-Pleistocene hominin environments. , 2007, Journal of human evolution.

[40]  S. Lycett Are Victoria West cores "proto-Levallois"? A phylogenetic assessment. , 2009, Journal of human evolution.

[41]  Robert C. Dunnell,et al.  Systematics in Prehistory , 1971 .

[42]  H. Roche,et al.  Early hominid stone tool production and technical skill 2.34 Myr ago in West Turkana, Kenya , 1999, Nature.

[43]  J. R. O'neil,et al.  The MNK Chert Factory Site, Olduvai Gorge, Tanzania , 1974 .

[44]  D. Barsky An Overview of Some African and Eurasian Oldowan Sites: Evaluation of Hominin Cognition Levels, Technological Advancement and Adaptive Skills , 2009 .

[45]  Michael J. Rogers,et al.  Early Pliocene hominids from Gona, Ethiopia , 2005, Nature.

[46]  P. Jeffrey Brantingham,et al.  A Unified Evolutionary Model of Archaeological Style and Function Based on the Price Equation , 2007, American Antiquity.

[47]  J. Shea,et al.  Quantifying Lithic Curation: An Experimental Test of Dibble and Pelcin's Original Flake-Tool Mass Predictor , 1998 .

[48]  K. Kuman An Acheulean Factory Site with Prepared Core Technology near Taung, South Africa , 2001 .

[49]  John W. Harris The Karari industry, its place in East African prehistory , 1978 .

[50]  L. Leakey,et al.  The stone age races of Kenya , 1936 .

[51]  R. Blumenschine,et al.  Effects of distance from stone source on landscape-scale variation in Oldowan artifact assemblages in the Paleo-Olduvai Basin, Tanzania , 2008 .

[52]  H. Breuil Les subdivisions du paléolithique supérieur et leur signification. , 1913 .

[53]  H. Dibble,et al.  The Effect of Hammer Mass and Velocity on Flake Mass , 1995 .

[54]  J. Brew From The Archaeology of Alkali Ridge , Southeastern Utah , 1997 .

[55]  H. Dibble The Interpretation of Middle Paleolithic Scraper Morphology , 1987, American Antiquity.

[56]  Peter Ditchfield,et al.  Raw material quality and Oldowan hominin toolstone preferences: evidence from Kanjera South, Kenya , 2009 .

[57]  Richard Potts,et al.  The Pleistocene locality of Kanjera, Western Kenya: stratigraphy, chronology and paleoenvironments , 1995 .

[58]  Andrew P. Bradbury,et al.  Flake Size from Platform Attributes: Predictive and Empirical Approaches , 2000 .

[59]  J. Yravedra,et al.  Disentangling hominin and carnivore activities near a spring at FLK North (Olduvai Gorge, Tanzania) , 2010, Quaternary Research.

[60]  Nicholas Toth,et al.  The stone technologies of early hominids at Koobi Fora, Kenya : an experimental approach , 1982 .

[61]  James M. Skibo,et al.  The Explanation of Artifact Variability , 1997, American Antiquity.

[62]  R. Mace,et al.  The evolution of cultural diversity : a phylogenetic approach , 2005 .

[63]  C. R. Peters,et al.  Late Pliocene Homo and Hominid Land Use from Western Olduvai Gorge, Tanzania , 2003, Science.

[64]  S. Copeland Vegetation and plant food reconstruction of lowermost Bed II, Olduvai Gorge, using modern analogs. , 2007, Journal of human evolution.

[65]  S. Shennan Genes, Memes, and Human History: Darwinian Archaeology and Cultural Evolution , 2003 .

[66]  Michael J. Rogers,et al.  Changing patterns of land use by Plio-Pleistocene hominids in the Lake Turkana Basin , 1994 .

[67]  Manuel Domínguez-Rodrigo,et al.  An Experimental Study of Bipolar and Freehand Knapping of Naibor Soit Quartz from Olduvai Gorge (Tanzania) , 2011, American Antiquity.

[68]  T. Cerling Paleochemistry of plio-pleistocene lake Turkana, Kenya , 1979 .

[69]  C. R. Peters,et al.  Archaeological predictions for hominid land use in the paleo-Olduvai Basin, Tanzania, during lowermost Bed II times. , 1998, Journal of human evolution.

[70]  F. Bordes Typologie du paléolithique : ancien et moyen , 1988 .

[71]  J. Clifford,et al.  Writing culture : the poetics and politics of ethnography : a School of American Research advanced seminar , 1986 .

[72]  Anne Delagnes,et al.  Late Pliocene hominid knapping skills: the case of Lokalalei 2C, West Turkana, Kenya. , 2005, Journal of human evolution.

[73]  Earl Herbert Swanson,et al.  An introduction to flintworking , 1972 .

[74]  Yuki Kimura,et al.  Examining time trends in the Oldowan technology at Beds I and II, Olduvai Gorge. , 2002, Journal of human evolution.

[75]  Daniel S. Amick,et al.  An Evaluation of Debitage Produced by Experimental Bifacial Core Reduction of a Georgetown Chert Nodule , 1988 .

[76]  Frédéric Sellet,et al.  Chaine Operatoire; The Concept and Its Applications , 1993 .

[77]  F. Bordes Mousterian Cultures in France: Artifacts from recent excavation dispel some popular misconceptions about Neanderthal man. , 1961, Science.

[78]  L. Leakey,et al.  The Stone Age Cultures of Kenya Colony , 1932, Nature.

[79]  David R. Braun,et al.  Technological developments in the Oldowan of Koobi Fora , 2003 .

[80]  J. Lee-Thorp,et al.  Isotopic evidence for the diet of an early hominid, Australopithecus africanus. , 1999, Science.

[81]  George C. Frison,et al.  A Functional Analysis of Certain Chipped Stone Tools , 1968, American Antiquity.

[82]  James A. Ford A quantitative method for deriving cultural chronology , 1972 .

[83]  Michael S. Bisson,et al.  Nineteenth Century Tools for Twenty-First Century Archaeology? Why the Middle Paleolithic Typology of François Bordes Must Be Replaced , 2000 .

[84]  J. Clark IEASURING THE FLOW OF GOODS WITH ARCHAEOLOGICAL DATA , 1979 .

[85]  Robert L. Bettinger,et al.  Evolutionary Implications of Metrical Variation in Great Basin Projectile Points , 2008 .

[86]  M. J. O’Brien,et al.  Transmission, phylogenetics, and the evolution of cultural diversity , 2008 .

[87]  Richard L. Fishel Lithics , 2003, Encyclopedic Dictionary of Archaeology.

[88]  I. Torre,et al.  Percussion Tools in Olduvai Beds I and II (Tanzania): Implications for Early Human Activities , 2005 .

[89]  Radu Iovita Ontogenetic scaling and lithic systematics: method and application , 2009 .

[90]  D. Farner The growth of biological thought. Diversity, evolution, and inheritance , 1983 .

[91]  M. Kibunjia Pliocene archaeological occurrences in the Lake Turkana basin , 1994 .

[92]  L. W. Patterson,et al.  Replication and Classification of Large Size Lithic Debitage , 1982 .

[93]  H. Dibble,et al.  New experimental evidence on the relation between percussion flaking and flake variation , 1981 .

[94]  R. Potts,et al.  Hominid fossil sample from Kanjera, Kenya: description, provenance, and implications of new and earlier discoveries. , 1995, American journal of physical anthropology.

[95]  M. Collard,et al.  Investigating cultural evolution through biological phylogenetic analyses of Turkmen textiles , 2002 .

[96]  Raymond Williams,et al.  Culture and Society, 1780-1950 , 1959 .

[97]  Archaeology , 1987 .

[98]  R. Leakey,et al.  Archeological Traces of Early Hominid Activities, East of Lake Rudolf, Kenya , 1971, Science.

[99]  I. Kuijt,et al.  Tur Imdai Rockshelter, Jordan: Debitage Analysis and Historic Bedouin Lithic Technology , 1993 .

[100]  Robson Bonnichsen,et al.  Understanding Stone Tools: A Cognitive Approach , 1984 .

[101]  Robert J. Hoard,et al.  Lithic Analysis , 2003 .

[102]  M. Feldman,et al.  Cultural transmission and evolution: a quantitative approach. , 1981, Monographs in population biology.

[103]  A. Sullivan,et al.  Debitage Analysis and Archaeological Interpretation , 1985, American Antiquity.

[104]  B. Cotterell,et al.  The Formation of Flakes , 1987, American Antiquity.

[105]  E. Baquedano,et al.  Phytoliths infer locally dense and heterogeneous paleovegetation at FLK North and surrounding localities during upper Bed I time, Olduvai Gorge, Tanzania , 2010, Quaternary Research.

[106]  R. Meldola Sexual Selection , 1871, Nature.

[107]  Andrew W. Pelcin The Threshold Effect of Platform Width: A Reply to Davis and Shea , 1998 .

[108]  J. B. Sollberger,et al.  Replication and Classification of Small Size Lithic Debit Age , 1978 .

[109]  W. Sewell The concept(s) of culture , 2004 .

[110]  D. Braun,et al.  Flake recovery rates and inferences of Oldowan hominin behavior: a response to Kimura 1999, 2002. , 2005, Journal of human evolution.

[111]  N. Toth,et al.  THE OLDOWAN : CASE STUDIES INTO THE EARLIEST STONE AGE , 2012 .

[112]  H. Roche,et al.  First occurrence of early Homo in the Nachukui Formation (West Turkana, Kenya) at 2.3-2.4 Myr. , 2005, Journal of human evolution.

[113]  Kathy D. Shick Modeling the formation of Early Stone Age artifact concentrations , 1987 .

[114]  Van Schaik,et al.  The Biology of Traditions: Local traditions in orangutans and chimpanzees: social learning and social tolerance , 2003 .

[115]  Silvia Tomáŝková,et al.  What is a Burin? Typology, Technology, and Interregional Comparison , 2005 .

[116]  A. Sullivan Probing the Sources of Lithic Assemblage Variability: A Regional Case Study near the Homolovi Ruins, Arizona , 1987 .

[117]  M. Bamford,et al.  Isotopic evidence for contrasting diets of early hominins Homo habilis and Australopithecus boisei of Tanzania , 2008 .

[118]  D. Peyrony Les Industries « aurignaciennes » dans le bassin de la Vézère , 1933 .

[119]  T. White,et al.  The earliest Acheulean from Konso-Gardula , 1993, Nature.

[120]  L. Binford Working At Archaeology , 1983 .

[121]  John C. Whittaker,et al.  Flintknapping: Making and Understanding Stone Tools , 1994 .

[122]  C. R. Peters,et al.  Landscape perspectives on possible land use patterns for Early Pleistocene hominids in the Olduvai Basin, Tanzania , 1995 .

[123]  N. Toth,et al.  FxJj50: An early Pleistocene site in northern Kenya , 1980 .

[124]  M. Collard,et al.  Testing models of early Paleoindian colonization and adaptation using cladistics , 2008 .

[125]  G. Isaac,et al.  Precision and Definition in African Archaeology , 1966 .

[126]  L. Binford Faunal remains from Klasies River mouth , 1984 .

[127]  David L Pokotylo,et al.  A Pilot Study in Bifacial Lithic Reduction Sequences , 1981 .

[128]  M. J. O’Brien,et al.  Applying Evolutionary Archaeology: A Systematic Approach , 2000 .

[129]  Michael Shott,et al.  Size and form in the analysis of flake debris: Review and recent approaches , 1994 .

[130]  C. Swisher,et al.  Plio-Pleistocene facies environments from the KBS Member, Koobi Fora Formation: implications for climate controls on the development of lake-margin hominin habitats in the northeast Turkana Basin (northwest Kenya). , 2007, Journal of human evolution.

[131]  Sally R. Binford,et al.  A Preliminary Analysis of Functional Variability in the Mousterian of Levallois Facies , 2009 .

[132]  M. Bamford Fossil sedges, macroplants, and roots from Olduvai Gorge, Tanzania. , 2012, Journal of human evolution.

[133]  James A. Ford On the Concept of Types , 1954 .

[134]  Nicholas Toth,et al.  Behavioral inferences from Early Stone artifact assemblages: an experimental model☆ , 1987 .

[135]  I. Torre,et al.  Unmodified lithic material at Olduvai Bed I: manuports or ecofacts? , 2005 .

[136]  Michael J. Shott,et al.  An Exegesis of the Curation Concept , 1996, Journal of Anthropological Research.

[137]  W. Jungers,et al.  Morphometrics of the callitrichid forelimb: A case study in size and shape , 1993, International Journal of Primatology.

[138]  L. McHenry Element mobility during zeolitic and argillic alteration of volcanic ash in a closed-basin lacustrine environment: Case study Olduvai Gorge, Tanzania , 2009 .

[139]  P. Renne,et al.  2.5-million-year-old stone tools from Gona, Ethiopia , 1997, Nature.

[140]  Stephen J. Lycett,et al.  On questions surrounding the Acheulean ‘tradition’ , 2008 .

[141]  A. Whiten,et al.  Cultures in chimpanzees , 1999, Nature.

[142]  M. Eren,et al.  Are Upper Paleolithic blade cores more productive than Middle Paleolithic discoidal cores? A replication experiment. , 2008, Journal of human evolution.

[143]  Peter Hiscock,et al.  Estimating original flake mass from 3D scans of platform area , 2011 .

[144]  Stanley A. Ahler,et al.  Mass Analysis of Flaking Debris: Studying the Forest Rather Than the Tree , 2008 .

[145]  Andrew W. Pelcin The Formation of Flakes: The Role of Platform Thickness and Exterior Platform Angle in the Production of Flake Initiations and Terminations , 1997 .

[146]  Alfred Vincent Kidder Pottery of the Pajarito plateau and of some adjacent regions in New Mexico , 1974 .

[147]  F. Diez-Martín,et al.  Paleoenvironmental and paleoecological reconstruction of a freshwater oasis in savannah grassland at FLK North, Olduvai Gorge, Tanzania , 2010, Quaternary Research.

[148]  F. Brown,et al.  Microstratigraphy and Paleoenvironments , 1993 .

[149]  P. Richerson,et al.  Not by Genes Alone , 2004 .

[150]  R. Potts,et al.  Current research on the late Pliocene and Pleistocene deposits north of Homa Mountain, southwestern Kenya. , 1999, Journal of human evolution.

[151]  S. Lycett,et al.  Phylogenetic analyses of behavior support existence of culture among wild chimpanzees , 2007, Proceedings of the National Academy of Sciences.

[152]  Stephen Shennan,et al.  Cultural transmission, language, and basketry traditions amongst the California Indians , 2003 .

[153]  J. Speth Mechanical Basis of Percussion Flaking , 1972, American Antiquity.

[154]  R. Austin The Experimental Reproduction and Archaeological Occurrence of Biface Notching Flakes , 1986 .

[155]  P. Jeffrey Brantingham,et al.  A Neutral Model of Stone Raw Material Procurement , 2003, American Antiquity.

[156]  O. Bar‐Yosef,et al.  Definition and interpretation of Levallois technology , 2022 .

[157]  N. Toth,et al.  Making Silent Stones Speak: Human Evolution And The Dawn Of Technology , 1993 .

[158]  L. Aiello Allometry and the analysis of size and shape in human evolution , 1992 .

[159]  H. Dibble Platform Variability and Flake Morphology: A Comparison of Experimental and Archaeological Data and Implications for Interpreting Prehistoric Lithic Technological Strategies , 1997 .

[160]  L. McHenry,et al.  Fingerprinting facies of the Tuff IF marker, with implications for early hominin palaeoecology, Olduvai Gorge, Tanzania , 2008 .

[161]  David R. Braun,et al.  Oldowan reduction sequences: methodological considerations , 2008 .

[162]  M. Cohen,et al.  Symbiosis, Instability, and the Origins and Spread of Agriculture: A New Model [and Comments and Reply] , 1980, Current Anthropology.

[163]  Richard Potts,et al.  Why the Oldowan? Plio-Pleistocene Toolmaking and the Transport of Resources , 1991, Journal of Anthropological Research.

[164]  W. M. Flinders Petrie,et al.  Sequences in Prehistoric Remains , 1899 .

[165]  L. McHenry A revised stratigraphic framework for Olduvai Gorge Bed I based on tuff geochemistry. , 2012, Journal of human evolution.

[166]  Michel N. Brézillon,et al.  La dénomination des objets de pierre taillée. Matériaux pour un vocabulaire des préhistoriens de langue française , 1968 .

[167]  S. Gould Full House: The Spread of Excellence from Plato to Darwin , 1996 .