An inclusive model for assessing the sustainability of cities in developing countries – Trinity of Cities' Sustainability from Spatial, Logical and Time Dimensions (TCS-SLTD)

Abstract Attaining inclusive, regenerative and sustainable cities for all in the context of unparalleled rates of urbanization, economy-oriented priorities, and chaotic urban development that characterize the developing world is a major challenge. A first step in reaching this goal is to conceptualize an inclusive framework for delineating, assessing and guiding the development of these cities towards sustainability. In this study we outline an inclusive, causal framework for Sustainable Development (SD) assessment, entitled “Trinity of Cities Sustainability from Spatial, Logical and Time Dimensions” (TCS-SLTD). It has been developed for cities in developing countries, and is illustrated using one such city, Xi'an. After reviewing the history and trends of urbanization of cities in Western China, some principles for assessing sustainability of cities in developing countries are suggested, after which the Xi'an case is presented. The urban area of Xi'an has expanded by more than 10 fold during the last quarter century, while arable land has decreased by 39%. In addition to these dramatic changes in land-use, the main axis of urban expansion has shifted from a north-south axial to radial expansion towards all areas around the core city. Over time, urban expansion has followed a “concentrated–deconcentrated– concentrated” trend. Xi'an overall sustainability, as measured by the index we present, has followed an upward – but not monotonic – trend between 1990 and 2010, during which its urbanization rate increased by 30%. On the basis of our multi-dimensional analysis, suggestions are made on how to direct Xi'an toward a more regenerative development path. These include revitalization of the urban system, control of urban form through planning, consulting and informing local communities about sustainable development issues, and achieving efficient functioning and harmonious coordination among different departments and municipal authorities in Xi'an. The TCS-SLTD model, outlined in this study, is a useful tool for guiding the process of Sustainable Development Indicator (SDI) selection, and provides a conceptual framework for holistically assessing the sustainability of city growth and expansion in developing countries. The model can assist urban planners and policy makers in developing countries in the performance of integrated assessments city sustainability, and in the formulation of pragmatic and focused policies to shift cities towards more regenerative and sustainable development trajectories.

[1]  M. Olalla‐Tárraga,et al.  A conceptual framework to assess sustainability in urban ecological systems , 2006 .

[2]  H. Hotelling Analysis of a complex of statistical variables into principal components. , 1933 .

[3]  Zhang Xiaolei,et al.  Urbanization in Western China , 2013 .

[4]  Katie Williams,et al.  Urban intensification policies in England: problems and contradictions , 1999 .

[5]  Christoph Böhringer,et al.  Measuring the Immeasurable: A Survey of Sustainability Indices , 2007 .

[6]  L. Hens,et al.  How Green Is the City?: Sustainability Assessment and the Management of Urban Environments , 2001 .

[7]  A. Allen Environmental planning and management of the peri-urban interface: perspectives on an emerging field , 2003 .

[8]  Laura E. Jackson,et al.  Evaluation Guidelines for Ecological Indicators , 2015 .

[9]  J. Ni,et al.  Rapid assessment of sustainability in Mainland China. , 2010, Journal of environmental management.

[10]  Hartmut Bossel,et al.  Assessing Viability and Sustainability: a Systems-based Approach for Deriving Comprehensive Indicator Sets , 2002 .

[11]  Andreas Kemmler,et al.  Energy indicators for tracking sustainability in developing countries , 2007 .

[12]  Bill Reed,et al.  Shifting from ‘sustainability’ to regeneration , 2007 .

[13]  R. Kasperson,et al.  A framework for vulnerability analysis in sustainability science , 2003, Proceedings of the National Academy of Sciences of the United States of America.

[14]  Yong Geng,et al.  Urban ecological footprint analysis: a comparative study between Shenyang in China and Kawasaki in Japan , 2014 .

[15]  I. Jolliffe Principal Component Analysis , 2002 .

[16]  Dan Wang,et al.  Analysis of temporal–spatial changes of urban integrative carrying capacity to assess urban sustainability in the Yangtze River delta area in China , 2011 .

[17]  Xiao Hui Ding,et al.  A Novel Indicator for Assessing the Spatial Sustainability of Cities in Developing Countries - A Case Study of Xi’an City , 2012 .

[18]  Karl Pearson F.R.S. LIII. On lines and planes of closest fit to systems of points in space , 1901 .

[19]  Donald M. McAllister Evaluation in Environmental Planning: Assessing Environmental, Social, Economic, and Political Trade-offs , 1982 .

[20]  Virginia H. Dale,et al.  Challenges in the development and use of ecological indicators , 2001 .

[21]  James R. Anderson,et al.  A land use and land cover classification system for use with remote sensor data , 1976 .

[22]  William R. Sheate,et al.  Sustainability appraisal of English regional plans: incorporating the requirements of the EU Strategic Environmental Assessment Directive , 2001 .

[23]  Xiaoling Zhang Toward a regenerative sustainability paradigm for the built environment: from vision to reality , 2014 .

[24]  Jiaguo Qi,et al.  Assessing the sustainability of major cities in China , 2010 .

[25]  Amartya Sen,et al.  Human development Index: Methodology and Measurement , 1994 .

[26]  Rudolf de Groot,et al.  Framing environmental indicators: moving from causal chains to causal networks , 2008 .

[27]  R. Ewing Is Los Angeles-Style Sprawl Desirable? , 1997 .

[28]  Tonni Agustiono Kurniawan,et al.  Promoting win–win situations in climate change mitigation, local environmental quality and development in Asian cities through co-benefits , 2013 .

[29]  Chrisna Du Plessis,et al.  Towards a regenerative paradigm for the built environment , 2012 .

[30]  W. Rees Revisiting carrying capacity: Area-based indicators of sustainability , 1996 .

[31]  Zhou Jia,et al.  Assessment of sustainable development system in Suihua City, China , 2007 .

[32]  Xie Gao,et al.  Ecological assets valuation of the Tibetan Plateau , 2003 .

[33]  D. Puga,et al.  Urbanisation patterns: European vs less developed countries , 1996 .

[34]  Julio J. Ochoa,et al.  The application of urban sustainability indicators – A comparison between various practices , 2011 .

[35]  P Ekins,et al.  A Framework for the practical application of the concepts of critical natural capital and strong sustainability , 2005 .

[36]  E. Burton The Compact City: Just or Just Compact? A Preliminary Analysis , 2000 .

[37]  B. Cohen Urbanization in developing countries: Current trends, future projections, and key challenges for sustainability , 2006 .

[38]  Xiaoling Zhang,et al.  Delivering a low-carbon community in China: Technology vs. strategy? , 2013 .

[39]  M. El-Haram,et al.  A critical review of reductionist approaches for assessing the progress towards sustainability , 2008 .

[40]  Xiyong Hou,et al.  Assessment of coastal zone sustainable development: A case study of Yantai, China , 2010 .

[41]  Alan Wade,et al.  Mind the sustainability gap. , 2007, Trends in ecology & evolution.

[42]  R. O'Neill,et al.  The value of the world's ecosystem services and natural capital , 1997, Nature.

[43]  Rudolf de Groot,et al.  A conceptual framework for selecting environmental indicator sets , 2008 .

[44]  S. Rippa,et al.  Data Dependent Triangulations for Piecewise Linear Interpolation , 1990 .

[45]  Giles M. Foody,et al.  Toward intelligent training of supervised image classifications: directing training data acquisition for SVM classification , 2004 .

[46]  John Elkington,et al.  Partnerships from cannibals with forks: The triple bottom line of 21st‐century business , 1998 .

[47]  D. Satterthwaite The Transition to a Predominantly Urban World and its Underpinnings , 2007 .

[48]  D. Puga,et al.  Urbanization patterns: European versus less developed countries. , 1998, Journal of regional science.

[49]  Yiqing Zhao,et al.  Assessment tools, prevailing issues and policy implications of mining community sustainability in China , 2012 .

[50]  Janne Hukkinen,et al.  Sustainability indicators for anticipating the fickleness of human–environmental interaction , 2003 .

[51]  Hossein Saadat,et al.  A GIS and remote sensing protocol for the extraction and definition of Interrill and Rill erosion types/intensities over a large area of Iran , 2009 .