Pressure and Orientation Effects on the Electronic Structure of Carbon Nanotube Bundles

On the basis of the density functional theory, we study pressure and orientation effects on geometric and electronic structures of crystalline bundles consisting of single-wall carbon nanotubes, (6,0), (8,0), (6,6), and (12,0). We find that mutual orientation angles of adjacent nanotubes in stable geometries correspond to a common intertube atomic arrangement which is similar to an interlayer atomic arrangement of the graphite “AB stacking”. In the (6,6) bundle, it is found that a pseudogap appears at the Fermi level and its width depends strongly on the intertube orientation. Interestingly, this pesudogap becomes the widest at the most stable intertube orientation which in this case is slightly off the ideal AB-stacking geometry, indicating that the electronic energy gain enhances the pseudogap effect in metallic nanotube bundles. Under lateral pressure, large structural deformation (buckling) is found in the (6,6) bundle and the cross section of the tube in the bundle is deformed from circular to polygo...

[1]  S. C. O'brien,et al.  C60: Buckminsterfullerene , 1985, Nature.

[2]  G. Oszlányi,et al.  Two-dimensional polymer of C60 , 1995 .

[3]  Satoru Suzuki,et al.  Synthesis and structure of pristine and alkali-metal-intercalated single-walled carbon nanotubes , 1998 .

[4]  S. Okada,et al.  ELECTRONIC STRUCTURE AND ENERGETICS OF PRESSURE-INDUCED TWO-DIMENSIONAL C60 POLYMERS , 1999 .

[5]  R. Fleming,et al.  New Phases of C60 Synthesized at High Pressure , 1994, Science.

[6]  W. Krätschmer,et al.  The infrared and ultraviolet absorption spectra of laboratory-produced carbon dust: evidence for the presence of the C60 molecule , 1990 .

[7]  J. Charlier,et al.  First-Principles Study of Carbon Nanotube Solid-State Packings , 1995 .

[8]  D. Murphy,et al.  Superconductivity at 18 K in potassium-doped C60 , 1991, Nature.

[9]  Nobutsugu Minami,et al.  Amphoteric doping of single-wall carbon-nanotube thin films as probed by optical absorption spectroscopy , 1999 .

[10]  Susumu Saito,et al.  Effect of intertube coupling on the electronic structure of carbon nanotube ropes , 1998 .

[11]  S. Iijima Helical microtubules of graphitic carbon , 1991, Nature.

[12]  Benedict,et al.  Hybridization effects and metallicity in small radius carbon nanotubes. , 1994, Physical review letters.

[13]  A. Oshiyama,et al.  Cohesive mechanism and energy bands of solid C60. , 1991, Physical review letters.

[14]  P. Hohenberg,et al.  Inhomogeneous Electron Gas , 1964 .

[15]  J. Hodeau,et al.  Polymerized fullerite structures. , 1995, Physical review letters.

[16]  Leonard Kleinman,et al.  Efficacious Form for Model Pseudopotentials , 1982 .

[17]  Steven G. Louie,et al.  Broken symmetry and pseudogaps in ropes of carbon nanotubes , 1998, Nature.

[18]  Nobutsugu Minami,et al.  Pressure dependence of the optical absorption spectra of single-walled carbon nanotube films , 2000 .

[19]  Young Hee Lee,et al.  Crystalline Ropes of Metallic Carbon Nanotubes , 1996, Science.

[20]  Sasaki,et al.  Compressibility and polygonization of single-walled carbon nanotubes under hydrostatic pressure , 2000, Physical review letters.

[21]  W. Krätschmer,et al.  Solid C60: a new form of carbon , 1990, Nature.

[22]  Martins,et al.  Efficient pseudopotentials for plane-wave calculations. , 1991, Physical review. B, Condensed matter.

[23]  Riichiro Saito,et al.  Electronic structure of chiral graphene tubules , 1992 .

[24]  Sawada,et al.  New one-dimensional conductors: Graphitic microtubules. , 1992, Physical review letters.

[25]  A. Zunger,et al.  Self-interaction correction to density-functional approximations for many-electron systems , 1981 .

[26]  P. L. Lee,et al.  Structure of single-phase superconducting K3C60 , 1991, Nature.

[27]  A. Kortan,et al.  Superconductivity at 28 K in RbxC60. , 1991, Physical review letters.

[28]  W. Kohn,et al.  Self-Consistent Equations Including Exchange and Correlation Effects , 1965 .

[29]  Oshiyama,et al.  Vacancy in Si: Successful description within the local-density approximation. , 1992, Physical review letters.

[30]  B. Alder,et al.  THE GROUND STATE OF THE ELECTRON GAS BY A STOCHASTIC METHOD , 2010 .

[31]  S. Okada,et al.  Nearly free electron states in carbon nanotube bundles , 2000 .

[32]  H. J. Kim,et al.  Conductivity enhancement in single-walled carbon nanotube bundles doped with K and Br , 1997, Nature.