The vertical integration of Lisbon and sustainable development strategies across the EU: How different governance architectures shape the European coherence of policy documents

In Europe, sustainable development (SD) is pursued with not one but two overarching strategies, i.e., the so‐called Lisbon and SD strategies. While the Lisbon Strategy is a genuinely European response to global economic and social pressures, SD strategies are national efforts corresponding with international (mainly United Nations) guidance to better coordinate and integrate economic, social and, in particular, environmental policies. The present paper explores the vertical coordination and coherence of the two pan‐European strategies. After reviewing the international background of SD strategies and the EU origins of the Lisbon strategy, the paper characterizes and compares the governance architectures of the two strategies. With a solid background on how vertical policy integration functions in the two processes, the paper then shows how this affects the coherence of respective strategy structures and monitoring indicators. Based on an extensive empirical stocktaking study of the objectives and indicators in Lisbon and SD strategies across Europe it is shown that, despite the stronger European coordination through the Open Method of Coordination, the Lisbon process entailed only slightly more coherent national strategies than international guidance did in the context of SD strategies. Thus, the paper concludes that the influence international organizations such as the UN and the OECD have on national policy‐making must not be underestimated.

[1]  James Meadowcroft Nationale Pläne und Strategien zur nachhaltigen Entwicklung in Industrienationen , 2000 .

[2]  R. Steurer,et al.  The EU SDS Process in the Member States: SDS Coordinators, National Progress Reports and the Open Method of Coordination , 2007 .

[3]  Susana Borrás,et al.  The open method of co-ordination and new governance patterns in the EU , 2004 .

[4]  Brooks Browne Strategies for Sustainable Development , 1998 .

[5]  Martin Heidenreich,et al.  The Open Method of Co-Ordination: A Way to the Europeanization of Social and Employment Policies? , 2008 .

[6]  Reinhard Steurer Sustainable development strategies , 2008 .

[7]  L. Hooghe,et al.  Multi-Level Governance and European Integration , 2001 .

[8]  A. Martinuzzi,et al.  Towards a New Pattern of Strategy Formation in the Public Sector: First Experiences with National Strategies for Sustainable Development in Europe , 2005 .

[9]  David M. Trubek,et al.  Hard and Soft Law in the Construction of Social Europe: The Role of the Open Method of Co-Ordination , 2005 .

[10]  H. Prange,et al.  Missing the Lisbon Target? Multi-Level Innovation and EU Policy Coordination , 2005 .

[11]  M. Büchs How Legitimate is the Open Method of Co-ordination? , 2008 .

[12]  Reinhard Steurer,et al.  From government strategies to strategic public management: an exploratory outlook on the pursuit of cross‐sectoral policy integration , 2007 .

[13]  David M. Trubek,et al.  Alternative Approaches to Governance in the EU: EU Social Policy and the European Employment Strategy , 2003 .

[14]  Andrew Jordan,et al.  Innovation in Environmental Policy?: Integrating the Environment for Sustainability , 2009 .

[15]  An Agenda for a Growing Europe: The Sapir Report , 2004 .

[16]  Stephen Bass,et al.  Bridging the Knowledge Gap in SD Strategies: Research Partnerships for Sustainable Development , 2002 .

[17]  G. Brundtland,et al.  Our common future , 1987 .

[18]  Christopher Pierson Beyond the Welfare State?: The New Political Economy of Welfare , 1991 .

[19]  E. Radulova Variations on Soft EU governance: the Open Method(s) of Coordination. , 2007 .

[20]  Gerald Berger,et al.  The EU's double-track pursuit of sustainable development in the 2000s: how Lisbon and sustainable development strategies ran past each other , 2011 .

[21]  S. Baker,et al.  The Politics of Sustainable Development: Theory, Policy, and Practice within the European Union , 1997 .

[22]  Paul Williams Community strategies: mainstreaming sustainable development and strategic planning? , 2002 .