Dynamics Near the Subcritical Transition of the 3D Couette Flow I: Below Threshold Case

We study small disturbances to the periodic, plane Couette flow in the 3D incompressible Navier-Stokes equations at high Reynolds number $\textbf{Re}$. We prove that for sufficiently regular initial data of size $\epsilon \leq c_0\textbf{Re}^{-1}$ for some universal $c_0 > 0$, the solution is global, remains within $O(c_0)$ of the Couette flow in $L^2$, and returns to the Couette flow as $t \rightarrow \infty$. For times $t \gtrsim \textbf{Re}^{1/3}$, the streamwise dependence is damped by a mixing-enhanced dissipation effect and the solution is rapidly attracted to the class of "2.5 dimensional" streamwise-independent solutions referred to as streaks. Our analysis contains perturbations that experience a transient growth of kinetic energy from $O(\textbf{Re}^{-1})$ to $O(c_0)$ due to the algebraic linear instability known as the lift-up effect. Furthermore, solutions can exhibit a direct cascade of energy to small scales. The behavior is very different from the 2D Couette flow, in which stability is independent of $\textbf{Re}$, enstrophy experiences a direct cascade, and inviscid damping is dominant (resulting in a kind of inverse energy cascade). In 3D, inviscid damping will play a role on one component of the velocity, but the primary stability mechanism is the mixing-enhanced dissipation. Central to the proof is a detailed analysis of the interplay between the stabilizing effects of the mixing and enhanced dissipation and the destabilizing effects of the lift-up effect, vortex stretching, and weakly nonlinear instabilities connected to the non-normal nature of the linearization.