A support vector clustering‐based probabilistic method for unsupervised fault detection and classification of complex chemical processes using unlabeled data

A new support vector clustering (SVC)-based probabilistic approach is developed for unsupervised chemical process monitoring and fault classification in this article. The spherical centers and radii of different clusters corresponding to normal and various kinds of faulty operations are estimated in the kernel feature space. Then the geometric distance of the monitored samples to different cluster centers and boundary support vectors are computed so that the distance–ratio–based probabilistic-like index can be further defined. Thus, the most probable clusters can be assigned to the monitored samples for fault detection and classification. The proposed SVC monitoring approach is applied to two test scenarios in the Tennessee Eastman Chemical process and its results are compared to those of the conventional K-nearest neighbor Fisher discriminant analysis (KNN-FDA) and K-nearest neighbor support vector machine (KNN-SVM) methods. The result comparison demonstrates the superiority of the SVC-based probabilistic approach over the traditional KNN-FDA and KNN-SVM methods in terms of fault detection and classification accuracies. © 2012 American Institute of Chemical Engineers AIChE J, 59: 407–419, 2013

[1]  Bernhard Schölkopf,et al.  A tutorial on support vector regression , 2004, Stat. Comput..

[2]  Venkat Venkatasubramanian,et al.  Prognostic and diagnostic monitoring of complex systems for product lifecycle management: Challenges and opportunities , 2005, Comput. Chem. Eng..

[3]  J. Macgregor,et al.  Monitoring batch processes using multiway principal component analysis , 1994 .

[4]  Karlene A. Kosanovich,et al.  Improved Process Understanding Using Multiway Principal Component Analysis , 1996 .

[5]  Jie Yu A nonlinear kernel Gaussian mixture model based inferential monitoring approach for fault detection and diagnosis of chemical processes , 2012 .

[6]  B. Bakshi Multiscale PCA with application to multivariate statistical process monitoring , 1998 .

[7]  S. Gunn Support Vector Machines for Classification and Regression , 1998 .

[8]  Yingwei Zhang,et al.  Enhanced statistical analysis of nonlinear processes using KPCA, KICA and SVM , 2009 .

[9]  Daewon Lee,et al.  An improved cluster labeling method for support vector clustering , 2005, IEEE Transactions on Pattern Analysis and Machine Intelligence.

[10]  Uwe Kruger,et al.  Recursive partial least squares algorithms for monitoring complex industrial processes , 2003 .

[11]  Manabu Kano,et al.  Monitoring independent components for fault detection , 2003 .

[12]  Raghunathan Rengaswamy,et al.  A review of process fault detection and diagnosis: Part I: Quantitative model-based methods , 2003, Comput. Chem. Eng..

[13]  Hava T. Siegelmann,et al.  Support Vector Clustering , 2002, J. Mach. Learn. Res..

[14]  John F. MacGregor,et al.  Process monitoring and diagnosis by multiblock PLS methods , 1994 .

[15]  N. Lawrence Ricker,et al.  Decentralized control of the Tennessee Eastman Challenge Process , 1996 .

[16]  S. Qin Recursive PLS algorithms for adaptive data modeling , 1998 .

[17]  C. Yoo,et al.  Nonlinear process monitoring using kernel principal component analysis , 2004 .

[18]  Jie Yu,et al.  Localized Fisher discriminant analysis based complex chemical process monitoring , 2011 .

[19]  S. Qin,et al.  Multimode process monitoring with Bayesian inference‐based finite Gaussian mixture models , 2008 .

[20]  ChangKyoo Yoo,et al.  Statistical monitoring of dynamic processes based on dynamic independent component analysis , 2004 .

[21]  E. F. Vogel,et al.  A plant-wide industrial process control problem , 1993 .

[22]  Bhaskar D. Kulkarni,et al.  Knowledge incorporated support vector machines to detect faults in Tennessee Eastman Process , 2005, Comput. Chem. Eng..

[23]  In-Beum Lee,et al.  Fault identification for process monitoring using kernel principal component analysis , 2005 .

[24]  Luis Puigjaner,et al.  Simultaneous fault diagnosis in chemical plants using a multilabel approach , 2007 .

[25]  Masaru Noda,et al.  Data-based and model-based blockage diagnosis for stacked microchemical processes , 2007 .

[26]  Arthur K. Kordon,et al.  Fault diagnosis based on Fisher discriminant analysis and support vector machines , 2004, Comput. Chem. Eng..