Performance Trade-off and Joint Waveform Design for MIMO-OFDM DFRC Systems

Dual-functional radar-communication (DFRC) has attracted considerable attention. This paper considers the frequency-selective multipath fading environment and proposes DFRC waveform design strategies based on multiple-input and multiple-output (MIMO) and orthogonal frequency division multiplexing (OFDM) techniques. In the proposed waveform design strategies, the Cramer-Rao bound (CRB) of the radar system, the inter-stream interference (ISI) and the achievable rate of the communication system, are respectively considered as the performance metrics. In this paper, we focus on the performance trade-off between the radar system and the communication system, and the optimization problems are formulated. In the ISI minimization based waveform design strategy, the optimization problem is convex and can be easily solved. In the achievable rate maximization based waveform design strategy, we propose a water-filling (WF) and sequential quadratic programming (SQP) based algorithm to derive the covariance matrix and the precoding matrix. Simulation results validate the proposed DFRC waveform designs and show that the achievable rate maximization based strategy has a better performance than the ISI minimization based strategy.

[1]  Yongbo Zhao,et al.  Interference optimized dual-functional radar-communication waveform design with low PAPR and range sidelobe , 2023, Signal Process..

[2]  Guanding Yu,et al.  Joint Transceiver Design for Dual-Functional Full-Duplex Relay Aided Radar-Communication Systems , 2022, IEEE Transactions on Communications.

[3]  Christos Masouros,et al.  MIMO-OFDM Dual-Functional Radar-Communication Systems: Low-PAPR Waveform Design , 2021, 2109.13148.

[4]  A. Petropulu,et al.  A Dual-Function Radar Communication System With OFDM Waveforms and Subcarrier Sharing , 2021, 2106.05878.

[5]  Zhong Zheng,et al.  Joint Waveform Design and Passive Beamforming for RIS-Assisted Dual-Functional Radar-Communication System , 2021, IEEE Transactions on Vehicular Technology.

[6]  Robert W. Heath,et al.  An Overview of Signal Processing Techniques for Joint Communication and Radar Sensing , 2021, IEEE Journal of Selected Topics in Signal Processing.

[7]  Yonina C. Eldar,et al.  Cramér-Rao Bound Optimization for Joint Radar-Communication Beamforming , 2021, IEEE Transactions on Signal Processing.

[8]  Zhi Quan,et al.  Joint radar and communication: A survey , 2020, China Communications.

[9]  Tianyao Huang,et al.  Joint Transmit Beamforming for Multiuser MIMO Communications and MIMO Radar , 2019, IEEE Transactions on Signal Processing.

[10]  Yonina C. Eldar,et al.  Joint Radar-Communication Strategies for Autonomous Vehicles: Combining Two Key Automotive Technologies , 2019, IEEE Signal Processing Magazine.

[11]  Zhi Chen,et al.  A survey on terahertz communications , 2019, China Communications.

[12]  Elias Aboutanios,et al.  A dual-function MIMO radar-communication system via waveform permutation , 2018, Digit. Signal Process..

[13]  Tharmalingam Ratnarajah,et al.  MIMO Radar and Cellular Coexistence: A Power-Efficient Approach Enabled by Interference Exploitation , 2018, IEEE Transactions on Signal Processing.

[14]  Jiming Chen,et al.  Anti-Drone System with Multiple Surveillance Technologies: Architecture, Implementation, and Challenges , 2018, IEEE Communications Magazine.

[15]  Ismail Güvenç,et al.  Detection, Tracking, and Interdiction for Amateur Drones , 2018, IEEE Communications Magazine.

[16]  Fredrik Tufvesson,et al.  5G mmWave Positioning for Vehicular Networks , 2017, IEEE Wireless Communications.

[17]  Christos Masouros,et al.  Toward Dual-functional Radar-Communication Systems: Optimal Waveform Design , 2017, IEEE Transactions on Signal Processing.

[18]  Lajos Hanzo,et al.  MU-MIMO Communications With MIMO Radar: From Co-Existence to Joint Transmission , 2017, IEEE Transactions on Wireless Communications.

[19]  Robert W. Heath,et al.  IEEE 802.11ad-Based Radar: An Approach to Joint Vehicular Communication-Radar System , 2017, IEEE Transactions on Vehicular Technology.

[20]  Yimin Zhang,et al.  Dual-Function Radar-Communications: Information Embedding Using Sidelobe Control and Waveform Diversity , 2016, IEEE Transactions on Signal Processing.

[21]  Carmine Clemente,et al.  Fractional fourier based waveform for a joint radar-communication system , 2016, 2016 IEEE Radar Conference (RadarConf).

[22]  Yimin D. Zhang,et al.  A dual function radar-communications system using sidelobe control and waveform diversity , 2015, 2015 IEEE Radar Conference (RadarCon).

[23]  Hiroshi Takase,et al.  A dual-use radar and communication system with complete complementary codes , 2014, 2014 15th International Radar Symposium (IRS).

[24]  Amit Kumar Mishra,et al.  FOPEN capabilities of commensal radars based on whitespace communication systems , 2014, 2014 IEEE International Conference on Electronics, Computing and Communication Technologies (CONECCT).

[25]  Kohei Ohno,et al.  A study on UWB radar assisted by inter-vehicle communication for safety applications , 2012, 2012 IEEE International Conference on Vehicular Electronics and Safety (ICVES 2012).

[26]  T. Zwick,et al.  Demonstrating the use of the IEEE 802.11P Car-to-Car communication standard for automotive radar , 2012, 2012 6th European Conference on Antennas and Propagation (EUCAP).

[27]  Jiangzhou Wang,et al.  Chunk-Based Resource Allocation in OFDMA Systems—Part II: Joint Chunk, Power and Bit Allocation , 2012, IEEE Transactions on Communications.

[28]  Liang Han,et al.  24-GHz Integrated Radio and Radar System Capable of Time-Agile Wireless Communication and Sensing , 2012, IEEE Transactions on Microwave Theory and Techniques.

[29]  Christian Sturm,et al.  Waveform Design and Signal Processing Aspects for Fusion of Wireless Communications and Radar Sensing , 2011, Proceedings of the IEEE.

[30]  Liang Han,et al.  Multifunctional Transceiver for Future Intelligent Transportation Systems , 2011, IEEE Transactions on Microwave Theory and Techniques.

[31]  Imran Baig,et al.  A new ZCT precoded OFDM system with pulse shaping: PAPR analysis , 2010, 2010 IEEE Asia Pacific Conference on Circuits and Systems.

[32]  Jiangzhou Wang,et al.  Chunk-based resource allocation in OFDMA systems - part I: chunk allocation , 2009, IEEE Transactions on Communications.

[33]  H.-J. Zepernick,et al.  On integrated radar and communication systems using Oppermann sequences , 2008, MILCOM 2008 - 2008 IEEE Military Communications Conference.

[34]  Angela Doufexi,et al.  Application of cooperative sensing in radar-communications coexistence , 2008, IET Commun..

[35]  J. Tabrikian,et al.  Target Detection and Localization Using MIMO Radars and Sonars , 2006, IEEE Transactions on Signal Processing.

[36]  Stephen P. Boyd,et al.  Convex Optimization , 2004, IEEE Transactions on Automatic Control.

[37]  E.R. Brown,et al.  Integrated radar and communications based on chirped spread-spectrum techniques , 2003, IEEE MTT-S International Microwave Symposium Digest, 2003.

[38]  J. J. Moré,et al.  Quasi-Newton Methods, Motivation and Theory , 1974 .

[39]  C. G. Broyden The Convergence of a Class of Double-rank Minimization Algorithms 2. The New Algorithm , 1970 .

[40]  Guisheng Liao,et al.  Integrated radar and communication waveform design based on a shared array , 2021, Signal Process..

[41]  Ping Zhang,et al.  A survey of testing for 5G: Solutions, opportunities, and challenges , 2019, China Communications.

[42]  Bryan Paul,et al.  Survey of RF Communications and Sensing Convergence Research , 2017, IEEE Access.

[43]  Thomas Viklands Algorithms for the Weighted Orthogonal Procrustes Problem and other Least Squares Problems , 2006 .

[44]  A. Ruszczynski,et al.  Nonlinear Optimization , 2006 .