Human Reliability Analysis in Healthcare

The problem of medical error in healthcare is well documented. It is estimated that tens of thousands of people die annually from preventable medical error. For over ten years, a traditional Human Reliability Analysis (HRA) technique, the Root Cause Analysis (RCA) has been used in hospitals nationwide in an attempt to explain why these errors occur and what can be done to prevent them. Still, patient safety has not improved significantly. Traditional HRA techniques are limited as analysis tools. They do not consider the context in which workers operate. They are also not based on valid psychological models that can explain human cognitive function. The Cognitive Reliability and Analysis Method (CREAM) is a HRA technique that allows analysts to examine worker actions through the context of performance-shaping factors and is based on a model of human cognition. We reviewed 87 archived RCA reports conducted by a hospital in New York State and re-analyzed 58 cases using CREAM. Despite data limitations, we discovered a possible gap between the hospital’s RCAs and the results of the CREAM analyses. The gap suggests that the CREAM identified organizational and leadership factors contributing to the cause of medical error which the RCA process either minimized or ignored.

[1]  P. Maurette [To err is human: building a safer health system]. , 2002, Annales francaises d'anesthesie et de reanimation.

[2]  S. Allen,et al.  Systematic root cause analysis of adverse drug events in a tertiary referral hospital. , 2000, The Joint Commission journal on quality improvement.

[3]  R. Wachter The end of the beginning: patient safety five years after 'to err is human'. , 2004, Health affairs.

[4]  B. Caldwell Tools for developing a quality management program: human factors and systems engineering tools. , 2008, International journal of radiation oncology, biology, physics.

[5]  James T. Reason,et al.  Managing the risks of organizational accidents , 1997 .

[6]  Alastair Baker,et al.  Crossing the Quality Chasm: A New Health System for the 21st Century , 2001, BMJ : British Medical Journal.

[7]  Esa M. Rantanen,et al.  Evaluation of a Software Implementation of the Cognitive Reliability and Error Analysis Method (CREAM) , 2007 .

[8]  Erik Hollnagel,et al.  Failures without errors: quantification of context in HRA , 2004, Reliab. Eng. Syst. Saf..

[9]  B Kirwan,et al.  Human error identification techniques for risk assessment of high risk systems--Part 1: Review and evaluation of techniques. , 1998, Applied ergonomics.

[10]  C. Marano,et al.  To err is human. Building a safer health system , 2005 .

[11]  L L Leape,et al.  Preventing medical injury. , 1993, QRB. Quality review bulletin.

[12]  Jens Rasmussen,et al.  Skills, rules, and knowledge; signals, signs, and symbols, and other distinctions in human performance models , 1983, IEEE Transactions on Systems, Man, and Cybernetics.

[13]  Pascale Carayon,et al.  Patient safety - the role of human factors and systems engineering. , 2010, Studies in health technology and informatics.

[14]  A. Slonim,et al.  Assessing patient safety risk before the injury occurs: an introduction to sociotechnical probabilistic risk modelling in health care , 2003, Quality & safety in health care.

[15]  Nedjeljko Frančula The National Academies Press , 2013 .

[16]  Erik Hollnagel,et al.  Cognitive reliability and error analysis method , 1998 .

[17]  D. Longo,et al.  The long road to patient safety: a status report on patient safety systems. , 2005, JAMA.

[18]  L. Kohn,et al.  To Err Is Human : Building a Safer Health System , 2007 .

[19]  Anthony P Weiss Quality improvement in healthcare: the six ps of root-cause analysis. , 2009, The American journal of psychiatry.

[20]  D. Tuttle,et al.  Using administrative data to improve compliance with mandatory state event reporting. , 2002, The Joint Commission journal on quality improvement.

[21]  A. D. Swain,et al.  Handbook of human-reliability analysis with emphasis on nuclear power plant applications. Final report , 1983 .

[22]  H. C. Lee,et al.  Error mode prediction. , 1999, Ergonomics.

[23]  J. Shaoul Human Error , 1973, Nature.