Forensic Facial Comparison: Issues of Admissibility in the Development of Novel Analytical Technique

Much contemporary debate in forensic science concerns validity and admissibility of scientific evidence in court. In this paper, three current approaches to facial identification—image superimposition, photogrammetry, and morphological analysis—are considered with regard to criteria for scientific evidence in the United States, and England, and Wales. The aim of the paper is to assess the extent to which facial image comparison meets criteria of admissibility in these jurisdictions. The method used is a comparative evaluation of the methods of facial image comparison and their underlying premises against the range of admissibility criteria reported in court rulings and relevant judicial and scientific inquiries in the United States and the United Kingdom. While the techniques of facial image comparison are generally accepted within their practitioner communities, they are not tested, and their error rates are unknown. On that basis, the methods of facial image comparison would appear not to meet the anticipated standards. They are, nevertheless, admitted in court in the United States, and England, and Wales. This paper concludes that further research in science and law will be necessary to more definitively establish admissibility of facial image comparison evidence, as it will for other nascent and novel methods that are potentially influential in court proceedings.

[1]  Graham C. Lilly Principles of Evidence , 2006 .

[2]  R. Bruegge,et al.  The Magna Database: A Database of Three-Dimensional Facial Images for Research in Human Identification and Recognition , 2008 .

[3]  Martin Evison,et al.  Computer-aided forensic facial comparison , 2010 .

[4]  S Miyasaka,et al.  Computer-assisted facial image identification system using a 3-D physiognomic range finder. , 2000, Forensic science international.

[5]  J. Bohan,et al.  Review of: Strengthening Forensic Science in the United States: A Path Forward , 2010 .

[6]  David E. Bernstein,et al.  The Daubert Trilogy in the States , 2004 .

[7]  P Vanezis,et al.  Morphological classification of facial features in adult Caucasian males based on an assessment of photographs of 50 subjects. , 1996, Journal of forensic sciences.

[8]  G. Edmond Actual innocents? Legal limitations and their implications for forensic science and medicine , 2011 .

[9]  Gary Edmond,et al.  Review essay: The building blocks of forensic science and law: Recent work on DNA profiling (and photo comparison) , 2011 .

[10]  G. Ginsburg,et al.  Asking the Gatekeepers: A National Survey of Judges on Judging Expert Evidence in a Post-Daubert World , 2001, Law and human behavior.

[11]  吉野 峰生,et al.  Face-to-Face Video Superimposition Using Three Dimensional Physiognomic Analysis , 1996 .

[12]  E. Sagarin,et al.  Guilty Until Proved Innocent: Wrongful Conviction and Public Policy , 1986 .

[13]  Damian Schofield,et al.  Key Parameters of Face Shape Variation in 3D in a Large Sample * , 2010, Journal of forensic sciences.

[14]  Martin Evison,et al.  An Exploration of Sample Representativeness in Anthropometric Facial Comparison * , 2010, Journal of forensic sciences.

[15]  J. A. Moreno Einstein on the Bench?: Exposing What Judges Do Not Know About Science and Using Child Abuse Cases to Improve How Courts Evaluate Scientific Evidence , 2003 .

[16]  Disputed eyewitness identification evidence: Important legal and scientific issues , 1999 .

[17]  Andrea L. Roth Safety in Numbers?: Deciding When DNA Alone Is Enough to Convict , 2010 .

[18]  N. Dorsen The relevance of foreign legal materials in U.S. constitutional cases: A conversation between Justice Antonin Scalia and Justice Stephen Breyer , 2005 .

[19]  Kanti V. Mardia,et al.  On statistical problems with face identification from photographs. , 1996 .

[20]  Történelem Association of Chief Police Officers , 2011 .

[21]  Erin Murphy,et al.  The New Forensics: Criminal Justice, False Certainty, and the Second Generation of Scientific Evidence , 2006 .

[22]  G. Porter,et al.  An anatomical and photographic technique for forensic facial identification. , 2000, Forensic science international.

[23]  Paul Jebb,et al.  Safety in numbers? , 2002, Nursing standard (Royal College of Nursing (Great Britain) : 1987).

[24]  P. Vanezis,et al.  Facial image comparison of crime suspects using video superimposition , 1996 .

[25]  Glenn Porter,et al.  Law's Looking Glass: Expert Identification Evidence Derived from Photographic and Video Images , 2009 .

[26]  Satoshi Kubota,et al.  Computer-Assisted Facial Image Identification System , 2001 .

[27]  J. Koehler,et al.  The Coming Paradigm Shift in Forensic Identification Science , 2005, Science.