Combining 3D Convolutional Neural Networks with Transfer Learning by Supervised Pre-Training for Facial Micro-Expression Recognition

SUMMARY Facial micro-expression is momentary and subtle facial reactions, and it is still challenging to automatically recognize facial micro-expression with high accuracy in practical applications. Extracting spatiotemporal features from facial image sequences is essential for facial micro-expression recognition. In this paper, we employed 3D Convolutional Neural Networks (3D-CNNs) for self-learning feature extraction to represent facial micro-expression e ff ectively, since the 3D-CNNs could well extract the spatiotemporal features from facial image sequences. Moreover, transfer learning was utilized to deal with the problem of insuf-ficient samples in the facial micro-expression database. We primarily pre-trained the 3D-CNNs on normal facial expression database Oulu-CASIA by supervised learning, then the pre-trained model was e ff ectively transferred to the target domain, which was the facial micro-expression recognition task. The proposed method was evaluated on two available facial micro-expression datasets, i.e. CASME II and SMIC-HS. We obtained the overall accuracy of 97.6% on CASME II, and 97.4% on SMIC, which were 3.4% and 1.6% higher than the 3D-CNNs model without transfer learning, respectively. And the experimental results demonstrated that our method achieved superior performance compared to state-of-the-art methods.