A Sparse Autoencoder-Based Unsupervised Scheme for Pump Fault Detection and Isolation

Pumps are one of the most critical machines in the petrochemical process. Condition monitoring of such parts and detecting faults at an early stage are crucial for reducing downtime in the production line and improving plant safety, efficiency and reliability. This paper develops a fault detection and isolation scheme based on an unsupervised machine learning method, sparse autoencoder (SAE), and evaluates the model on industrial multivariate data. The Mahalanobis distance (MD) is employed to calculate the statistical difference of the residual outputs between monitoring and normal states and is used as a system-wide health indicator. Furthermore, fault isolation is achieved by a reconstruction-based two-dimensional contribution map, in which the variables with larger contributions are responsible for the detected fault. To demonstrate the effectiveness of the proposed scheme, two case studies are carried out based on a multivariate data set from a pump system in an oil and petrochemical factory. The classical principal component analysis (PCA) method is compared with the proposed method and results show that SAE performs better in terms of fault detection than PCA, and can effectively isolate the abnormal variables, which can hence help effectively trace the root cause of the detected fault.

[1]  D. Devaraj,et al.  Artificial neural network approach for fault detection in rotary system , 2008, Appl. Soft Comput..

[2]  H. Hotelling,et al.  Multivariate Quality Control , 1947 .

[3]  F. Gu,et al.  Fault detection and diagnosis using Principal Component Analysis of vibration data from a reciprocating compressor , 2012, Proceedings of 2012 UKACC International Conference on Control.

[4]  L. Alfayeza,et al.  The application of acoustic emission for detecting incipient cavitation and the best efficiency point of a 60 kW centrifugal pump : case study , 2005 .

[5]  Marina Thottan,et al.  Anomaly detection in IP networks , 2003, IEEE Trans. Signal Process..

[6]  Mia Hubert,et al.  Overview of PCA-Based Statistical Process-Monitoring Methods for Time-Dependent, High-Dimensional Data , 2015 .

[7]  David Mba,et al.  Development of Acoustic Emission Technology for Condition Monitoring andDiagnosis of Rotating Machines; Bearings, Pumps, Gearboxes, Engines and RotatingStructures. , 2006 .

[8]  Pramod Bangalore,et al.  An artificial neural network‐based condition monitoring method for wind turbines, with application to the monitoring of the gearbox , 2017 .

[9]  David A. Clifton,et al.  A review of novelty detection , 2014, Signal Process..

[10]  Ali Azadeh,et al.  A Pump FMEA Approach to Improve Reliability Centered Maintenance Procedure : The Case of Centrifugal Pumps in Onshore Industry , 2009 .

[11]  G. McLachlan,et al.  Comprehensive chemometrics: chemical and biochemical data analysis , 2020 .

[12]  Jennifer Rexford,et al.  Sensitivity of PCA for traffic anomaly detection , 2007, SIGMETRICS '07.

[13]  Ye Wei,et al.  Automatic Detection of Welding Defects using Deep Neural Network , 2018 .

[14]  N. R. Sakthivel,et al.  Vibration based fault diagnosis of monoblock centrifugal pump using decision tree , 2010, Expert Syst. Appl..

[15]  Goran Nenadic,et al.  Machine learning methods for wind turbine condition monitoring: A review , 2019, Renewable Energy.

[16]  Patrick Bangert Smart Condition Monitoring Using Machine Learning , 2017 .

[17]  Jhareswar Maiti,et al.  Process monitoring and fault detection strategies: a review , 2012 .

[18]  Steven X. Ding,et al.  Comparison of Two Basic Statistics for Fault Detection and Process Monitoring , 2017 .

[19]  Richard D. Braatz,et al.  Two-Dimensional Contribution Map for Fault Identification [Focus on Education] , 2014, IEEE Control Systems.

[20]  Athanasios C. Rakitzis,et al.  The Modified r Out of m Control Chart , 2008, Commun. Stat. Simul. Comput..

[21]  Xiaoli Li,et al.  A Multi-Level-Denoising Autoencoder Approach for Wind Turbine Fault Detection , 2019, IEEE Access.

[22]  Rolf Isermann,et al.  Process fault detection based on modeling and estimation methods - A survey , 1984, Autom..

[23]  Patrick Bangert,et al.  Optimization for Industrial Problems , 2012 .

[24]  Faisal Khan,et al.  Dynamic Risk Assessment and Fault Detection Using Principal Component Analysis , 2013 .

[25]  Aurélien Géron,et al.  Hands-On Machine Learning with Scikit-Learn and TensorFlow: Concepts, Tools, and Techniques to Build Intelligent Systems , 2017 .

[26]  Christina Mastrangelo Statistical Monitoring of Complex Multivariate Processes with Applications in Industrial Process Control , 2013 .

[27]  Si-Zhao Joe Qin,et al.  Survey on data-driven industrial process monitoring and diagnosis , 2012, Annu. Rev. Control..

[28]  Daming Lin,et al.  A review on machinery diagnostics and prognostics implementing condition-based maintenance , 2006 .

[29]  Lovekesh Vig,et al.  Sparse Neural Networks for Anomaly Detection in High-Dimensional Time Series , 2018 .

[30]  Olivier Klein,et al.  Detecting multivariate outliers: Use a robust variant of the Mahalanobis distance , 2018 .

[31]  William Ian Miller Statistical Process Control , 2013 .

[32]  M. Sidahmed,et al.  FAULT DETECTION SYSTEM FOR CENTRIFUGAL PUMPS USING NEURAL NETWORKS AND NEURO-FUZZY TECHNIQUES , 2004 .

[33]  Haibo He,et al.  Wind Turbine Fault Detection Using a Denoising Autoencoder With Temporal Information , 2017, IEEE/ASME Transactions on Mechatronics.

[34]  Yi Cao,et al.  Nonlinear Dynamic Process Monitoring Using Canonical Variate Analysis and Kernel Density Estimations , 2010, IEEE Transactions on Industrial Informatics.

[35]  Lina Bertling Tjernberg,et al.  An Artificial Neural Network Approach for Early Fault Detection of Gearbox Bearings , 2015, IEEE Transactions on Smart Grid.

[36]  Yong Hwan Eom,et al.  Refrigerant charge fault detection method of air source heat pump system using convolutional neural network for energy saving , 2019, Energy.

[37]  Nitish Srivastava,et al.  Dropout: a simple way to prevent neural networks from overfitting , 2014, J. Mach. Learn. Res..