Model-Assisted Estimation of Tropical Forest Biomass Change: A Comparison of Approaches

Monitoring of changes in forest biomass requires accurate transfer functions between remote sensing-derived changes in canopy height (ΔH) and the actual changes in aboveground biomass (ΔAGB). Different approaches can be used to accomplish this task: direct approaches link ΔH directly to ΔAGB, while indirect approaches are based on deriving AGB stock estimates for two points in time and calculating the difference. In some studies, direct approaches led to more accurate estimations, while, in others, indirect approaches led to more accurate estimations. It is unknown how each approach performs under different conditions and over the full range of possible changes. Here, we used a forest model (FORMIND) to generate a large dataset (>28,000 ha) of natural and disturbed forest stands over time. Remote sensing of forest height was simulated on these stands to derive canopy height models for each time step. Three approaches for estimating ΔAGB were compared: (i) the direct approach; (ii) the indirect approach and (iii) an enhanced direct approach (dir+tex), using ΔH in combination with canopy texture. Total prediction accuracies of the three approaches measured as root mean squared errors (RMSE) were RMSEdirect = 18.7 t ha−1, RMSEindirect = 12.6 t ha−1 and RMSEdir+tex = 12.4 t ha−1. Further analyses revealed height-dependent biases in the ΔAGB estimates of the direct approach, which did not occur with the other approaches. Finally, the three approaches were applied on radar-derived (TanDEM-X) canopy height changes on Barro Colorado Island (Panama). The study demonstrates the potential of forest modeling for improving the interpretation of changes observed in remote sensing data and for comparing different methodologies.

[1]  J. Evans,et al.  Quantifying Bufo boreas connectivity in Yellowstone National Park with landscape genetics. , 2010, Ecology.

[2]  W. Salas,et al.  Baseline Map of Carbon Emissions from Deforestation in Tropical Regions , 2012, Science.

[3]  Sandra Englhart,et al.  Quantifying Dynamics in Tropical Peat Swamp Forest Biomass with Multi-Temporal LiDAR Datasets , 2013, Remote. Sens..

[4]  Hans Pretzsch,et al.  Prediction of stem volume in complex temperate forest stands using TanDEM-X SAR data , 2016 .

[5]  H. Shugart A Theory of Forest Dynamics , 1984 .

[6]  Terje Gobakken,et al.  Modelling above Ground Biomass in Tanzanian Miombo Woodlands Using TanDEM-X WorldDEM and Field Data , 2017, Remote. Sens..

[7]  R. Dubayah,et al.  Estimation of tropical forest structural characteristics using large-footprint lidar , 2002 .

[8]  Leo Breiman,et al.  Random Forests , 2001, Machine Learning.

[9]  H. Bugmann A Review of Forest Gap Models , 2001 .

[10]  Richard Condit,et al.  Tropical Forest Census Plots , 1998, Environmental Intelligence Unit.

[11]  Nicolas Barbier,et al.  Textural Ordination Based on Fourier Spectral Decomposition: A Method to Analyze and Compare Landscape Patterns , 2006, Landscape Ecology.

[12]  Robert M. Haralick,et al.  Textural Features for Image Classification , 1973, IEEE Trans. Syst. Man Cybern..

[13]  Maxim Neumann,et al.  Detecting tropical forest biomass dynamics from repeated airborne lidar measurements , 2013 .

[14]  Minerva Singh,et al.  Mapping Above-Ground Biomass in a Tropical Forest in Cambodia Using Canopy Textures Derived from Google Earth , 2015, Remote. Sens..

[15]  S. Goetz,et al.  Estimated carbon dioxide emissions from tropical deforestation improved by carbon-density maps , 2012 .

[16]  Roberta E. Martin,et al.  Amazonian landscapes and the bias in field studies of forest structure and biomass , 2014, Proceedings of the National Academy of Sciences.

[17]  Stephen J. Wright,et al.  Light-Gap disturbances, recruitment limitation, and tree diversity in a neotropical forest , 1999, Science.

[18]  F. Ulaby,et al.  Vegetation modeled as a water cloud , 1978 .

[19]  J. Bryan Blair,et al.  Beyond potential vegetation: Combining lidar data and a height-structured model for carbon studies , 2004 .

[20]  Gregory P. Asner,et al.  Controls over aboveground forest carbon density on Barro Colorado Island, Panama , 2010 .

[21]  J. Dalling,et al.  Spatial scale and sampling resolution affect measures of gap disturbance in a lowland tropical forest: implications for understanding forest regeneration and carbon storage , 2014, Proceedings of the Royal Society B: Biological Sciences.

[22]  J. R. Wallis,et al.  Some ecological consequences of a computer model of forest growth , 1972 .

[23]  Michael Heym,et al.  Monitoring of Forest Structure Dynamics by Means of L-Band SAR Tomography , 2017, Remote. Sens..

[24]  G. Asner,et al.  Mapping tropical forest carbon: Calibrating plot estimates to a simple LiDAR metric , 2014 .

[25]  Konstantinos P. Papathanassiou,et al.  Polarimetric SAR interferometry , 1998, IEEE Trans. Geosci. Remote. Sens..

[26]  Erik Næsset,et al.  Detection of biomass change in a Norwegian mountain forest area using small footprint airborne laser scanner data , 2013, Stat. Methods Appl..

[27]  C. Justice,et al.  High-Resolution Global Maps of 21st-Century Forest Cover Change , 2013, Science.

[28]  Andreas Huth,et al.  The importance of forest structure for carbon fluxes of the Amazon rainforest , 2018 .

[29]  Richard A. Birdsey,et al.  Relationships between net primary productivity and forest stand age in U.S. forests , 2012 .

[30]  Michael W. Palace,et al.  Estimating forest structure in a tropical forest using field measurements, a synthetic model and discrete return lidar data , 2015 .

[31]  João Roberto dos Santos,et al.  Tropical-Forest Structure and Biomass Dynamics from TanDEM-X Radar Interferometry , 2017 .

[32]  S. Goetz,et al.  Importance of biomass in the global carbon cycle , 2009 .

[33]  João Roberto dos Santos,et al.  Tropical-Forest Biomass Estimation at X-Band From the Spaceborne TanDEM-X Interferometer , 2015, IEEE Geoscience and Remote Sensing Letters.

[34]  A. Huth,et al.  Linking lidar and forest modeling to assess biomass estimation across scales and disturbance states , 2018 .

[35]  Andreas Huth,et al.  Spatial heterogeneity of biomass and forest structure of the Amazon rain forest: Linking remote sensing, forest modelling and field inventory , 2017 .

[36]  Nicholas C. Coops,et al.  Estimation of forest biomass dynamics in subtropical forests using multi-temporal airborne LiDAR data , 2016 .

[37]  R. B. Jackson,et al.  A Large and Persistent Carbon Sink in the World’s Forests , 2011, Science.

[38]  Uta Berger,et al.  Structural realism, emergence, and predictions in next-generation ecological modelling: Synthesis from a special issue , 2016 .

[39]  Joanne C. White,et al.  Airborne laser scanning and digital stereo imagery measures of forest structure: comparative results and implications to forest mapping and inventory update , 2013 .

[40]  R. Fournier,et al.  Generalizing predictive models of forest inventory attributes using an area-based approach with airborne LiDAR data , 2015 .

[41]  Jörgen Wallerman,et al.  Forest variable estimation using photogrammetric matching of digital aerial images in combination with a high-resolution DEM , 2012 .

[42]  E. Næsset,et al.  Monitoring forest carbon in a Tanzanian woodland using interferometric SAR: a novel methodology for REDD+ , 2015, Carbon Balance and Management.

[43]  C. Proisy,et al.  Biomass Prediction in Tropical Forests: The Canopy Grain Approach , 2012 .

[44]  K. O. Niemann,et al.  Simulated impact of sample plot size and co-registration error on the accuracy and uncertainty of LiDAR-derived estimates of forest stand biomass , 2011 .

[45]  W. Cohen,et al.  Lidar Remote Sensing for Ecosystem Studies , 2002 .

[46]  Andreas Huth,et al.  Lessons learned from applying a forest gap model to understand ecosystem and carbon dynamics of complex tropical forests , 2016 .

[47]  J. Eitel,et al.  Quantifying aboveground forest carbon pools and fluxes from repeat LiDAR surveys , 2012 .

[48]  Joanne C. White,et al.  Lidar sampling for large-area forest characterization: A review , 2012 .

[49]  Göran Ståhl,et al.  Model-assisted estimation of change in forest biomass over an 11 year period in a sample survey supported by airborne LiDAR: A case study with post-stratification to provide “activity data” , 2013 .

[50]  N. Barbier,et al.  Canopy height model characteristics derived from airbone laser scanning and its effectiveness in discriminating various tropical moist forest types , 2013 .

[51]  D. DeAngelis,et al.  New Computer Models Unify Ecological TheoryComputer simulations show that many ecological patterns can be explained by interactions among individual organisms , 1988 .

[52]  Florian Hartig,et al.  Importance of sample size, data type and prediction method for remote sensing-based estimations of aboveground forest biomass , 2014 .

[53]  Fuk K. Li,et al.  Synthetic aperture radar interferometry , 2000, Proceedings of the IEEE.

[54]  W. Cohen,et al.  Lidar remote sensing of above‐ground biomass in three biomes , 2002 .

[55]  Andreas Huth,et al.  Using airborne LiDAR to assess spatial heterogeneity in forest structure on Mount Kilimanjaro , 2017, Landscape Ecology.

[56]  M. Moghaddam,et al.  Vegetation characteristics and underlying topography from interferometric radar , 1996 .

[57]  Michele Dalponte,et al.  Area-based vs tree-centric approaches to mapping forest carbon in Southeast Asian forests from airborne laser scanning data , 2017 .

[58]  Walter Jetz,et al.  A global, remote sensing‐based characterization of terrestrial habitat heterogeneity for biodiversity and ecosystem modelling , 2015 .

[59]  S. Goetz,et al.  A meta-analysis of terrestrial aboveground biomass estimation using lidar remote sensing , 2013 .

[60]  L. C. Graham,et al.  Synthetic interferometer radar for topographic mapping , 1974 .

[61]  Stephanie A. Bohlman,et al.  Allometry, adult stature and regeneration requirement of 65 tree species on Barro Colorado Island, Panama , 2006, Journal of Tropical Ecology.

[62]  R. McRoberts,et al.  Forest aboveground biomass mapping and estimation across multiple spatial scales using model-based inference , 2016 .

[63]  G. Hurtt,et al.  Estimation of tropical forest height and biomass dynamics using lidar remote sensing at La Selva, Costa Rica , 2009 .

[64]  S. Wright,et al.  The Status of the Panama Canal Watershed and Its Biodiversity at the Beginning of the 21st Century , 2001 .

[65]  W. Salas,et al.  Benchmark map of forest carbon stocks in tropical regions across three continents , 2011, Proceedings of the National Academy of Sciences.

[66]  Gerhard Krieger,et al.  TanDEM-X: A radar interferometer with two formation-flying satellites , 2013 .

[67]  S. Hubbell,et al.  [Dataset:] Barro Colorado Forest Census Plot Data (Version 2012) , 2012 .

[68]  A. Huth,et al.  Gap models and their individual-based relatives in the assessment of the consequences of global change , 2018 .

[69]  Thuy Le Toan,et al.  Computer and remote‐sensing infrastructure to enhance large‐scale testing of individual‐based forest models , 2015 .

[70]  Irena Hajnsek,et al.  TanDEM-X Pol-InSAR Performance for Forest Height Estimation , 2014, IEEE Transactions on Geoscience and Remote Sensing.

[71]  Terje Gobakken,et al.  Biomass and InSAR height relationship in a dense tropical forest , 2017 .

[72]  A. Huth,et al.  A neutral vs. non-neutral parametrizations of a physiological forest gap model , 2014 .

[73]  Lijuan Liu,et al.  A survey of remote sensing-based aboveground biomass estimation methods in forest ecosystems , 2016, Int. J. Digit. Earth.

[74]  Cheng Wang,et al.  Utility of multitemporal lidar for forest and carbon monitoring: Tree growth, biomass dynamics, and carbon flux , 2018 .

[75]  E. Næsset,et al.  Forest biomass change estimated from height change in interferometric SAR height models , 2014, Carbon Balance and Management.

[76]  Andreas Huth,et al.  Towards ground-truthing of spaceborne estimates of above-ground life biomass and leaf area index in tropical rain forests , 2010 .