Retrieval of Leaf Biochemical Parameters Using PROSPECT Inversion: A New Approach for Alleviating Ill-Posed Problems

Retrieval of leaf biochemical parameters from reflectance measurements using model inversion generally faces “ill-posed” problems, which dramatically decreases the estimation accuracy of an inverse model. While the standard approach for model inversion retrieves various parameters simultaneously, usually only based on one merit function, the new approach proposed in this paper assigns a specific merit function for each retrieved parameter. Each merit function is specified in terms of the wavelength domains that the given parameter was found to be specifically sensitive to in an earlier sensitivity analysis. The approach has been validated with both in situ measured data sets and an artificial data set of 10 000 spectra simulated by the PROSPECT model. Results indicate that the new approach greatly improves the performance of inversion models, with root-mean-square error (rmse) values for chlorophyll content (Chl), equivalent water thickness (EWT), and leaf mass per area (LMA), based on the simulated data, of 7.12 μg/cm<sup>2</sup>, 0.0012 g/cm<sup>2</sup> , and 0.0019 g/cm<sup>2</sup>, respectively, compared with 11.36 μg/cm<sup>2</sup>, 0.0032 g/cm<sup>2</sup>, and 0.0040 g/cm<sup>2</sup> when using the standard approach. As for field-measured data sets, the proposed approach also greatly outperformed the standard approach, with respective rmse values of 8.11 μg/cm<sup>2</sup>, 0.0012 g/cm<sup>2</sup>, and 0.0008 g/cm<sup>2</sup> for Chl, EWT, and LMA when all data are pooled, compared with 11.84 μg/cm<sup>2</sup>, 0.0020 g/cm<sup>2</sup>, and 0.0027 g/cm<sup>2</sup> when using the standard approach. Hence, the proposed approach for model inversion can largely alleviate the “ill-posed” problem, and it could be widely applied for retrieving leaf biochemical parameters.

[1]  David L. Peterson,et al.  Scientific issues and potential remote-sensing requirements for plant biochemical content , 1992 .

[2]  F. M. Danson,et al.  Estimating live fuel moisture content from remotely sensed reflectance , 2004 .

[3]  P. Curran,et al.  LIBERTY—Modeling the Effects of Leaf Biochemical Concentration on Reflectance Spectra , 1998 .

[4]  Alan V. Di Vittorio,et al.  Enhancing a leaf radiative transfer model to estimate concentrations and in vivo specific absorption coefficients of total carotenoids and chlorophylls a and b from single-needle reflectance and transmittance , 2009 .

[5]  G. Newnham,et al.  Validation of a leaf reflectance and transmittance model for three agricultural crop species , 2001, IGARSS 2001. Scanning the Present and Resolving the Future. Proceedings. IEEE 2001 International Geoscience and Remote Sensing Symposium (Cat. No.01CH37217).

[6]  F. Baret,et al.  Leaf optical properties with explicit description of its biochemical composition: Direct and inverse problems , 1996 .

[7]  Roberta E. Martin,et al.  PROSPECT-4 and 5: Advances in the leaf optical properties model separating photosynthetic pigments , 2008 .

[8]  F. M. Danson,et al.  Sensitivity of spectral reflectance to variation in live fuel moisture content at leaf and canopy level , 2004 .

[9]  Stéphane Jacquemoud,et al.  OPTICAL PROPERTIES OF LEAVES: MODELLING AND EXPERIMENTAL STUDIES , 1994 .

[10]  S. Jacquemoud,et al.  Leaf BRDF measurements and model for specular and diffuse components differentiation , 2005 .

[11]  L. Johnson,et al.  LEAFMOD : A new within-leaf radiative transfer model , 1998 .

[12]  S. Ustin,et al.  Estimating leaf biochemistry using the PROSPECT leaf optical properties model , 1996 .

[13]  S. Tarantola,et al.  Detecting vegetation leaf water content using reflectance in the optical domain , 2001 .

[14]  Yanning Guan,et al.  Regularized kernel-based BRDF model inversion method for ill-posed land surface parameter retrieval , 2007 .

[15]  J. Tenhunen,et al.  Annual and seasonal variations in photosynthetic capacity of Fagus crenata along an elevation gradient in the Naeba Mountains, Japan. , 2008, Tree physiology.

[16]  Pablo J. Zarco-Tejada,et al.  Estimation of fuel moisture content by inversion of radiative transfer models to simulate equivalent water thickness and dry matter content: analysis at leaf and canopy level , 2005, IEEE Transactions on Geoscience and Remote Sensing.

[17]  Atsuhiro Iio,et al.  Broadband simple ratio closely traced seasonal trajectory of canopy photosynthetic capacity , 2008 .

[18]  I. Sobola,et al.  Global sensitivity indices for nonlinear mathematical models and their Monte Carlo estimates , 2001 .

[19]  V. Torczon,et al.  A GLOBALLY CONVERGENT AUGMENTED LAGRANGIAN ALGORITHM FOR OPTIMIZATION WITH GENERAL CONSTRAINTS AND SIMPLE BOUNDS , 2002 .

[20]  C. Bacour,et al.  Comparison of four radiative transfer models to simulate plant canopies reflectance: direct and inverse mode. , 2000 .

[21]  D. Arnon COPPER ENZYMES IN ISOLATED CHLOROPLASTS. POLYPHENOLOXIDASE IN BETA VULGARIS. , 1949, Plant physiology.

[22]  C. François,et al.  Towards universal broad leaf chlorophyll indices using PROSPECT simulated database and hyperspectral reflectance measurements , 2004 .

[23]  Ilya M. Sobol,et al.  Sensitivity Estimates for Nonlinear Mathematical Models , 1993 .

[24]  Yuri Knyazikhin,et al.  Retrieval of canopy biophysical variables from bidirectional reflectance Using prior information to solve the ill-posed inverse problem , 2003 .

[25]  M. Schildhauer,et al.  Spectral Network (SpecNet)—What is it and why do we need it? , 2006 .

[26]  K. Soudani,et al.  Calibration and validation of hyperspectral indices for the estimation of broadleaved forest leaf chlorophyll content, leaf mass per area, leaf area index and leaf canopy biomass , 2008 .

[27]  S. Ustin,et al.  LEAF OPTICAL PROPERTIES: A STATE OF THE ART , 2000 .

[28]  Emilio Chuvieco,et al.  Linking ecological information and radiative transfer models to estimate fuel moisture content in the Mediterranean region of Spain: Solving the ill-posed inverse problem , 2009 .

[29]  Frédéric Baret,et al.  Estimation of leaf water content and specific leaf weight from reflectance and transmittance measurements , 1997 .

[30]  W. Verhoef,et al.  PROSPECT+SAIL models: A review of use for vegetation characterization , 2009 .

[31]  C. Giardino,et al.  Estimation of leaf and canopy water content in poplar plantations by means of hyperspectral indices and inverse modeling , 2008 .

[32]  D. Riaño,et al.  Estimation of live fuel moisture content from MODIS images for fire risk assessment , 2008 .

[33]  F. Baret,et al.  PROSPECT: A model of leaf optical properties spectra , 1990 .