Semiparametric regression analysis of interval‐censored competing risks data

Interval-censored competing risks data arise when each study subject may experience an event or failure from one of several causes and the failure time is not observed directly but rather is known to lie in an interval between two examinations. We formulate the effects of possibly time-varying (external) covariates on the cumulative incidence or sub-distribution function of competing risks (i.e., the marginal probability of failure from a specific cause) through a broad class of semiparametric regression models that captures both proportional and non-proportional hazards structures for the sub-distribution. We allow each subject to have an arbitrary number of examinations and accommodate missing information on the cause of failure. We consider nonparametric maximum likelihood estimation and devise a fast and stable EM-type algorithm for its computation. We then establish the consistency, asymptotic normality, and semiparametric efficiency of the resulting estimators for the regression parameters by appealing to modern empirical process theory. In addition, we show through extensive simulation studies that the proposed methods perform well in realistic situations. Finally, we provide an application to a study on HIV-1 infection with different viral subtypes.

[1]  Jason P. Fine,et al.  Smoothed nonparametric estimation for current status competing risks data , 2013 .

[2]  B. Turnbull The Empirical Distribution Function with Arbitrarily Grouped, Censored, and Truncated Data , 1976 .

[3]  Lu Mao,et al.  Efficient estimation of semiparametric transformation models for the cumulative incidence of competing risks , 2016, Journal of the Royal Statistical Society. Series B, Statistical methodology.

[4]  K. Do,et al.  Efficient and Adaptive Estimation for Semiparametric Models. , 1994 .

[5]  Piet Groeneboom,et al.  CURRENT STATUS DATA WITH COMPETING RISKS: LIMITING DISTRIBUTION OF THE MLE. , 2006, Annals of statistics.

[6]  Robert Gray,et al.  A Proportional Hazards Model for the Subdistribution of a Competing Risk , 1999 .

[7]  R. Gray A Class of $K$-Sample Tests for Comparing the Cumulative Incidence of a Competing Risk , 1988 .

[8]  Z. Ying,et al.  Analysis of transformation models with censored data , 1995 .

[9]  Jon A. Wellner,et al.  Weak Convergence and Empirical Processes: With Applications to Statistics , 1996 .

[10]  Michael G Hudgens,et al.  A flexible, computationally efficient method for fitting the proportional hazards model to interval‐censored data , 2016, Biometrics.

[11]  Jian Huang,et al.  Efficient estimation for the proportional hazards model with interval censoring , 1996 .

[12]  Jason P Fine,et al.  Parametric likelihood inference for interval censored competing risks data. , 2014, Biometrics.

[13]  Zhiliang Ying,et al.  Semiparametric analysis of transformation models with censored data , 2002 .

[14]  Zhiliang Ying,et al.  On semiparametric transformation cure models , 2004 .

[15]  I M Longini,et al.  Nonparametric Maximum Likelihood Estimation for Competing Risks Survival Data Subject to Interval Censoring and Truncation , 2001, Biometrics.

[16]  Nicholas P. Jewell,et al.  Nonparametric estimation from current status data with competing risks , 2003 .

[17]  Chenxi Li,et al.  The Fine-Gray model under interval censored competing risks data , 2016, J. Multivar. Anal..

[18]  Jian Huang,et al.  Interval Censored Survival Data: A Review of Recent Progress , 1997 .

[19]  A. W. van der Vaart,et al.  On Profile Likelihood , 2000 .

[20]  Donglin Zeng,et al.  Maximum likelihood estimation for semiparametric transformation models with interval-censored data , 2016, Biometrika.

[21]  Marloes H. Maathuis,et al.  Current status data with competing risks: Consistency and rates of convergence of the MLE , 2006 .

[22]  J. Kalbfleisch,et al.  The Statistical Analysis of Failure Time Data: Kalbfleisch/The Statistical , 2002 .

[23]  J. Kalbfleisch,et al.  The Statistical Analysis of Failure Time Data , 1980 .