Beam Acquisition and Training in Millimeter Wave Networks Using Tones

This paper studies the initial access problem in millimeter wave networks consisting of multiple access points (AP) and user devices. A novel beam training protocol is presented with a generic frame structure. Each frame consists of an initial access sub-frame followed by data transmission sub-frames. During the initial subframe, APs and user devices sweep through a set of beams and determine the best transmit and receive beams via a handshake. Only narrowband tones are transmitted to mitigate mutual interference and training errors. Both non-coherent beam estimation using power detection and coherent estimation based on maximum likelihood (ML) are presented. To avoid exchanging information of beamforming vectors between APs and user devices, a locally maximum likelihood (LML) algorithm is presented. An efficient fast Fourier transform method is proposed for ML and LML to achieve highresolution beam estimation. A system-level optimization is performed to optimize the key parameters in the protocol, including the frame length, training time, and training bandwidth. The optimal training overhead is determined by those optimized parameters. Simulation results based on real-world topology are presented to compare the performance of different estimation methods and signaling schemes, and to demonstrate the effectiveness of the proposed protocol.

[1]  Upamanyu Madhow,et al.  Compressive Channel Estimation and Tracking for Large Arrays in mm-Wave Picocells , 2015, IEEE Journal of Selected Topics in Signal Processing.

[2]  Robert W. Heath,et al.  Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems , 2014, IEEE Journal of Selected Topics in Signal Processing.

[3]  Mark Yeck,et al.  7.2 A 28GHz 32-element phased-array transceiver IC with concurrent dual polarized beams and 1.4 degree beam-steering resolution for 5G communication , 2017, 2017 IEEE International Solid-State Circuits Conference (ISSCC).

[4]  James V. Krogmeier,et al.  Millimeter Wave Beamforming for Wireless Backhaul and Access in Small Cell Networks , 2013, IEEE Transactions on Communications.

[5]  Athanasios V. Vasilakos,et al.  A survey of millimeter wave communications (mmWave) for 5G: opportunities and challenges , 2015, Wireless Networks.

[6]  Sundeep Rangan,et al.  Initial Access in Millimeter Wave Cellular Systems , 2015, IEEE Transactions on Wireless Communications.

[7]  Omid Salehi-Abari,et al.  Millimeter Wave Communications: From Point-to-Point Links to Agile Network Connections , 2016, HotNets.

[8]  Pingyi Fan,et al.  Mobile Millimeter Wave Channel Acquisition, Tracking, and Abrupt Change Detection , 2016, ArXiv.

[9]  Robert W. Heath,et al.  The capacity optimality of beam steering in large millimeter wave MIMO systems , 2012, 2012 IEEE 13th International Workshop on Signal Processing Advances in Wireless Communications (SPAWC).

[10]  Myung Hoon Sunwoo,et al.  A high-speed FFT processor for OFDM systems , 2002, 2002 IEEE International Symposium on Circuits and Systems. Proceedings (Cat. No.02CH37353).

[11]  Derrick Wing Kwan Ng,et al.  Multi-User Precoding and Channel Estimation for Hybrid Millimeter Wave Systems , 2017, IEEE Journal on Selected Areas in Communications.

[12]  Theodore S. Rappaport,et al.  Rapid Fading Due to Human Blockage in Pedestrian Crowds at 5G Millimeter-Wave Frequencies , 2017, GLOBECOM 2017 - 2017 IEEE Global Communications Conference.

[13]  Wei Yu,et al.  Hybrid Analog and Digital Beamforming for mmWave OFDM Large-Scale Antenna Arrays , 2017, IEEE Journal on Selected Areas in Communications.

[14]  Robert W. Heath,et al.  Limited Feedback Hybrid Precoding for Multi-User Millimeter Wave Systems , 2014, IEEE Transactions on Wireless Communications.

[15]  Robert W. Heath,et al.  Coverage and Rate Analysis for Millimeter-Wave Cellular Networks , 2014, IEEE Transactions on Wireless Communications.

[16]  Shin-Lin Shieh,et al.  5G New Radio: Waveform, Frame Structure, Multiple Access, and Initial Access , 2017, IEEE Communications Magazine.

[17]  Giuseppe Caire,et al.  Joint Spatial Division and Multiplexing—The Large-Scale Array Regime , 2013, IEEE Transactions on Information Theory.

[18]  Pingyi Fan,et al.  Tracking angles of departure and arrival in a mobile millimeter wave channel , 2015, 2016 IEEE International Conference on Communications (ICC).

[19]  Upamanyu Madhow,et al.  Noncoherent mmWave Path Tracking , 2017, HotMobile.

[20]  Robert W. Heath,et al.  Energy-Efficient Hybrid Analog and Digital Precoding for MmWave MIMO Systems With Large Antenna Arrays , 2015, IEEE Journal on Selected Areas in Communications.

[21]  Giuseppe Caire,et al.  On the Beamformed Broadcast Signaling for Millimeter Wave Cell Discovery: Performance Analysis and Design Insight , 2017, ArXiv.

[22]  Robert W. Heath,et al.  Auxiliary Beam Pair Enabled AoD and AoA Estimation in Closed-Loop Large-Scale Millimeter-Wave MIMO Systems , 2017, IEEE Transactions on Wireless Communications.

[23]  Robert W. Heath,et al.  An Overview of Signal Processing Techniques for Millimeter Wave MIMO Systems , 2015, IEEE Journal of Selected Topics in Signal Processing.

[24]  Philippe J. Sartori,et al.  Initial beamforming for mmWave communications , 2014, 2014 48th Asilomar Conference on Signals, Systems and Computers.

[25]  A.F. Molisch,et al.  Variable-phase-shift-based RF-baseband codesign for MIMO antenna selection , 2005, IEEE Transactions on Signal Processing.

[26]  Akbar M. Sayeed,et al.  Deconstructing multiantenna fading channels , 2002, IEEE Trans. Signal Process..

[27]  Jeffrey G. Andrews,et al.  What Will 5G Be? , 2014, IEEE Journal on Selected Areas in Communications.

[28]  Theodore S. Rappaport,et al.  A novel millimeter-wave channel simulator and applications for 5G wireless communications , 2017, 2017 IEEE International Conference on Communications (ICC).

[29]  Theodore S. Rappaport,et al.  Overview of Millimeter Wave Communications for Fifth-Generation (5G) Wireless Networks—With a Focus on Propagation Models , 2017, IEEE Transactions on Antennas and Propagation.