Intelligent Reflecting Surface-Assisted Multi-User MISO Communication: Channel Estimation and Beamforming Design

The concept of reconfiguring wireless propagation environments using intelligent reflecting surfaces (IRS)s has recently emerged, where an IRS comprises of a large number of passive reflecting elements that can smartly reflect the impinging electromagnetic waves for performance enhancement. Previous works have shown promising gains assuming the availability of perfect channel state information (CSI) at the base station (BS) and the IRS, which is impractical due to the passive nature of the reflecting elements. This paper makes one of the preliminary contributions of studying an IRS-assisted multi-user multiple-input single-output (MISO) communication system under imperfect CSI. Different from the few recent works that develop least-squares (LS) estimates of the IRS-assisted channel vectors, we exploit the prior knowledge of the large-scale fading statistics at the BS to derive the Bayesian minimum mean squared error (MMSE) channel estimates under a protocol in which the IRS applies a set of optimal phase shifts vectors over multiple channel estimation sub-phases. The resulting mean squared error (MSE) is both analytically and numerically shown to be lower than that achieved by the LS estimates. Joint designs for the precoding and power allocation at the BS and reflect beamforming at the IRS are proposed to maximize the minimum user signal-to-interference-plus-noise ratio (SINR) subject to a transmit power constraint. Performance evaluation results illustrate the efficiency of the proposed system and study its susceptibility to channel estimation errors.

[1]  Giuseppe Caire,et al.  Joint Spatial Division and Multiplexing: Opportunistic Beamforming, User Grouping and Simplified Downlink Scheduling , 2014, IEEE Journal of Selected Topics in Signal Processing.

[2]  Zhi-Quan Luo,et al.  Semidefinite Relaxation of Quadratic Optimization Problems , 2010, IEEE Signal Processing Magazine.

[3]  Chau Yuen,et al.  Large Intelligent Surfaces for Energy Efficiency in Wireless Communication , 2018, ArXiv.

[4]  Rui Zhang,et al.  IRS-Enhanced OFDM: Power Allocation and Passive Array Optimization , 2019, 2019 IEEE Global Communications Conference (GLOBECOM).

[5]  J. Jornet,et al.  Enabling Indoor Mobile Millimeter-wave Networks Based on Smart Reflect-arrays , 2018, IEEE INFOCOM 2018 - IEEE Conference on Computer Communications.

[6]  Ian F. Akyildiz,et al.  Using any surface to realize a new paradigm for wireless communications , 2018, Commun. ACM.

[7]  Mathias Fink,et al.  Shaping complex microwave fields in reverberating media with binary tunable metasurfaces , 2014, Scientific Reports.

[8]  L. Subrt,et al.  Controlling propagation environments using Intelligent Walls , 2012, 2012 6th European Conference on Antennas and Propagation (EUCAP).

[9]  Changsheng You,et al.  Intelligent Reflecting Surface with Discrete Phase Shifts: Channel Estimation and Passive Beamforming , 2020, ICC 2020 - 2020 IEEE International Conference on Communications (ICC).

[10]  Zhi Sun,et al.  Increasing indoor spectrum sharing capacity using smart reflect-array , 2015, 2016 IEEE International Conference on Communications (ICC).

[11]  Mohamed-Slim Alouini,et al.  Asymptotic Analysis of RZF Over Double Scattering Channels With MMSE Estimation , 2019, IEEE Transactions on Wireless Communications.

[12]  Ariel Epstein,et al.  Synthesis of Passive Lossless Metasurfaces Using Auxiliary Fields for Reflectionless Beam Splitting and Perfect Reflection. , 2016, Physical review letters.

[13]  Alex B. Gershman,et al.  Training-based MIMO channel estimation: a study of estimator tradeoffs and optimal training signals , 2006, IEEE Transactions on Signal Processing.

[14]  Jie Chen,et al.  Intelligent Reflecting Surface: A Programmable Wireless Environment for Physical Layer Security , 2019, IEEE Access.

[15]  Ahmed Alkhateeb,et al.  Enabling Large Intelligent Surfaces With Compressive Sensing and Deep Learning , 2019, IEEE Access.

[16]  Emil Björnson,et al.  Massive MIMO Networks: Spectral, Energy, and Hardware Efficiency , 2018, Found. Trends Signal Process..

[17]  Stefan Parkvall,et al.  NR - The New 5G Radio-Access Technology , 2017, 2018 IEEE 87th Vehicular Technology Conference (VTC Spring).

[18]  Mohamed-Slim Alouini,et al.  Smart radio environments empowered by reconfigurable AI meta-surfaces: an idea whose time has come , 2019, EURASIP Journal on Wireless Communications and Networking.

[19]  Ying-Chang Liang,et al.  Channel Estimation for Reconfigurable Intelligent Surface Aided Multi-User MIMO Systems , 2019 .

[20]  Beixiong Zheng,et al.  Intelligent Reflecting Surface-Enhanced OFDM: Channel Estimation and Reflection Optimization , 2020, IEEE Wireless Communications Letters.

[21]  Zhi Chen,et al.  Terahertz Multi-User Massive MIMO with Intelligent Reflecting Surface: Beam Training and Hybrid Beamforming. , 2019 .

[22]  Erik G. Larsson,et al.  Weighted Sum-Rate Maximization for Reconfigurable Intelligent Surface Aided Wireless Networks , 2019, IEEE Transactions on Wireless Communications.

[23]  Rui Zhang,et al.  Towards Smart and Reconfigurable Environment: Intelligent Reflecting Surface Aided Wireless Network , 2019, IEEE Communications Magazine.

[24]  S. Kay Fundamentals of statistical signal processing: estimation theory , 1993 .

[25]  Trevon Badloe,et al.  Metasurfaces-Based Absorption and Reflection Control: Perfect Absorbers and Reflectors , 2017 .

[26]  Rui Zhang,et al.  Intelligent Reflecting Surface-Assisted Multiple Access With User Pairing: NOMA or OMA? , 2020, IEEE Communications Letters.

[27]  Mohamed-Slim Alouini,et al.  Max–Min SINR in Large-Scale Single-Cell MU-MIMO: Asymptotic Analysis and Low-Complexity Transceivers , 2016, IEEE Transactions on Signal Processing.

[28]  Mohamed-Slim Alouini,et al.  Asymptotic Analysis of Large Intelligent Surface Assisted MIMO Communication , 2019, ArXiv.

[29]  Eduard A. Jorswieck,et al.  Energy Efficiency in Wireless Networks via Fractional Programming Theory , 2015, Found. Trends Commun. Inf. Theory.

[30]  Emil Björnson,et al.  Linear Precoding Based on Polynomial Expansion: Large-Scale Multi-Cell MIMO Systems , 2013, IEEE Journal of Selected Topics in Signal Processing.

[31]  Xiaojun Yuan,et al.  Cascaded Channel Estimation for Large Intelligent Metasurface Assisted Massive MIMO , 2019, IEEE Wireless Communications Letters.

[32]  Lajos Hanzo,et al.  Multicell MIMO Communications Relying on Intelligent Reflecting Surfaces , 2019, IEEE Transactions on Wireless Communications.

[33]  Mohamed-Slim Alouini,et al.  Smart Radio Environments Empowered by AI Reconfigurable Meta-Surfaces: An Idea Whose Time Has Come , 2019, ArXiv.

[34]  A. Tulino,et al.  Intelligent Reflecting and Transmitting Surface Aided Millimeter Wave Massive MIMO. , 2019 .

[35]  Qingqing Wu,et al.  Intelligent Reflecting Surface Enhanced Wireless Network via Joint Active and Passive Beamforming , 2018, IEEE Transactions on Wireless Communications.

[36]  Fredrik Rusek,et al.  Beyond Massive MIMO: The Potential of Data Transmission With Large Intelligent Surfaces , 2017, IEEE Transactions on Signal Processing.

[37]  Qingqing Wu,et al.  Weighted Sum Power Maximization for Intelligent Reflecting Surface Aided SWIPT , 2019, IEEE Wireless Communications Letters.

[38]  Mohamed-Slim Alouini,et al.  Spatial Correlation Characterization of a Full Dimension Massive MIMO System , 2016, 2016 IEEE Global Communications Conference (GLOBECOM).

[39]  Robert W. Heath,et al.  Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems , 2014, IEEE Journal of Selected Topics in Signal Processing.

[40]  L. C. Godara,et al.  Handbook of Antennas in Wireless Communications , 2001 .

[41]  Håkan Johansson,et al.  Channel Estimation and Low-complexity Beamforming Design for Passive Intelligent Surface Assisted MISO Wireless Energy Transfer , 2019, ICASSP 2019 - 2019 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[42]  Shuguang Cui,et al.  Channel Estimation for Intelligent Reflecting Surface Assisted Multiuser Communications , 2020, 2020 IEEE Wireless Communications and Networking Conference (WCNC).

[43]  Mohamed-Slim Alouini,et al.  A Generalized Spatial Correlation Model for 3D MIMO Channels Based on the Fourier Coefficients of Power Spectrums , 2015, IEEE Transactions on Signal Processing.

[44]  Elisabeth de Carvalho,et al.  An Optimal Channel Estimation Scheme for Intelligent Reflecting Surfaces Based on a Minimum Variance Unbiased Estimator , 2020, ICASSP 2020 - 2020 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[45]  Jie Chen,et al.  Large Intelligent Surface/Antennas (LISA): Making Reflective Radios Smart , 2019, J. Commun. Inf. Networks.

[46]  Qingqing Wu,et al.  Intelligent Reflecting Surface Enhanced Wireless Network: Joint Active and Passive Beamforming Design , 2018, 2018 IEEE Global Communications Conference (GLOBECOM).

[47]  Chau Yuen,et al.  Reconfigurable Intelligent Surfaces for Energy Efficiency in Wireless Communication , 2018, IEEE Transactions on Wireless Communications.

[48]  Antonia Maria Tulino,et al.  Reflect- and Transmit-Array Antennas for Scalable and Energy-Efficient mmWave Massive MIMO , 2019, ArXiv.

[49]  Luca Sanguinetti,et al.  Energy-Efficient Power Control: A Look at 5G Wireless Technologies , 2015, IEEE Transactions on Signal Processing.

[50]  Mohamed-Slim Alouini,et al.  Wireless Communications Through Reconfigurable Intelligent Surfaces , 2019, IEEE Access.

[51]  Ian F. Akyildiz,et al.  A New Wireless Communication Paradigm through Software-Controlled Metasurfaces , 2018, IEEE Communications Magazine.