Causal effects of intervening variables in settings with unmeasured confounding

We present new results on average causal effects in settings with unmeasured exposure-outcome confounding. Our results are motivated by a class of estimands, e.g., frequently of interest in medicine and public health, that are currently not targeted by standard approaches for average causal effects. We recognize these estimands as queries about the average causal effect of an intervening variable. We anchor our introduction of these estimands in an investigation of the role of chronic pain and opioid prescription patterns in the opioid epidemic, and illustrate how conventional approaches will lead unreplicable estimates with ambiguous policy implications. We argue that our altenative effects are replicable and have clear policy implications, and furthermore are non-parametrically identified by the classical frontdoor formula. As an independent contribution, we derive a new semiparametric efficient estimator of the frontdoor formula with a uniform sample boundedness guarantee. This property is unique among previously-described estimators in its class, and we demonstrate superior performance in finite-sample settings. Theoretical results are applied with data from the National Health and Nutrition Examination Survey.

[1]  Oliver Dukes,et al.  Translating questions to estimands in randomized clinical trials with intercurrent events , 2021, Statistics in medicine.

[2]  Jessica G. Young,et al.  A generalized theory of separable effects in competing event settings , 2021, Lifetime Data Analysis.

[3]  J. Robins,et al.  An Interventionist Approach to Mediation Analysis , 2020, Probabilistic and Causal Inference.

[4]  Jessica G. Young,et al.  Conditional separable effects , 2020, 2006.15681.

[5]  Martin Wainwright,et al.  Causal Concepts and Graphical Models , 2018 .

[6]  Eric J. Tchetgen Tchetgen,et al.  Robust inference on population indirect causal effects: the generalized front door criterion , 2017, Journal of the Royal Statistical Society. Series B, Statistical methodology.

[7]  J. Robins,et al.  Double/Debiased Machine Learning for Treatment and Structural Parameters , 2017 .

[8]  R. Chou,et al.  CDC Guideline for Prescribing Opioids for Chronic Pain--United States, 2016. , 2016, JAMA.

[9]  Sandro Galea,et al.  An argument for a consequentialist epidemiology. , 2013, American journal of epidemiology.

[10]  Ilya Shpitser,et al.  Semiparametric Theory for Causal Mediation Analysis: efficiency bounds, multiple robustness, and sensitivity analysis. , 2012, Annals of statistics.

[11]  Judea Pearl,et al.  Mediating Instrumental Variables , 2011 .

[12]  P. Shrout,et al.  Causality and Psychopathology: Finding the Determinants of Disorders and their Cures , 2010 .

[13]  Aad van der Vaart,et al.  Higher order influence functions and minimax estimation of nonlinear functionals , 2008, 0805.3040.

[14]  J. Robins,et al.  Comment: Performance of Double-Robust Estimators When “Inverse Probability” Weights Are Highly Variable , 2007, 0804.2965.

[15]  M. Hernán Invited commentary: hypothetical interventions to define causal effects--afterthought or prerequisite? , 2005, American journal of epidemiology.

[16]  J. Robins,et al.  Twicing Kernels and a Small Bias Property of Semiparametric Estimators , 2004 .

[17]  J. Schafer,et al.  A comparison of inclusive and restrictive strategies in modern missing data procedures. , 2001, Psychological methods.

[18]  A. Dawid,et al.  Causal Inference without Counterfactuals , 2000 .

[19]  W. Newey,et al.  The asymptotic variance of semiparametric estimators , 1994 .

[20]  P. Bickel Efficient and Adaptive Estimation for Semiparametric Models , 1993 .

[21]  Joshua D. Angrist,et al.  Identification of Causal Effects Using Instrumental Variables , 1993 .

[22]  Illtyd Trethowan Causality , 1938 .

[23]  T. Richardson Single World Intervention Graphs ( SWIGs ) : A Unification of the Counterfactual and Graphical Approaches to Causality , 2013 .

[24]  J. Robins,et al.  Alternative Graphical Causal Models and the Identification of Direct E!ects , 2010 .