A perturbation-based balance training program for older adults: study protocol for a randomised controlled trial

BackgroundPrevious research investigating exercise as a means of falls prevention in older adults has shown mixed results. Lack of specificity of the intervention may be an important factor contributing to negative results. Change-in-support (CIS) balance reactions, which involve very rapid stepping or grasping movements of the limbs, play a critical role in preventing falls; hence, a training program that improves ability to execute effective CIS reactions could potentially have a profound effect in reducing risk of falling. This paper describes: 1) the development of a perturbation-based balance training program that targets specific previously-reported age-related impairments in CIS reactions, and 2) a study protocol to evaluate the efficacy of this new training program.Methods/DesignThe training program involves use of unpredictable, multi-directional moving-platform perturbations to evoke stepping and grasping reactions. Perturbation magnitude is gradually increased over the course of the 6-week program, and concurrent cognitive and movement tasks are included during later sessions. The program was developed in accordance with well-established principles of motor learning, such as individualisation, specificity, overload, adaptation-progression and variability. Specific goals are to reduce the frequency of multiple-step responses, reduce the frequency of collisions between the stepping foot and stance leg, and increase the speed of grasping reactions. A randomised control trial will be performed to evaluate the efficacy of the training program. A total of 30 community-dwelling older adults (age 64–80) with a recent history of instability or falling will be assigned to either the perturbation-based training or a control group (flexibility/relaxation training), using a stratified randomisation that controls for gender, age and baseline stepping/grasping performance. CIS reactions will be tested immediately before and after the six weeks of training, using platform perturbations as well as a distinctly different method of perturbation (waist pulls) in order to evaluate the generalisability of the training effects.DiscussionThis study will determine whether perturbation-based balance training can help to reverse specific age-related impairments in balance-recovery reactions. These results will help to guide the development of more effective falls prevention programs, which may ultimately lead to reduced health-care costs and enhanced mobility, independence and quality of life.

[1]  Brian E. Maki,et al.  Change-in-Support Reactions for Balance Recovery Control Mechanisms, Age-Related Changes, and Implications for Fall Prevention , 2003 .

[2]  T. Masud,et al.  Epidemiology of falls. , 2001, Age and ageing.

[3]  S. Brauer,et al.  A prospective study of laboratory and clinical measures of postural stability to predict community-dwelling fallers. , 2000, The journals of gerontology. Series A, Biological sciences and medical sciences.

[4]  Diane Podsiadlo,et al.  The Timed “Up & Go”: A Test of Basic Functional Mobility for Frail Elderly Persons , 1991, Journal of the American Geriatrics Society.

[5]  W. Berg,et al.  Circumstances and consequences of falls in independent community-dwelling older adults. , 1997, Age and ageing.

[6]  D. S. Davis,et al.  The Variability of Practice Hypothesis in Motor Learning: Does It Apply to Alzheimer's Disease? , 2000, Brain and Cognition.

[7]  Catherine Sherrington,et al.  The Effect of an Individualized Fall Prevention Program on Fall Risk and Falls in Older People: A Randomized, Controlled Trial , 2005, Journal of the American Geriatrics Society.

[8]  B E Maki,et al.  Influence of expectation and arousal on center-of-pressure responses to transient postural perturbations. , 1993, Journal of vestibular research : equilibrium & orientation.

[9]  Shuichi Obuchi,et al.  New Intervention Program for Preventing Falls Among Frail Elderly People: The Effects of Perturbed Walking Exercise Using a Bilateral Separated Treadmill , 2004, American journal of physical medicine & rehabilitation.

[10]  S. Lord,et al.  Postural stability, falls and fractures in the elderly: results from the Dubbo Osteoporosis Epidemiology Study. , 1995, The Medical journal of Australia.

[11]  D. Rodell,et al.  Balance, Mobility, and Falls Among Community-Dwelling Elderly Persons: Effects of a Rehabilitation Exercise Program , 2005, American journal of physical medicine & rehabilitation.

[12]  M. Woollacott,et al.  Attention and the control of posture and gait: a review of an emerging area of research. , 2002, Gait & posture.

[13]  Brian E. Maki,et al.  Environmental constraints on foot trajectory reveal the capacity for modulation of anticipatory postural adjustments during rapid triggered stepping reactions , 2002, Experimental Brain Research.

[14]  W. E. McIlroy,et al.  Task constraints on foot movement and the incidence of compensatory stepping following perturbation of upright stance , 1993, Brain Research.

[15]  Michael Fitzharris,et al.  Randomised factorial trial of falls prevention among older people living in their own homes , 2002, BMJ : British Medical Journal.

[16]  Lester M. Wolfson,et al.  Balance and Strength Training in Older Adults: Intervention Gains and Tai Chi Maintenance , 1996, Journal of the American Geriatrics Society.

[17]  Brian E. Maki,et al.  Control of compensatory stepping reactions: Age-related impairment and the potential for remedial intervention , 1999 .

[18]  S R Lord,et al.  Simple physiological and clinical tests for the accurate prediction of falling in older people. , 1996, Gerontology.

[19]  M. Lawton,et al.  Assessment of older people: self-maintaining and instrumental activities of daily living. , 1969, The Gerontologist.

[20]  Brian E. Maki,et al.  Initiation of rapid reach-and-grasp balance reactions: is a pre-formed visuospatial map used in controlling the initial arm trajectory? , 2004, Experimental Brain Research.

[21]  Geoff R Fernie,et al.  Change-in-support reactions for balance recovery. , 2003, IEEE engineering in medicine and biology magazine : the quarterly magazine of the Engineering in Medicine & Biology Society.

[22]  B. Maki,et al.  Adaptive changes to compensatory stepping responses , 1995 .

[23]  Philippa Williams,et al.  The Effect of a 12‐Month Exercise Trial on Balance, Strength, and Falls in Older Women: A Randomized Controlled Trial , 1995, Journal of the American Geriatrics Society.

[24]  R. Payne Relaxation Techniques: A Practical Handbook for the Health Care Professional , 1995 .

[25]  N. Hodges,et al.  Instructions, demonstrations and the learning process : Creating and constraining movement options , 2004 .

[26]  Arlene I Greenspan,et al.  Intense Tai Chi Exercise Training and Fall Occurrences in Older, Transitionally Frail Adults: A Randomized, Controlled Trial , 2003, Journal of the American Geriatrics Society.

[27]  M W Rogers,et al.  Lateral stability during forward-induced stepping for dynamic balance recovery in young and older adults. , 2001, The journals of gerontology. Series A, Biological sciences and medical sciences.

[28]  Fergus Daly,et al.  A Randomized Controlled Trial of Fall Prevention Strategies in Old Peoples’ Homes , 2000, Gerontology.

[29]  F. Horak,et al.  Influence of central set on human postural responses. , 1989, Journal of neurophysiology.

[30]  Crook,et al.  Utility of digit recall tasks for assessing memory in the aged. , 1980, Journal of consulting and clinical psychology.

[31]  J. Mayfield,et al.  The use of the Semmes-Weinstein monofilament and other threshold tests for preventing foot ulceration and amputation in persons with diabetes. , 2000, The Journal of family practice.

[32]  Brian E. Maki,et al.  Resolving conflicts in task demands during balance recovery: does holding an object inhibit compensatory grasping? , 2004, Experimental Brain Research.

[33]  P A Lachenbruch,et al.  Attempts to prevent falls and injury: a prospective community study. , 1992, The Gerontologist.

[34]  B E Maki,et al.  Age-related differences in laterally directed compensatory stepping behavior. , 2000, The journals of gerontology. Series A, Biological sciences and medical sciences.

[35]  H. Menz,et al.  A physiological profile approach to falls risk assessment and prevention. , 2003, Physical therapy.

[36]  D. Gravel,et al.  The reliability of the time to execute various forms of the Finger-to-Nose Test in healthy subjects , 2005, Physiotherapy theory and practice.

[37]  N. Endler,et al.  Assessment of state and trait anxiety: Endler multidimensional anxiety scales , 1989 .

[38]  C. Reynolds,et al.  Separate Digits tests: A brief history, a literature review, and a reexamination of the factor structure of the test of memory and learning (TOMAL) , 1995, Neuropsychology Review.

[39]  B. E. Maki,et al.  Do anticipatory postural adjustments precede compensatory stepping reactions evoked by perturbation? , 1993, Neuroscience Letters.

[40]  W. Stoll Der Vertikale Zeichentest , 1981, Archives of oto-rhino-laryngology.

[41]  S. Studenski,et al.  Balance performance on the postural stress test: comparison of young adults, healthy elderly, and fallers. , 1990, Physical therapy.

[42]  H. Hummelsheim,et al.  Repetitive training of compensatory steps: a therapeutic approach for postural instability in Parkinson’s disease , 2004, Journal of Neurology, Neurosurgery & Psychiatry.

[43]  B E Maki,et al.  Age-related changes in compensatory stepping in response to unpredictable perturbations. , 1996, The journals of gerontology. Series A, Biological sciences and medical sciences.

[44]  B. E. Maki,et al.  Influence of lateral destabilization on compensatory stepping responses. , 1996, Journal of biomechanics.

[45]  Stephen R Lord,et al.  The Effect of Group Exercise on Physical Functioning and Falls in Frail Older People Living in Retirement Villages: A Randomized, Controlled Trial , 2003, Journal of the American Geriatrics Society.

[46]  B. E. Maki,et al.  Control of rapid limb movements for balance recovery: age-related changes and implications for fall prevention. , 2006, Age and ageing.

[47]  Elizabeth Eckstrom,et al.  Tai Chi and fall reductions in older adults: a randomized controlled trial. , 2005, The journals of gerontology. Series A, Biological sciences and medical sciences.

[48]  R. Cumming,et al.  Interventions for preventing falls in elderly people. , 2003, The Cochrane database of systematic reviews.

[49]  J. Furman,et al.  A Textbook of Audiological Medicine : Clinical Aspects of Hearing and Balance , 2002 .

[50]  J. Vickers,et al.  Decision training: the effects of complex instruction, variable practice and reduced delayed feedback on the acquisition and transfer of a motor skill. , 1999, Journal of sports sciences.

[51]  Richard A. Magill,et al.  Motor Learning. Concepts and Applications , 1998 .

[52]  W. Hoeger,et al.  A comparison of the sit and reach and the modified sit and reach in the measurement of flexibility in women. , 1992, Research quarterly for exercise and sport.

[53]  Effects of age on balance assessment using voluntary and involuntary step tasks. , 1999, The journals of gerontology. Series A, Biological sciences and medical sciences.

[54]  B. E. Maki,et al.  Gait Changes in Older Adults: Predictors of Falls or Indicators of Fear? , 1997, Journal of the American Geriatrics Society.

[55]  A. Jette,et al.  The Physical Activity Scale for the Elderly (PASE): development and evaluation. , 1993, Journal of clinical epidemiology.

[56]  B. E. Maki,et al.  Change-in-support balance reactions in older persons: an emerging research area of clinical importance. , 2005, Neurologic clinics.

[57]  J Howland,et al.  Fear of falling and activity restriction: the survey of activities and fear of falling in the elderly (SAFE). , 1998, The journals of gerontology. Series B, Psychological sciences and social sciences.

[58]  Katy Mitchell,et al.  Gait and step training to reduce falls in Parkinson's disease. , 2005, NeuroRehabilitation.

[59]  R J Shephard,et al.  Revision of the Physical Activity Readiness Questionnaire (PAR-Q). , 1992, Canadian journal of sport sciences = Journal canadien des sciences du sport.

[60]  P. Bacchetti,et al.  Sample size calculations in clinical research. , 2002, Anesthesiology.

[61]  B. Isaacs,et al.  Description, classification and prevention of falls in old people at home. , 1981, Rheumatology and rehabilitation.

[62]  B. E. Maki,et al.  Effects of aging on control of stability , 2002 .

[63]  J. Ware SF-36 health survey: Manual and interpretation guide , 2003 .

[64]  P. Duncan,et al.  Anticipatory postural adjustments and the latency of compensatory stepping reactions in humans , 2003, Neuroscience Letters.

[65]  A. Schultz,et al.  Stepping Responses of Young and Old Adults to Postural Disturbances: Kinematics , 1994, Journal of the American Geriatrics Society.

[66]  B E Maki,et al.  The control of lateral stability during rapid stepping reactions evoked by antero-posterior perturbation: does anticipatory control play a role? , 1999, Gait & posture.

[67]  B. E. Maki,et al.  The role of limb movements in maintaining upright stance: the "change-in-support" strategy. , 1997, Physical therapy.

[68]  Mark W Rogers,et al.  Step training improves the speed of voluntary step initiation in aging. , 2003, The journals of gerontology. Series A, Biological sciences and medical sciences.

[69]  Lester M. Wolfson,et al.  Stressing the Postural Response , 1986, Journal of the American Geriatrics Society.

[70]  S. Lord,et al.  Physiological Factors Associated with Falls in Older Community‐Dwelling Women , 1994, Journal of the American Geriatrics Society.

[71]  Stephen R Lord,et al.  Community-based group exercise improves balance and reduces falls in at-risk older people: a randomised controlled trial. , 2003, Age and ageing.

[72]  M. Woollacott,et al.  Attentional demands and postural recovery: the effects of aging. , 1999, The journals of gerontology. Series A, Biological sciences and medical sciences.

[73]  Janice J Eng,et al.  Exercise Leads to Faster Postural Reflexes, Improved Balance and Mobility, and Fewer Falls in Older Persons with Chronic Stroke , 2005, Journal of the American Geriatrics Society.

[74]  M. Tinetti,et al.  The effects of exercise on falls in elderly patients. A preplanned meta-analysis of the FICSIT Trials. Frailty and Injuries: Cooperative Studies of Intervention Techniques. , 1995, JAMA.

[75]  A. Campbell,et al.  Randomised controlled trial of a general practice programme of home based exercise to prevent falls in elderly women , 1997, BMJ.

[76]  B E Maki,et al.  Cognitive demands of executing postural reactions: does aging impede attention switching? , 2001, Neuroreport.

[77]  D M Buchner,et al.  Falls prevention over 2 years: a randomized controlled trial in women 80 years and older. , 1999, Age and ageing.

[78]  Brian E. Maki,et al.  The ‘deceleration response’ to transient perturbation of upright stance , 1994, Neuroscience Letters.

[79]  Youlian Hong,et al.  Effect of regular Tai Chi and jogging exercise on neuromuscular reaction in older people. , 2005, Age and ageing.

[80]  S. Wolf,et al.  Reducing Frailty and Falls in Older Persons: An Investigation of Tai Chi and Computerized Balance Training , 1996, Journal of the American Geriatrics Society.

[81]  Marjorie H. Woollacott,et al.  Compensatory Stepping: The Biomechanics of a Preferred Response Among Older Adults , 2001, Experimental aging research.

[82]  S. Lord,et al.  Physiological Factors Associated with Falls in an Elderly Population , 1991, Journal of the American Geriatrics Society.

[83]  Yi-Chung Pai,et al.  Age influences the outcome of a slipping perturbation during initial but not repeated exposures. , 2002, The journals of gerontology. Series A, Biological sciences and medical sciences.

[84]  L. E. Powell,et al.  The Activities-specific Balance Confidence (ABC) Scale. , 1995, The journals of gerontology. Series A, Biological sciences and medical sciences.

[85]  R. R. Abidin Psychological Assessment Resources , 1995 .

[86]  S. Chow,et al.  Sample Size Calculations In Clinical Research , 2007 .

[87]  G. Wulf,et al.  Effects of attentional focus, self-control, and dyad training on motor learning: implications for physical rehabilitation. , 2000, Physical therapy.

[88]  J. Briggs,et al.  Sports Therapy Theoretical and Practical Thoughts and Considerations, James Briggs (Ed.); Corpus Publishing Limited, Fishbourne, Chichester, UK, 2001, 384 pages, ISBN 1-903333-04-0, £18.00 , 2002 .

[89]  L. Radloff The CES-D Scale , 1977 .