Assimilation of Surface- and Root-Zone ASCAT Soil Moisture Products Into Rainfall–Runoff Modeling

Nowadays, the availability of soil moisture estimates from satellite sensors offers a great chance to improve real-time flood forecasting through data assimilation. In this paper, two real data and two synthetic experiments have been carried out to assess the effects of assimilating soil moisture estimates into a two-layer rainfall-runoff model. By using the ensemble Kalman filter, both the surface- and root-zone soil moisture (RZSM) products derived by the Advanced SCATterometer (ASCAT) have been assimilated and the model performance on flood estimation is analyzed. RZSM estimates are obtained through the application of an exponential filter. Hourly rainfall-runoff observations for the period 1994-2010 collected in the Niccone catchment (137 km2), Central Italy, are employed as case study. The ASCAT soil moisture products are found to be in good agreement with the modeled soil moisture data for both the surface layer (correlation coefficient (R) of 0.78) and the root zone (R = 0.94). In the real data experiment, the assimilation of the RZSM product has a significant impact on runoff simulation that provides a clear improvement in the discharge modeling performance. On the other hand, the assimilation of the surface soil moisture product has a small effect. The same findings are also confirmed by the synthetic twin experiments. Even though the obtained results are model dependent and site specific, the possibility to efficiently employ coarse resolution satellite soil moisture products for improving flood prediction is proven, mainly if RZSM data are assimilated into the hydrological model.

[1]  Wolfgang Wagner,et al.  Assimilation of ASCAT near-surface soil moisture into the French SIM hydrological model , 2011 .

[2]  Wade T. Crow,et al.  Towards the estimation root-zone soil moisture via the simultaneous assimilation of thermal and microwave soil moisture retrievals , 2010 .

[3]  Luca Brocca,et al.  Design soil moisture estimation by comparing continuous and storm‐based rainfall‐runoff modeling , 2011 .

[4]  Salvatore Manfreda,et al.  On the use of AMSU-based products for the description of soil water content at basin scale , 2011 .

[5]  D. Aubert,et al.  Sequential assimilation of soil moisture and streamflow data in a conceptual rainfall-runoff model , 2003 .

[6]  G. Blöschl,et al.  Soil moisture updating by Ensemble Kalman Filtering in real-time flood forecasting , 2008 .

[7]  Luca Brocca,et al.  A continuous rainfall-runoff model derived from investigations in a small experimental basin , 2010 .

[8]  Mehrez Zribi,et al.  Analysis of surface and root-zone soil moisture dynamics with ERS scatterometer and the hydrometeorological model SAFRAN-ISBA-MODCOU at Grand Morin watershed (France) , 2008 .

[9]  G. Evensen Sequential data assimilation with a nonlinear quasi‐geostrophic model using Monte Carlo methods to forecast error statistics , 1994 .

[10]  Richard de Jeu,et al.  Improving Curve Number Based Storm Runoff Estimates Using Soil Moisture Proxies , 2009, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[11]  Pilar Llorens,et al.  The Hydrology of Mediterranean Mountain Areas , 2009 .

[12]  J. Nash,et al.  River flow forecasting through conceptual models part I — A discussion of principles☆ , 1970 .

[13]  Catherine Ottlé,et al.  Sequential Assimilation of ERS-1 SAR Data into a Coupled Land Surface–Hydrological Model Using an Extended Kalman Filter , 2003 .

[14]  K. Nagarajan,et al.  Particle Filter-based assimilation algorithms for improved estimation of root-zone soil moisture under dynamic vegetation conditions , 2011 .

[15]  R. Jeu,et al.  Multisensor historical climatology of satellite‐derived global land surface moisture , 2008 .

[16]  Wade T. Crow,et al.  The added value of spaceborne passive microwave soil moisture retrievals for forecasting rainfall‐runoff partitioning , 2005 .

[17]  A. J. Dolman,et al.  Initializing a regional climate model with satellite-derived soil moisture , 2011 .

[18]  Luca Brocca,et al.  Distributed rainfall‐runoff modelling for flood frequency estimation and flood forecasting , 2011 .

[19]  Edward J. Kim,et al.  The NAFE'05/CoSMOS Data Set: Toward SMOS Soil Moisture Retrieval, Downscaling, and Assimilation , 2008, IEEE Transactions on Geoscience and Remote Sensing.

[20]  Wade T. Crow,et al.  Improving hydrologic predictions of a catchment model via assimilation of surface soil moisture , 2011 .

[21]  W. Wagner,et al.  A Method for Estimating Soil Moisture from ERS Scatterometer and Soil Data , 1999 .

[22]  Yi Y. Liu,et al.  Developing an improved soil moisture dataset by blending passive and active microwave satellite-based retrievals , 2011 .

[23]  Vazken Andréassian,et al.  How crucial is it to account for the antecedent moisture conditions in flood forecasting? Comparison of event-based and continuous approaches on 178 catchments , 2009 .

[24]  Dara Entekhabi,et al.  An Algorithm for Merging SMAP Radiometer and Radar Data for High-Resolution Soil-Moisture Retrieval , 2011, IEEE Transactions on Geoscience and Remote Sensing.

[25]  W. Wagner,et al.  Soil moisture from operational meteorological satellites , 2007 .

[26]  Luca Brocca,et al.  Soil moisture variations monitoring by AMSU-based soil wetness indices: A long-term inter-comparison with ground measurements , 2010 .

[27]  W. Wagner,et al.  Soil moisture estimation through ASCAT and AMSR-E sensors: An intercomparison and validation study across Europe , 2011 .

[28]  Robain De Keyser,et al.  Can ASCAT-derived soil wetness indices reduce predictive uncertainty in well-gauged areas? A comparison with in situ observed soil moisture in an assimilation application , 2012 .

[29]  G. Lannoy,et al.  The importance of parameter resampling for soil moisture data assimilation into hydrologic models using the particle filter , 2011 .

[30]  Jean-Pierre Wigneron,et al.  Synergy of SMOS Microwave Radiometer and Optical Sensors to Retrieve Soil Moisture at Global Scale , 2008, IEEE Transactions on Geoscience and Remote Sensing.

[31]  B. Khattatov,et al.  Data assimilation : making sense of observations , 2010 .

[32]  Gabrielle De Lannoy,et al.  Land Surface Data Assimilation , 2010 .

[33]  Jean-Pierre Wigneron,et al.  Monitoring of water and carbon fluxes using a land data assimilation system: a case study for southwestern France , 2010 .

[34]  Yann Kerr,et al.  Soil moisture retrieval from space: the Soil Moisture and Ocean Salinity (SMOS) mission , 2001, IEEE Trans. Geosci. Remote. Sens..

[35]  Klaus Scipal,et al.  Assimilation of a ERS scatterometer derived soil moisture index in the ECMWF numerical weather prediction system , 2008 .

[36]  Thomas J. Jackson,et al.  The Soil Moisture Active/Passive Mission (SMAP) , 2008, IGARSS 2008 - 2008 IEEE International Geoscience and Remote Sensing Symposium.

[37]  Luca Brocca,et al.  Antecedent Wetness Conditions based on ERS scatterometer data in support to rainfall-runoff modeling , 2009 .

[38]  Klaus Scipal,et al.  An Improved Soil Moisture Retrieval Algorithm for ERS and METOP Scatterometer Observations , 2009, IEEE Transactions on Geoscience and Remote Sensing.

[39]  Dennis P. Lettenmaier,et al.  Skill in streamflow forecasts derived from large-scale estimates of soil moisture and snow , 2010 .

[40]  Robert M. Parinussa,et al.  Error Estimates for Near-Real-Time Satellite Soil Moisture as Derived From the Land Parameter Retrieval Model , 2011, IEEE Geoscience and Remote Sensing Letters.

[41]  Vijay P. Singh,et al.  Assessment of flooding in urbanized ungauged basins: a case study in the Upper Tiber area, Italy , 2005 .

[42]  A. Weerts,et al.  Particle filtering and ensemble Kalman filtering for state updating with hydrological conceptual rainfall‐runoff models , 2006 .

[43]  C. Albergel,et al.  An evaluation of ASCAT surface soil moisture products with in-situ observations in Southwestern France , 2008 .

[44]  Günter Blöschl,et al.  Matching ERS scatterometer based soil moisture patterns with simulations of a conceptual dual layer hydrologic model over Austria , 2008 .

[45]  Luca Brocca,et al.  On the estimation of antecedent wetness conditions in rainfall–runoff modelling , 2008 .

[46]  W. Wagner,et al.  Initial soil moisture retrievals from the METOP‐A Advanced Scatterometer (ASCAT) , 2007 .

[47]  Yann Kerr,et al.  The SMOS Mission: New Tool for Monitoring Key Elements ofthe Global Water Cycle , 2010, Proceedings of the IEEE.

[48]  Wolfgang Kinzelbach,et al.  Hydrological real-time modelling in the Zambezi river basin using satellite-based soil moisture and rainfall data , 2011 .

[49]  Luca Brocca,et al.  On the potential of MetOp ASCAT‐derived soil wetness indices as a new aperture for hydrological monitoring and prediction: a field evaluation over Luxembourg , 2012 .

[50]  Wade T. Crow,et al.  A Quasi-Global Evaluation System for Satellite-Based Surface Soil Moisture Retrievals , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[51]  G. Evensen,et al.  Analysis Scheme in the Ensemble Kalman Filter , 1998 .

[52]  D. McLaughlin,et al.  Hydrologic Data Assimilation with the Ensemble Kalman Filter , 2002 .

[53]  Wade T. Crow,et al.  Monitoring root-zone soil moisture through the assimilation of a thermal remote sensing-based soil moisture proxy into a water balance model , 2008 .

[54]  Erwin Zehe,et al.  Predictability of hydrologic response at the plot and catchment scales: Role of initial conditions , 2004 .

[55]  C. Albergel,et al.  From near-surface to root-zone soil moisture using an exponential filter: an assessment of the method based on in-situ observations and model simulations , 2008 .

[56]  Wade T. Crow,et al.  A new data assimilation approach for improving runoff prediction using remotely-sensed soil moisture retrievals , 2008 .

[57]  Niko E. C. Verhoest,et al.  Assessment of model uncertainty for soil moisture through ensemble verification , 2006 .

[58]  Hans Bonekamp,et al.  Status of the Metop ASCAT soil moisture product , 2010, 2010 IEEE International Geoscience and Remote Sensing Symposium.

[59]  Luca Brocca,et al.  ASCAT soil wetness index validation through in situ and modeled soil moisture data in central Italy , 2010 .

[60]  Niko E. C. Verhoest,et al.  The importance of the spatial patterns of remotely sensed soil moisture in the improvement of discharge predictions for small-scale basins through data assimilation , 2001 .

[61]  V. Singh,et al.  Assimilation of Observed Soil Moisture Data in Storm Rainfall-Runoff Modeling , 2009 .

[62]  C. Albergel,et al.  Assimilation of Soil Wetness Index and Leaf Area Index into the ISBA-A-gs land surface model: grassland case study , 2011 .

[63]  Thomas J. Jackson,et al.  WindSat Global Soil Moisture Retrieval and Validation , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[64]  W. Wagner,et al.  Improving runoff prediction through the assimilation of the ASCAT soil moisture product , 2010 .

[65]  Niko E. C. Verhoest,et al.  Improvement of TOPLATS‐based discharge predictions through assimilation of ERS‐based remotely sensed soil moisture values , 2002, Hydrological Processes.

[66]  Adriano Camps,et al.  A Change Detection Algorithm for Retrieving High-Resolution Soil Moisture From SMAP Radar and Radiometer Observations , 2009, IEEE Transactions on Geoscience and Remote Sensing.

[67]  Wade T. Crow,et al.  Role of Subsurface Physics in the Assimilation of Surface Soil Moisture Observations , 2009 .