Channel Estimation With Reconfigurable Intelligent Surfaces—A General Framework

Optimally extracting the advantages available from reconfigurable intelligent surfaces (RISs) in wireless communications systems requires estimation of the channels to and from the RIS. The process of determining these channels is complicated by the fact that the RIS is typically composed of passive elements without any data processing capabilities, and thus the channels must be estimated indirectly by a non-colocated device, typically a controlling base station. In this article, we examine channel estimation for RIS-based systems from a fundamental viewpoint. We study various possible channel models and the identifiability of the models as a function of the available pilot data and behavior of the RIS during training. In particular, we will consider situations with and without line-of-sight propagation, singleand multiple-antenna configurations for the users and base station, correlated and sparse channel models, single-carrier and wideband OFDM scenarios, availability of direct links between the users and base station, exploitation of prior information, as well as a number of other special cases. We further conduct numerical comparisons of achievable performance for various channel models using the relevant Cramér-Rao bounds.

[1]  Wanning Yang,et al.  Channel Estimation for Practical IRS-Assisted OFDM Systems , 2020, 2021 IEEE Wireless Communications and Networking Conference Workshops (WCNCW).

[2]  Amine Mezghani,et al.  Channel Estimation in One-Bit Massive MIMO Systems: Angular Versus Unstructured Models , 2019, IEEE Journal of Selected Topics in Signal Processing.

[3]  Heejung Yu,et al.  Training Signal Design for Sparse Channel Estimation in Intelligent Reflecting Surface-Assisted Millimeter-Wave Communication , 2020, IEEE Transactions on Wireless Communications.

[4]  Ahmet M. Elbir,et al.  Deep Channel Learning for Large Intelligent Surfaces Aided mm-Wave Massive MIMO Systems , 2020, IEEE Wireless Communications Letters.

[5]  Li Wei,et al.  Channel Estimation for RIS-Empowered Multi-User MISO Wireless Communications , 2020, ArXiv.

[6]  Ying-Chang Liang,et al.  Channel Estimation for Reconfigurable Intelligent Surface Aided Multi-User MIMO Systems , 2019 .

[7]  Sinem Coleri,et al.  Federated Learning for Channel Estimation in Conventional and IRS-Assisted Massive MIMO , 2021, IEEE Transactions on Wireless Communications.

[8]  Rémy Boyer,et al.  Channel Estimation for Intelligent Reflecting Surface Assisted MIMO Systems: A Tensor Modeling Approach , 2020, IEEE Journal of Selected Topics in Signal Processing.

[9]  Xiaojun Yuan,et al.  Semi-Blind Cascaded Channel Estimation for Reconfigurable Intelligent Surface Aided Massive MIMO , 2021, ArXiv.

[10]  Shuowen Zhang,et al.  Cooperative Double-IRS Aided Communication: Beamforming Design and Power Scaling , 2020, IEEE Wireless Communications Letters.

[11]  Junil Choi,et al.  Practical Channel Estimation and Phase Shift Design for Intelligent Reflecting Surface Empowered MIMO Systems , 2021, ArXiv.

[12]  George C. Alexandropoulos,et al.  A Hardware Architecture For Reconfigurable Intelligent Surfaces with Minimal Active Elements for Explicit Channel Estimation , 2020, ICASSP 2020 - 2020 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[13]  Lihua Xie,et al.  On Gridless Sparse Methods for Line Spectral Estimation From Complete and Incomplete Data , 2014, IEEE Transactions on Signal Processing.

[14]  Igal Bilik,et al.  Spatial Compressive Sensing for Direction-of-Arrival Estimation of Multiple Sources using Dynamic Sensor Arrays , 2011, IEEE Transactions on Aerospace and Electronic Systems.

[15]  Matthew R. McKay,et al.  Channel Estimation for Reconfigurable Intelligent Surface Aided MISO Communications: From LMMSE to Deep Learning Solutions , 2021, IEEE Open Journal of the Communications Society.

[16]  Thomas Kailath,et al.  ESPRIT-A subspace rotation approach to estimation of parameters of cisoids in noise , 1986, IEEE Trans. Acoust. Speech Signal Process..

[17]  Ming Li,et al.  Practical Modeling and Beamforming for Intelligent Reflecting Surface Aided Wideband Systems , 2020, IEEE Communications Letters.

[18]  Lajos Hanzo,et al.  Wideband Channel Estimation for IRS-Aided Systems in the Face of Beam Squint , 2021, IEEE Transactions on Wireless Communications.

[19]  Mohamed-Slim Alouini,et al.  Deep Denoising Neural Network Assisted Compressive Channel Estimation for mmWave Intelligent Reflecting Surfaces , 2020, IEEE Transactions on Vehicular Technology.

[20]  Emil Bjornson,et al.  Optimizing a Binary Intelligent Reflecting Surface for OFDM Communications under Mutual Coupling , 2021, WSA.

[21]  Liang Wu,et al.  Low-Complexity Channel Estimation for Intelligent Reflecting Surface-Enhanced Massive MIMO , 2021, IEEE Wireless Communications Letters.

[22]  Björn E. Ottersten,et al.  Performance analysis of direction finding with large arrays and finite data , 1995, IEEE Trans. Signal Process..

[23]  Jawad Mirza,et al.  Channel Estimation Method and Phase Shift Design for Reconfigurable Intelligent Surface Assisted MIMO Networks , 2019, ArXiv.

[24]  Changsheng You,et al.  Wireless Communication via Double IRS: Channel Estimation and Passive Beamforming Designs , 2020, IEEE Wireless Communications Letters.

[25]  Derrick Wing Kwan Ng,et al.  Deep Residual Learning for Channel Estimation in Intelligent Reflecting Surface-Assisted Multi-User Communications , 2021 .

[26]  Shi Jin,et al.  Hybrid Evolutionary-Based Sparse Channel Estimation for IRS-Assisted mmWave MIMO Systems , 2022, IEEE Transactions on Wireless Communications.

[27]  Shaoqian Li,et al.  Joint Channel Estimation and Data Rate Maximization for Intelligent Reflecting Surface Assisted Terahertz MIMO Communication Systems , 2020, IEEE Access.

[28]  Octavia A. Dobre,et al.  Cascaded Channel Estimation for RIS Assisted mmWave MIMO Transmissions , 2021, IEEE Wireless Communications Letters.

[29]  Siliang Wu,et al.  Underdetermined DOA Estimation Under the Compressive Sensing Framework: A Review , 2016, IEEE Access.

[30]  Caijun Zhong,et al.  Semi-Passive Elements Assisted Channel Estimation for Intelligent Reflecting Surface-Aided Communications , 2021, IEEE Transactions on Wireless Communications.

[31]  Xiaohu You,et al.  Tensor-Based Algebraic Channel Estimation for Hybrid IRS-Assisted MIMO-OFDM , 2021, IEEE Transactions on Wireless Communications.

[32]  Changsheng You,et al.  Efficient Channel Estimation for Double-IRS Aided Multi-User MIMO System , 2020, ArXiv.

[33]  Gongguo Tang,et al.  Performance Analysis for Sparse Support Recovery , 2009, IEEE Transactions on Information Theory.

[34]  Xiaojun Yuan,et al.  Matrix-Calibration-Based Cascaded Channel Estimation for Reconfigurable Intelligent Surface Assisted Multiuser MIMO , 2019, IEEE Journal on Selected Areas in Communications.

[35]  R. O. Schmidt,et al.  Multiple emitter location and signal Parameter estimation , 1986 .

[36]  Changsheng You,et al.  Fast Channel Estimation for IRS-Assisted OFDM , 2020, IEEE Wireless Communications Letters.

[37]  Linglong Dai,et al.  Two-Timescale Channel Estimation for Reconfigurable Intelligent Surface Aided Wireless Communications , 2019, IEEE Transactions on Communications.

[38]  Beixiong Zheng,et al.  Intelligent Reflecting Surface-Enhanced OFDM: Channel Estimation and Reflection Optimization , 2020, IEEE Wireless Communications Letters.

[39]  Beixiong Zheng,et al.  Fast Beam Training for IRS-Assisted Multiuser Communications , 2020, IEEE Wireless Communications Letters.

[40]  Linglong Dai,et al.  Channel Estimation for RIS Assisted Wireless Communications—Part II: An Improved Solution Based on Double-Structured Sparsity , 2021, IEEE Communications Letters.

[41]  A. Lee Swindlehurst,et al.  Channel Estimation for RIS-Aided Multiuser Millimeter-Wave Systems , 2021 .

[42]  Qingqing Wu,et al.  Anchor-Assisted Channel Estimation for Intelligent Reflecting Surface Aided Multiuser Communication , 2021, IEEE Transactions on Wireless Communications.

[43]  Gayan Amarasuriya Aruma Baduge,et al.  Rank-1 Matrix Approximation-Based Channel Estimation for Intelligent Reflecting Surface-Aided Multi-User MISO Communications , 2021, IEEE Communications Letters.

[44]  Yunlong Cai,et al.  Channel Estimation for IRS-Aided Multiuser Communications With Reduced Error Propagation , 2021, IEEE Transactions on Wireless Communications.

[45]  Mohamed-Slim Alouini,et al.  Intelligent Reflecting Surface-Assisted Multi-User MISO Communication: Channel Estimation and Beamforming Design , 2019, IEEE Open Journal of the Communications Society.

[46]  Derrick Wing Kwan Ng,et al.  Channel Estimation for Semi-Passive Reconfigurable Intelligent Surfaces With Enhanced Deep Residual Networks , 2021, IEEE Transactions on Vehicular Technology.

[47]  Hongbin Li,et al.  Compressed Channel Estimation for Intelligent Reflecting Surface-Assisted Millimeter Wave Systems , 2020, IEEE Signal Processing Letters.

[48]  Henk Wymeersch,et al.  Channel Estimation for RIS-Aided mmWave MIMO Systems via Atomic Norm Minimization , 2021, IEEE Transactions on Wireless Communications.

[49]  Elisabeth de Carvalho,et al.  An Optimal Channel Estimation Scheme for Intelligent Reflecting Surfaces Based on a Minimum Variance Unbiased Estimator , 2020, ICASSP 2020 - 2020 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[50]  Shuguang Cui,et al.  Channel Estimation for Intelligent Reflecting Surface Assisted Multiuser Communications: Framework, Algorithms, and Analysis , 2019, IEEE Transactions on Wireless Communications.

[51]  Xiaojun Yuan,et al.  Cascaded Channel Estimation for Large Intelligent Metasurface Assisted Massive MIMO , 2019, IEEE Wireless Communications Letters.

[52]  Mohamed-Slim Alouini,et al.  Broadband Channel Estimation for Intelligent Reflecting Surface Aided mmWave Massive MIMO Systems , 2020, ICC 2020 - 2020 IEEE International Conference on Communications (ICC).

[53]  Huan Sun,et al.  Channel Estimation in IRS-Enhanced mmWave System With Super-Resolution Network , 2021, IEEE Communications Letters.

[54]  Bo Ai,et al.  ADMM Based Channel Estimation for RISs Aided Millimeter Wave Communications , 2021, IEEE Communications Letters.

[55]  Zhiwen Pan,et al.  Deep Multi-Stage CSI Acquisition for Reconfigurable Intelligent Surface Aided MIMO Systems , 2021, IEEE Communications Letters.

[56]  Changsheng You,et al.  Channel Estimation and Passive Beamforming for Intelligent Reflecting Surface: Discrete Phase Shift and Progressive Refinement , 2020, IEEE Journal on Selected Areas in Communications.

[57]  Ahmed Alkhateeb,et al.  Enabling Large Intelligent Surfaces With Compressive Sensing and Deep Learning , 2019, IEEE Access.

[58]  Changsheng You,et al.  Intelligent Reflecting Surface Assisted Multi-User OFDMA: Channel Estimation and Training Design , 2020, IEEE Transactions on Wireless Communications.

[59]  Rémi Gribonval,et al.  Flexible Multilayer Sparse Approximations of Matrices and Applications , 2015, IEEE Journal of Selected Topics in Signal Processing.

[60]  Martin Haardt,et al.  TRICE: A Channel Estimation Framework for RIS-Aided Millimeter-Wave MIMO Systems , 2020, IEEE Signal Processing Letters.

[61]  Volkan Cevher,et al.  Bearing Estimation via Spatial Sparsity using Compressive Sensing , 2012, IEEE Transactions on Aerospace and Electronic Systems.

[62]  Petre Stoica,et al.  Maximum likelihood methods for direction-of-arrival estimation , 1990, IEEE Trans. Acoust. Speech Signal Process..