Direction of Arrival Estimation in the Presence of Model Errors by Signal Subspace Matching

Abstract We present a novel solution to the problem of direction-of-arrival estimation, aimed at coping with the critical problem of model errors. Unlike the existing approaches to this problem, the proposed solution copes with model errors implicitly, without any parameterization or statistical modelling of these errors. The solution is based on matching the error-contaminated model-based signal subspace to its noisy sampled-data-based counterpart, and is referred to as signal subspace matching (SSM) solution. The resulting multidimensional optimization problem amounts to finding the directions-of-arrival for which the angle between these two subspaces is minimal. To simplify the computational load involved in this multidimensional optimization problem, we derive an iterative solution involving only 1-dimensional optimization, which is inspired by the alternating projection (AP) solution to the deterministic maximum likelihood (DML) cost function. Simulation results demonstrating the performance are included. The results show the clear performance superiority of the SSM solution over the DML and MUSIC solutions, especially in the case of high modelling errors and in challenging scenarios involving low number of samples, low angular separation and highly correlated signals.

[1]  Dmitry M. Malioutov,et al.  A sparse signal reconstruction perspective for source localization with sensor arrays , 2005, IEEE Transactions on Signal Processing.

[2]  Anne Ferréol,et al.  Statistical Analysis of the MUSIC Algorithm in the Presence of Modeling Errors, Taking Into Account the Resolution Probability , 2010, IEEE Transactions on Signal Processing.

[3]  Arye Nehorai,et al.  Performance Analysis of Coarray-Based MUSIC in the Presence of Sensor Location Errors , 2018, IEEE Transactions on Signal Processing.

[4]  M. Viberg,et al.  Two decades of array signal processing research: the parametric approach , 1996, IEEE Signal Process. Mag..

[5]  J. F. Böhme,et al.  Estimation of spectral parameters of correlated signals in wavefields , 1986 .

[6]  Jisheng Dai,et al.  A Recursive RARE Algorithm for DOA Estimation With Unknown Mutual Coupling , 2014, IEEE Antennas and Wireless Propagation Letters.

[7]  Ji Ding,et al.  Joint direction finding and array calibration method for MIMO radar with unknown gain phase errors , 2016 .

[8]  Anthony J. Weiss,et al.  Direction finding in the presence of mutual coupling , 1991 .

[9]  F. Li,et al.  Sensitivity analysis of DOA estimation algorithms to sensor errors , 1992 .

[10]  A. Lee Swindlehurst,et al.  A Bayesian approach to auto-calibration for parametric array signal processing , 1994, IEEE Trans. Signal Process..

[11]  James A. Cadzow,et al.  A high resolution direction-of-arrival algorithm for narrow-band coherent and incoherent sources , 1988, IEEE Trans. Acoust. Speech Signal Process..

[12]  J. Capon High-resolution frequency-wavenumber spectrum analysis , 1969 .

[13]  Luxi Yang,et al.  Blind Calibration and DOA Estimation With Uniform Circular Arrays in the Presence of Mutual Coupling , 2006 .

[14]  Gene H. Golub,et al.  Matrix computations , 1983 .

[15]  B. Friedlander,et al.  Eigenstructure methods for direction finding with sensor gain and phase uncertainties , 1990 .

[16]  Thomas Kailath,et al.  ESPRIT-estimation of signal parameters via rotational invariance techniques , 1989, IEEE Trans. Acoust. Speech Signal Process..

[17]  Björn E. Ottersten,et al.  Weighted subspace fitting for general array error models , 1998, IEEE Trans. Signal Process..

[18]  Yi He,et al.  Joint direction of arrival estimation and array calibration for coprime MIMO radar , 2019, Digit. Signal Process..

[19]  Björn E. Ottersten,et al.  Sensor array processing based on subspace fitting , 1991, IEEE Trans. Signal Process..

[20]  B. C. Ng,et al.  Sensor-array calibration using a maximum-likelihood approach , 1996 .

[21]  Guisheng Liao,et al.  An Eigenstructure Method for Estimating DOA and Sensor Gain-Phase Errors , 2011, IEEE Transactions on Signal Processing.

[22]  Thomas Kailath,et al.  Direction of arrival estimation by eigenstructure methods with unknown sensor gain and phase , 1985, ICASSP '85. IEEE International Conference on Acoustics, Speech, and Signal Processing.

[23]  Benjamin Friedlander,et al.  Polarization Sensitivity of Antenna Arrays , 2019, IEEE Transactions on Signal Processing.

[24]  A. Lee Swindlehurst,et al.  Analysis of the combined effects of finite samples and model errors on array processing performance , 1994, IEEE Trans. Signal Process..

[25]  Harry L. Van Trees,et al.  Optimum Array Processing: Part IV of Detection, Estimation, and Modulation Theory , 2002 .

[26]  Marius Pesavento,et al.  Partial Relaxation Approach: An Eigenvalue-Based DOA Estimator Framework , 2017, IEEE Transactions on Signal Processing.

[27]  Zhongfu Ye,et al.  A Hadamard Product Based Method for DOA Estimation and Gain-Phase Error Calibration , 2013, IEEE Transactions on Aerospace and Electronic Systems.

[28]  A. Lee Swindlehurst,et al.  A Performance Analysis of Subspace-Based Methods in the Presence of Model Errors: Part &-Multidimensional Algorithms , 1993 .

[29]  Peter M. Schultheiss,et al.  Array shape calibration using sources in unknown locations-Part I: Far-field sources , 1987, IEEE Trans. Acoust. Speech Signal Process..

[30]  Benjamin Friedlander,et al.  Sensitivity analysis of the maximum likelihood direction-finding algorithm , 1990 .

[31]  Fabrizio Sellone,et al.  A Novel Online Mutual Coupling Compensation Algorithm for Uniform and Linear Arrays , 2007, IEEE Transactions on Signal Processing.

[32]  R. O. Schmidt,et al.  Multiple emitter location and signal Parameter estimation , 1986 .

[33]  Anthony J. Weiss,et al.  Array shape calibration using sources in unknown locations-a maximum likelihood approach , 1989, IEEE Trans. Acoust. Speech Signal Process..

[34]  Pei-Jung Chung,et al.  DOA Estimation Methods and Algorithms , 2014 .

[35]  A. Lee Swindlehurst,et al.  A Performance Analysis ofSubspace-Based Methods in thePresence of Model Errors { Part I : The MUSIC AlgorithmA , 1992 .

[36]  T. Engin Tuncer,et al.  Classical and Modern Direction-of-Arrival Estimation , 2009 .

[37]  Dirk T. M. Slock,et al.  On a mutual coupling agnostic maximum likelihood angle of arrival estimator by alternating projection , 2016, 2016 IEEE Global Conference on Signal and Information Processing (GlobalSIP).

[38]  Anne Ferréol,et al.  Performance Prediction of Maximum-Likelihood Direction-of-Arrival Estimation in the Presence of Modeling Errors , 2008, IEEE Transactions on Signal Processing.

[39]  Ilan Ziskind,et al.  Maximum likelihood localization of multiple sources by alternating projection , 1988, IEEE Trans. Acoust. Speech Signal Process..

[40]  Benjamin Friedlander,et al.  Localization of Signals in the Near-Field of an Antenna Array , 2019, IEEE Transactions on Signal Processing.

[41]  Georges Bienvenu,et al.  Adaptivity to background noise spatial coherence for high resolution passive methods , 1980, ICASSP.

[42]  Benjamin Friedlander,et al.  Antenna Array Manifolds for High-Resolution Direction Finding , 2018, IEEE Transactions on Signal Processing.