An auto-associative residual based approach for railway point system fault detection and diagnosis

Abstract Railway point systems are highly reliable systems the failure of which could lead to significant system delay and have a high chance of causing a fatal accident. It is therefore necessary to develop an online monitoring system to detect incipient failures and prevent faults from happening by applying appropriate maintenance. This paper proposes a novel auto-associative residual (AAR) based approach to evaluate point machine heath condition and diagnose faults from multiple failure modes. The AAR based approach developed in this paper employs auto-associative model to generate residuals from low cost on-board multivariate time series signal, then applies fault detection and diagnosis (FDD) models based on residuals. Commonly used FDD models are applied to evaluate the effectiveness of the proposed approach, including Principal Component Analysis (PCA), Self-organizing Map (SOM), Support Vector Machine (SVM), Naive Bayes Classifier(NBC) and K-Nearest Neighbors (KNN) classifier. Compared with existing approaches, the AAR based approach requires less expert knowledge for model development and minimizes human effort for diagnostic feature extraction. The AAR based approach for FDD achieves more than 97% fault diagnosis accuracy which outperforms existing approaches in the case study.

[1]  Mei-Ling Huang,et al.  Integrating Auto-Associative Neural Networks with Hotelling T2 Control Charts for Wind Turbine Fault Detection , 2015 .

[2]  Fausto Pedro García Márquez,et al.  Applied RCM2 algorithms based on statistical methods , 2007, Int. J. Autom. Comput..

[3]  Chih-Jen Lin,et al.  A comparison of methods for multiclass support vector machines , 2002, IEEE Trans. Neural Networks.

[4]  Makoto Kikuchi,et al.  Electric Switch Machine Failure Detection Using Data-Mining Technique , 2006 .

[5]  Rasa Remenyte-Prescott,et al.  A fault detection method for railway point systems , 2016 .

[6]  Nader Meskin,et al.  Multiple-Model Sensor and Components Fault Diagnosis in Gas Turbine Engines Using Autoassociative Neural Networks , 2014 .

[7]  Chih-Jen Lin,et al.  LIBSVM: A library for support vector machines , 2011, TIST.

[8]  David Antory Fault diagnosis application in an automotive diesel engine using auto-associative neural networks , 2005, International Conference on Computational Intelligence for Modelling, Control and Automation and International Conference on Intelligent Agents, Web Technologies and Internet Commerce (CIMCA-IAWTIC'06).

[9]  Huibing Zhao,et al.  Fault detection and diagnosis for railway switching points using fuzzy neural network , 2015, 2015 IEEE 10th Conference on Industrial Electronics and Applications (ICIEA).

[10]  Diego J. Pedregal,et al.  Time series methods applied to failure prediction and detection , 2010, Reliab. Eng. Syst. Saf..

[11]  Janos Gertler,et al.  Fault detection and diagnosis in engineering systems , 1998 .

[12]  Elena Zattoni,et al.  Detection of incipient failures by using an H2-norm criterion: Application to railway switching points , 2006 .

[13]  Michael G. Pecht,et al.  A prognostics and health management roadmap for information and electronics-rich systems , 2010, Microelectron. Reliab..

[14]  Jay Lee,et al.  Development and evaluation of health monitoring techniques for railway point machines , 2015, 2015 IEEE Conference on Prognostics and Health Management (PHM).

[15]  Enrico Zio,et al.  Genetic algorithm-based wrapper approach for grouping condition monitoring signals of nuclear power plant components , 2011, Integr. Comput. Aided Eng..

[16]  Clive Roberts,et al.  Improving the dependability of DC point machines with a novel condition monitoring system , 2013 .

[17]  Jay Lee,et al.  Prognostics and health management design for rotary machinery systems—Reviews, methodology and applications , 2014 .

[18]  Mehmet Sevkli,et al.  A Simple State-Based Prognostic Model for Railway Turnout Systems , 2011, IEEE Transactions on Industrial Electronics.

[19]  Nan Bai,et al.  Wind Turbine Gearbox Condition Monitoring with AAKR and Moving Window Statistic Methods , 2011 .

[20]  Felix Schmid,et al.  Signal Processing for Remote Condition Monitoring of Railway Points , 2005 .

[21]  Christophe Letot,et al.  A data driven degradation-based model for the maintenance of turnouts: a case study , 2015 .

[22]  Donghua Zhou,et al.  Remaining useful life estimation - A review on the statistical data driven approaches , 2011, Eur. J. Oper. Res..

[23]  Felix Schmid,et al.  A digital filter-based approach to the remote condition monitoring of railway turnouts , 2007, Reliab. Eng. Syst. Saf..

[24]  Rohit J. Kate Using dynamic time warping distances as features for improved time series classification , 2016, Data Mining and Knowledge Discovery.

[25]  P. Dersin,et al.  PHM for railway system — A case study on the health assessment of the point machines , 2012, 2012 IEEE Conference on Prognostics and Health Management.

[26]  Tak-Chung Fu,et al.  A review on time series data mining , 2011, Eng. Appl. Artif. Intell..

[27]  C Roberts,et al.  Railway point mechanisms: Condition monitoring and fault detection , 2010 .

[28]  F. Camci,et al.  Failure diagnostics for railway point machines using expert systems , 2009, 2009 IEEE International Symposium on Diagnostics for Electric Machines, Power Electronics and Drives.

[29]  Yongwha Chung,et al.  Fault Detection and Diagnosis of Railway Point Machines by Sound Analysis , 2016, Sensors.

[30]  Xiyun Yang,et al.  Wind Turbine Generator Condition-Monitoring Using Temperature Trend Analysis , 2012, IEEE Transactions on Sustainable Energy.