Spatially distributed three-dimensional slope stability modelling in a raster GIS

Abstract We present a GRASS GIS implementation of a three-dimensional slope stability model capable of dealing with shallow and deep-seated slope failures, r.rotstab . It exploits a modified version of the revised Hovland method and evaluates the slope stability over a large number of randomly selected slip surfaces, ellipsoidal or truncated in shape. For each raster cell in the modelling domain, the factor of safety is taken from the most critical slip surface. This results in an overview of potentially unstable regions without showing the individual sliding areas. Furthermore, the model produces a susceptibility index for each cell, based on the proportion of slip surfaces with a low factor of safety. We test the model in the Collazzone area, Umbria, central Italy where detailed information on shallow and deep-seated landslides, morphology and lithology is available. The rate of true predictions (landslide plus non-landslide) ranges from 54.7 to 81.2% for shallow landslides and from 58.5 to 87.4% for deep-seated landslides, depending on the adjustment of the uncertain geotechnical parameters. In the same order, the rate of true landslide predictions decreases from 80.2 to 19.9% (shallow) and from 64.3 to 3.6% (deep-seated) so that an increase of the true landslide prediction rate can only be achieved at the cost of a significant increase of the false alarm rate. The results for shallow landslides are very similar to those yielded with the infinite slope stability model in terms of the minimum factor of safety, but differ substantially in terms of the spatial patterns. The evaluation of the landslide susceptibility index yields areas under the ROC curves of 0.68–0.70 (shallow landslides, r.rotstab ), 0.61–0.65 (shallow landslides, infinite slope stability model) and 0.59–0.63 (deep-seated landslides). We conclude that the r.rotstab model outperforms the infinite slope stability model.

[1]  Wolmar Fellenius Erdstatische Berechnungen mit Reibung und Kohäsion (Adhäsion) und unter Annahme kreiszylindrischer Gleitflächen , 1940 .

[2]  M. Kirkby,et al.  Hillslope Form and Process , 1972 .

[3]  Wolfgang Fellin,et al.  Simulation of debris flows in the Central Andes based on Open Source GIS: possibilities, limitations, and parameter sensitivity , 2012, Natural Hazards.

[4]  James C. Bathurst,et al.  Physically based modelling of shallow landslide sediment yield at a catchment scale , 1998 .

[5]  P. Reichenbach,et al.  Landslide hazard assessment in the Collazzone area, Umbria, Central Italy , 2006 .

[6]  Tetsuro Esaki,et al.  GIS-Based Probabilistic Mapping of Landslide Hazard Using a Three-Dimensional Deterministic Model , 2004 .

[7]  F. Guzzetti,et al.  Landslide inventory maps: New tools for an old problem , 2012 .

[8]  Daniel J. Miller,et al.  Deciphering large landslides: linking hydrological, groundwater and slope stability models through GIS , 1998 .

[9]  D. V. Griffiths,et al.  Limits on the validity of infinite length assumptions for modelling shallow landslides , 2012 .

[10]  Malcolm G. Anderson,et al.  An integrated hydrological model for rain‐induced landslide prediction , 2002 .

[11]  Isabel F. Trigo,et al.  Shallow and deep landslides induced by rainfall in the Lisbon region (Portugal): assessment of relationships with the North Atlantic Oscillation , 2005 .

[12]  Dimitrios Kolymbas Geotechnik - Bodenmechanik und Grundbau , 1998 .

[13]  A. Bishop The use of the Slip Circle in the Stability Analysis of Slopes , 1955 .

[14]  Tetsuro Esaki,et al.  A GIS-based method for locating the critical 3D slip surface in a slope , 2004 .

[15]  Slope instability in the Bastardo Basin (Umbria, Central Italy) ? The landslide of Barattano , 2003 .

[16]  P. Reichenbach,et al.  Estimating the quality of landslide susceptibility models , 2006 .

[17]  Tetsuro Esaki,et al.  Geographical information system-based computational implementation and application of spatial three-dimensional slope stability analysis , 2006 .

[18]  L. Lam,et al.  A general limit equilibrium model for three-dimensional slope stability analysis: ~e~l~' , 1993 .

[19]  Jon J. Major,et al.  Groundwater Seepage Vectors and the Potential for Hillslope Failure and Debris Flow Mobilization , 1986 .

[20]  Laser Scanning Analysis and Landslide Risk Assessment on Transportation Network: The Lugnano in Teverina (Umbria Region, Italy), Landslide Case Study , 2013 .

[21]  M. Crozier Deciphering the effect of climate change on landslide activity: A review , 2010 .

[22]  P. Reichenbach,et al.  Probabilistic landslide hazard assessment at the basin scale , 2005 .

[23]  P. Reichenbach,et al.  Landslide hazard evaluation: a review of current techniques and their application in a multi-scale study, Central Italy , 1999 .

[24]  Morpho-structural influences on landslide pattern and distribution: Grass GIS tool application. , 2012 .

[25]  V. E. Price,et al.  A Numerical Method for Solving the Equations of Stability of General Slip Surfaces , 1967, Comput. J..

[26]  Markus Neteler,et al.  Open Source GIS: A GRASS GIS Approach , 2007 .

[27]  D. Montgomery,et al.  A physically based model for the topographic control on shallow landsliding , 1994 .

[28]  N. Jia,et al.  Shallow landslide hazard assessment using a three-dimensional deterministic model in a mountainous area , 2012 .

[29]  J. M. Duncan,et al.  Soil Strength and Slope Stability , 2005 .

[30]  R. Soeters,et al.  Landslide hazard and risk zonation—why is it still so difficult? , 2006 .

[31]  P. Reichenbach,et al.  Identification and mapping of recent rainfall-induced landslides using elevation data collected by airborne Lidar , 2007 .

[32]  L. D. Matteo,et al.  Laboratory shear strength parameters of cohesive soils: variability and potential effects on slope stability , 2013, Bulletin of Engineering Geology and the Environment.

[33]  R. Baker,et al.  Three dimensional analysis of slope stability , 1985 .

[34]  W. Z. Savage,et al.  TRIGRS - A Fortran Program for Transient Rainfall Infiltration and Grid-Based Regional Slope-Stability Analysis, Version 2.0 , 2002 .

[35]  D. V. Griffiths,et al.  Numerical and analytical observations on long and infinite slopes , 2011 .

[36]  Rex L. Baum,et al.  Transient deterministic shallow landslide modeling: Requirements for susceptibility and hazard assessments in a GIS framework , 2008 .

[37]  P. Reichenbach,et al.  Optimal landslide susceptibility zonation based on multiple forecasts , 2010 .

[38]  M. Rossi,et al.  Landslide volumes and landslide mobilization rates in Umbria, central Italy , 2009 .

[39]  Agus Setyo Muntohar,et al.  Rainfall infiltration: infinite slope model for landslides triggering by rainstorm , 2010 .

[40]  P. M. Byrne,et al.  Evaluation of a three-dimensional method of slope stability analysis , 1989 .

[41]  H. Hovland,et al.  THREE-DIMENSIONAL SLOPE STABILITY ANALYSIS METHOD , 1977 .

[42]  O. Hungr An extension of Bishop's simplified method of slope stability analysis to three dimensions , 1987 .

[43]  Tetsuro Esaki,et al.  Three-dimensional stability evaluation of landslides and a sliding process simulation using a new geographic information systems component , 2003 .

[44]  I. Herle,et al.  Shear resistance of fissured Neogene clays , 1995 .

[45]  C. Westen,et al.  An approach towards deterministic landslide hazard analysis in GIS. A case study from Manizales (Colombia) , 1996 .

[46]  M. Xie,et al.  A time-space based approach for mapping rainfall-induced shallow landslide hazard , 2004 .

[47]  David G. Tarboton,et al.  The SINMAP Approach to Terrain Stability Mapping , 1998 .

[48]  Ivan Marchesini,et al.  A preliminary method for the evaluation of the landslides volume at a regional scale , 2009, GeoInformatica.

[49]  Sarah B. Christian,et al.  Gravitational stability of three-dimensional stratovolcano edifices , 2000 .

[50]  Fausto Guzzetti,et al.  Landslides triggered by the 23 November 2000 rainfall event in the Imperia Province, Western Liguria, Italy , 2004 .

[51]  D. Weichert,et al.  Digital Experiments at Twice Real-Time Speed on the Capabilities of the Yellowknife Seismic Array , 1967 .

[52]  G. King Revision of effective-stress method of slices , 1989 .

[53]  M. Crozier Landslides: Causes, Consequences and Environment , 1986 .

[54]  Fausto Guzzetti,et al.  Very-High Resolution Stereoscopic Satellite Images for Landslide Mapping , 2013 .

[55]  A. Shafiee,et al.  Permeability of compacted granule–clay mixtures , 2008 .

[56]  Francesco Veneri,et al.  Geotechnical Characterization and Stability of a Slope in the Marnoso-Arenacea Formation for the Realization of an Underground Car Park in Urbino (Italy) , 2004 .

[57]  P. Reichenbach,et al.  Comparing landslide inventory maps , 2008 .

[58]  D. Fredlund,et al.  Comparison of slope stability methods of analysis , 1977 .

[59]  Leonardo Santurri,et al.  Seasonal landslide mapping and estimation of landslide mobilization rates using aerial and satellite images , 2011 .

[60]  Poul V. Lade The mechanics of surficial failure in soil slopes , 2010 .

[61]  C. J. Westen The Modelling Of Landslide Hazards Using Gis , 2000 .

[62]  M. Mergili,et al.  Three-Dimensional Modelling of Rotational Slope Failures with GRASS GIS , 2013 .