Capacity of Fading Channels without Channel Side Information

There are currently a plurality of capacity theories of fading channels, including the ergodic capacity for fast fading channels and outage capacity for slow fading channels. However, analyses show that the outage capacity is a misconception. In this paper we use the 1st order Gaussian-Markov process with coherence coefficient $\alpha$ as the unified model for slow and fast fading channels, the capacity of which without channel side information is studied. We demonstrate that the information rate of a fading channel has a structure that the rate of user message is always accompanied by a rate of channel information. The formula for the channel information rate is derived and turns out to be a non-increasing function of $\alpha$. We prove that there is an asymptotically monotonic behavior of the user information rate with respect to $\alpha$ when the input is independent, identically distributed and Gaussian in the high signal to noise ratio regime. It is further conjectured that the monotonic behavior of the user information rate with respect to $\alpha$ is universal.

[1]  Shlomo Shamai,et al.  Information theoretic considerations for cellular mobile radio , 1994 .

[2]  Thomas L. Marzetta,et al.  Unitary space-time modulation for multiple-antenna communications in Rayleigh flat fading , 2000, IEEE Trans. Inf. Theory.

[3]  Erik Dahlman,et al.  4G: LTE/LTE-Advanced for Mobile Broadband , 2011 .

[4]  Andrea J. Goldsmith,et al.  Capacity of block Rayleigh fading channels without CSI , 2016, 2016 IEEE International Symposium on Information Theory (ISIT).

[5]  John S. Richters,et al.  Communication over fading dispersive channels. , 1967 .

[6]  P. Walters Introduction to Ergodic Theory , 1977 .

[7]  Sang Joon Kim,et al.  A Mathematical Theory of Communication , 2006 .

[8]  Shlomo Shamai,et al.  Fading channels (invited paper): information-theoretic and communications aspects , 2000 .

[9]  P. Varaiya,et al.  Capacity, mutual information, and coding for finite-state Markov channels , 1994, Proceedings of 1994 IEEE International Symposium on Information Theory.

[10]  Emre Telatar,et al.  Capacity of Multi-antenna Gaussian Channels , 1999, Eur. Trans. Telecommun..

[11]  Lizhong Zheng,et al.  Communication on the Grassmann manifold: A geometric approach to the noncoherent multiple-antenna channel , 2002, IEEE Trans. Inf. Theory.

[12]  Thomas M. Cover,et al.  Elements of Information Theory , 2005 .

[13]  Raymond Knopp,et al.  On coding for block fading channels , 2000, IEEE Trans. Inf. Theory.

[14]  R. Gallager Information Theory and Reliable Communication , 1968 .

[15]  Abbas Jamalipour,et al.  Wireless communications , 2005, GLOBECOM '05. IEEE Global Telecommunications Conference, 2005..

[16]  Muriel Médard,et al.  The effect upon channel capacity in wireless communications of perfect and imperfect knowledge of the channel , 2000, IEEE Trans. Inf. Theory.

[17]  H. Vincent Poor,et al.  The noncoherent rician fading Channel-part I: structure of the capacity-achieving input , 2005, IEEE Transactions on Wireless Communications.

[18]  G. Taricco,et al.  Capacity of fading channel with no side information , 1997 .

[19]  Thomas H. E. Ericson,et al.  A Gaussian channel with slow fading (Corresp.) , 1970, IEEE Trans. Inf. Theory.

[20]  Ibrahim C. Abou-Faycal,et al.  The capacity of discrete-time memoryless Rayleigh-fading channels , 2001, IEEE Trans. Inf. Theory.

[21]  Shlomo Shamai,et al.  Fading channels: How perfect need "Perfect side information" be? , 2002, IEEE Trans. Inf. Theory.

[22]  M. Abramowitz,et al.  Handbook of Mathematical Functions With Formulas, Graphs and Mathematical Tables (National Bureau of Standards Applied Mathematics Series No. 55) , 1965 .

[23]  Pravin Varaiya,et al.  Capacity of fading channels with channel side information , 1997, IEEE Trans. Inf. Theory.

[24]  Sergio Verdú,et al.  A general formula for channel capacity , 1994, IEEE Trans. Inf. Theory.

[25]  M. Mirzakhani,et al.  Introduction to Ergodic theory , 2010 .

[26]  Thomas L. Marzetta,et al.  Capacity of a Mobile Multiple-Antenna Communication Link in Rayleigh Flat Fading , 1999, IEEE Trans. Inf. Theory.

[27]  David Tse,et al.  Fundamentals of Wireless Communication , 2005 .