Participants’ understanding of informed consent in clinical trials over three decades: systematic review and meta-analysis

Abstract Objective To estimate the proportion of participants in clinical trials who understand different components of informed consent. Methods Relevant studies were identified by a systematic review of PubMed, Scopus and Google Scholar and by manually reviewing reference lists for publications up to October 2013. A meta-analysis of study results was performed using a random-effects model to take account of heterogeneity. Findings The analysis included 103 studies evaluating 135 cohorts of participants. The pooled proportion of participants who understood components of informed consent was 75.8% for freedom to withdraw at any time, 74.7% for the nature of study, 74.7% for the voluntary nature of participation, 74.0% for potential benefits, 69.6% for the study’s purpose, 67.0% for potential risks and side-effects, 66.2% for confidentiality, 64.1% for the availability of alternative treatment if withdrawn, 62.9% for knowing that treatments were being compared, 53.3% for placebo and 52.1% for randomization. Most participants, 62.4%, had no therapeutic misconceptions and 54.9% could name at least one risk. Subgroup and meta-regression analyses identified covariates, such as age, educational level, critical illness, the study phase and location, that significantly affected understanding and indicated that the proportion of participants who understood informed consent had not increased over 30 years. Conclusion The proportion of participants in clinical trials who understood different components of informed consent varied from 52.1% to 75.8%. Investigators could do more to help participants achieve a complete understanding.

[1]  Paul S Appelbaum,et al.  Therapeutic misconception and the appreciation of risks in clinical trials. , 2004, Social science & medicine.

[2]  Nancy E. Kass,et al.  Repeated Assessments of Informed Consent Comprehension among HIV-Infected Participants of a Three-Year Clinical Trial in Botswana , 2011, PloS one.

[3]  I. Olkin,et al.  Meta-analysis of observational studies in epidemiology - A proposal for reporting , 2000 .

[4]  C. Grady,et al.  What makes clinical research ethical? , 2000, JAMA.

[5]  Y. Thong,et al.  Parental perceptions and attitudes about informed consent in clinical research involving children. , 1995, Social science & medicine.

[6]  M. Ratain,et al.  Perceptions of cancer patients and their physicians involved in phase I trials. , 1995, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[7]  张静,et al.  Banana Ovate family protein MaOFP1 and MADS-box protein MuMADS1 antagonistically regulated banana fruit ripening , 2015 .

[8]  S. Joffe,et al.  Phase 1 oncology trials and informed consent , 2012, Journal of Medical Ethics.

[9]  David R. Cox,et al.  Combination of Data , 2006 .

[10]  N. Lynöe,et al.  Obtaining informed consent in Bangladesh. , 2001, The New England journal of medicine.

[11]  K. Holli,et al.  Information and communication in the context of a clinical trial. , 2000, European Journal of Cancer.

[12]  V. Jenkins,et al.  Reasons for accepting or declining to participate in randomized clinical trials for cancer therapy , 2000, British Journal of Cancer.

[13]  D. Vlahov,et al.  Medical eligibility, comprehension of the consent process, and retention of injection drug users recruited for an HIV vaccine trial. , 1995, Journal of acquired immune deficiency syndromes and human retrovirology : official publication of the International Retrovirology Association.

[14]  N. Sewankambo,et al.  Assessing the quality of informed consent in a resource-limited setting: A cross-sectional study , 2012, BMC medical ethics.

[15]  L. Franck,et al.  The quality of parental consent for research with children: a prospective repeated measure self-report survey. , 2007, International journal of nursing studies.

[16]  C. Grady,et al.  Patients' decision-making process regarding participation in phase I oncology research. , 2006, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[17]  N. Lynöe,et al.  Informed consent: study of quality of information given to participants in a clinical trial. , 1991, BMJ.

[18]  H. Bloomfield,et al.  Long term clinical trials: how much information do participants retain from the informed consent process? , 2006, Contemporary clinical trials.

[19]  F. Dabis,et al.  Obtaining informed consent from HIV-infected pregnant women, Abidjan, Côte d'Ivoire. , 2004, AIDS (London).

[20]  P. Sedgwick Meta-analyses: heterogeneity and subgroup analysis , 2013 .

[21]  Matthew E Falagas,et al.  Informed consent: how much and what do patients understand? , 2009, American journal of surgery.

[22]  A. Baruchel,et al.  Parental comprehension and satisfaction in informed consent in paediatric clinical trials: a prospective study on childhood leukaemia , 2010, Archives of Disease in Childhood.

[23]  V. Richardson Patient Comprehension of Informed Consent , 2013, Journal of perioperative practice.

[24]  Christiane,et al.  World Medical Association Declaration of Helsinki: ethical principles for medical research involving human subjects. , 2004, Journal international de bioethique = International journal of bioethics.

[25]  D. Drotar,et al.  Communicating and understanding the purpose of pediatric phase I cancer trials. , 2012, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[26]  C. Burnett,et al.  Factors that influence a patient's decision to participate in a phase I cancer clinical trial. , 2000, Oncology nursing forum.

[27]  D. Elbourne,et al.  Making sense of randomization; responses of parents of critically ill babies to random allocation of treatment in a clinical trial. , 1997, Social science & medicine.

[28]  B. V. Sweet,et al.  Patients' perceived understanding of informed consent in investigational drug studies. , 1992, American journal of hospital pharmacy.

[29]  Z Hill,et al.  Informed consent in Ghana: what do participants really understand? , 2007, Journal of Medical Ethics.

[30]  R. Semelka,et al.  Erratum: Low quality and lack of clarity of current informed consent forms in cardiology: How to improve them (JACC: Cardiovascular Imaging (2012) 5 (649-655)) , 2012 .

[31]  Y. Brandberg,et al.  Knowledge and understanding among cancer patients consenting to participate in clinical trials. , 2008, European journal of cancer.

[32]  A. Algra,et al.  Informed consent in trials for neurological emergencies: the example of subarachnoid haemorrhage , 2003, Journal of neurology, neurosurgery, and psychiatry.

[33]  D. Drotar,et al.  Diagnosis, disclosure, and informed consent: learning from parents of children with cancer. , 2000, Journal of pediatric hematology/oncology.

[34]  Junji Otaki,et al.  Open-ended questions: are they really beneficial for gathering medical information from patients? , 2005, The Tohoku journal of experimental medicine.

[35]  J. Adler Ethical and scientific implications of the globalization of clinical research. , 2009, The New England journal of medicine.

[36]  H. Masur,et al.  The impact of disease severity on the informed consent process in clinical research. , 1996, The American journal of medicine.

[37]  Wolzt,et al.  World Medical Association Declaration of Helsinki: ethical principles for medical research involving human subjects. , 2003, The Journal of the American College of Dentists.

[38]  C K Daugherty,et al.  Quantitative analysis of ethical issues in phase I trials: a survey interview of 144 advanced cancer patients. , 2000, IRB.

[39]  L. Siminoff,et al.  Groups potentially at risk for making poorly informed decisions about entry into clinical trials for childhood cancer. , 2003, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[40]  I. de Melo-Martín,et al.  Beyond informed consent : the therapeutic misconception and trust , 2008 .

[41]  S. Blanche,et al.  Parental consent in paediatric clinical research , 2005, Archives of Disease in Childhood.

[42]  A. Dicko,et al.  Comparing the understanding of subjects receiving a candidate malaria vaccine in the United States and Mali. , 2010, The American journal of tropical medicine and hygiene.

[43]  P. Merlani,et al.  Informed consent for research obtained during the intensive care unit stay , 2006, Critical care.

[44]  L. Siminoff,et al.  Comparison of the informed consent process for randomized clinical trials in pediatric and adult oncology. , 2004, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[45]  W. Hanekom,et al.  Evaluation of the quality of informed consent in a vaccine field trial in a developing country setting , 2008, BMC medical ethics.

[46]  M. Debouverie,et al.  [Ethical approach to informed consent for participation in clinical studies in acute cerebral infarct]. , 2000, Presse medicale.

[47]  M. Jefford,et al.  Patients’ understanding of clinical trials needs to be assessed in the context of understanding of overall goals of care , 2011, Supportive Care in Cancer.

[48]  Victoria A. Miller,et al.  Adolescent perspectives on phase I cancer research , 2013, Pediatric blood & cancer.

[49]  Kluge Eh Informed consent by children: the new reality , 1995 .

[50]  A. Hyder,et al.  Ethical Review of Health Systems Research in Low- and Middle-Income Countries: A Conceptual Exploration , 2014, The American journal of bioethics : AJOB.

[51]  Roseann Barrett,et al.  Quality of informed consent: measuring understanding among participants in oncology clinical trials. , 2005, Oncology nursing forum.

[52]  S. Lees,et al.  How informed is consent in vulnerable populations? Experience using a continuous consent process during the MDP301 vaginal microbicide trial in Mwanza, Tanzania , 2010, BMC medical ethics.

[53]  G. Joubert,et al.  Consent for participation in the Bloemfontein vitamin A trial: how informed and voluntary? , 2003, American journal of public health.

[54]  R. Herbst,et al.  Study of the media's potential influence on prospective research participants' understanding of and motivations for participation in a high-profile phase I trial. , 2002, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[55]  M. Nicolson,et al.  Patient motivations surrounding participation in phase I and phase II clinical trials of cancer chemotherapy , 2005, British Journal of Cancer.

[56]  Steven Joffe,et al.  Quality of informed consent in cancer clinical trials: a cross-sectional survey , 2001, The Lancet.

[57]  S. Vanichseni,et al.  Risk behaviours and comprehension among intravenous drug users volunteered for HIV vaccine trial. , 1997, Journal of the Medical Association of Thailand = Chotmaihet thangphaet.

[58]  Jenny L Donovan,et al.  Random allocation or allocation at random? Patients' perspectives of participation in a randomised controlled trial , 1998, BMJ.

[59]  A. Patenaude,et al.  Clinical Trials in Pediatric Cancer: Parental Perspectives on Informed Consent , 2003, Journal of pediatric hematology/oncology.

[60]  D. Pisetsky,et al.  Informed consent in a clinical trial of a novel treatment for rheumatoid arthritis. , 2003, Arthritis and rheumatism.

[61]  J. Carapetis,et al.  A pilot study of the quality of informed consent materials for Aboriginal participants in clinical trials , 2005, Journal of Medical Ethics.

[62]  E. Kluge Informed consent by children: the new reality. , 1995, CMAJ : Canadian Medical Association journal = journal de l'Association medicale canadienne.

[63]  L. A. César,et al.  [Informed consent as viewed by patients participating in cardiology drug trial]. , 2010, Arquivos brasileiros de cardiologia.

[64]  T. Lang,et al.  Strengthening the Informed Consent Process in International Health Research through Community Engagement: The KEMRI-Wellcome Trust Research Programme Experience , 2011, PLoS medicine.

[65]  Pramod M. Lad,et al.  Audit of the Informed Consent Process as a Part of a Clinical Research Quality Assurance Program , 2014, Sci. Eng. Ethics.

[66]  K. Calder Beyond informed consent. , 1994, The Canadian nurse.

[67]  H. Riecken,et al.  Informed consent to biomedical research in Veterans Administration Hospitals. , 1982, JAMA.

[68]  S Duval,et al.  Trim and Fill: A Simple Funnel‐Plot–Based Method of Testing and Adjusting for Publication Bias in Meta‐Analysis , 2000, Biometrics.

[69]  A. Sutton,et al.  Comparison of two methods to detect publication bias in meta-analysis. , 2006, JAMA.

[70]  Gopal Sreenivasan,et al.  Does informed consent to research require comprehension? , 2003, The Lancet.

[71]  J. R. Sneyd,et al.  Consent to clinical trials in anaesthesia , 1998, Anaesthesia.

[72]  J. Pope,et al.  Are subjects satisfied with the informed consent process? A survey of research participants. , 2003, The Journal of rheumatology.

[73]  S. Maman,et al.  Motivations, understanding, and voluntariness in international randomized trials. , 2005, IRB.

[74]  D. Drotar,et al.  The role of the consent document in informed consent for pediatric leukemia trials. , 2007, Contemporary clinical trials.

[75]  I. Durand-zaleski,et al.  Informed consent in clinical research in France: assessment and factors associated with therapeutic misconception , 2008, Journal of Medical Ethics.

[76]  S. Rodenhuis,et al.  Patient motivation and informed consent in a phase I study of an anticancer agent. , 1984, European journal of cancer & clinical oncology.

[77]  F. Dabis,et al.  [The Ditrame (ANRS 049) clinical trial aimed at reducing the mother-child transmission of HIV in Abidjan. Participants' understanding of the trial principles]. , 2003, Presse medicale.

[78]  L. Cargan Doing Social Research , 2007 .

[79]  A. Algra,et al.  Appreciation of the informed consent procedure in a randomised trial of decompressive surgery for space occupying hemispheric infarction , 2007, Journal of Neurology, Neurosurgery, and Psychiatry.

[80]  J. Cappelleri,et al.  Understanding heterogeneity in meta‐analysis: the role of meta‐regression , 2009, International journal of clinical practice.

[81]  P. Suñé,et al.  Consent in clinical trials: what do patients know? , 2010, Contemporary clinical trials.

[82]  D. Drotar,et al.  Suggestions from adolescents, young adults, and parents for improving informed consent in phase 1 pediatric oncology trials , 2013, Cancer.

[83]  O. Mortensen,et al.  Patients’ perceptions of informed consent in acute myocardial infarction research: a questionnaire based survey of the consent process in the DANAMI-2 trial , 2004, Heart.

[84]  J. Moreno,et al.  Updating protections for human subjects involved in research. Project on Informed Consent, Human Research Ethics Group. , 1998, JAMA.

[85]  M. Ranney,et al.  Problems in comprehension of informed consent in rural and peri-urban Mali, West Africa , 2006, Clinical trials.

[86]  G. Lindegger,et al.  Informed consent in an antiretroviral trial in Nigeria. , 2007, Indian journal of medical ethics.

[87]  M. Nobre,et al.  Entendimento do termo de consentimento por pacientes partícipes em pesquisas com fármaco na cardiologia , 2010 .

[88]  L. Tamariz,et al.  Improving the Informed Consent Process for Research Subjects with Low Literacy: A Systematic Review , 2012, Journal of General Internal Medicine.

[89]  C. Eiser,et al.  Mothers' attitudes to the randomized controlled trial (RCT): the case of acute lymphoblastic leukaemia (ALL) in children. , 2005, Child: care, health and development.

[90]  J. Fortney Assessing recall and understanding of informed consent in a contraceptive clinical trial. , 1999, Studies in family planning.

[91]  C. Grady,et al.  Quality of parental consent in a Ugandan malaria study. , 2005, American journal of public health.

[92]  T. Wyller,et al.  “I don’t like that, it’s tricking people too much…”: acute informed consent to participation in a trial of thrombolysis for stroke , 2008, Journal of Medical Ethics.

[93]  N. Lynöe,et al.  Informed consent in two Swedish prisons: a study of quality of information and reasons for participating in a clinical trial. , 2001, Medicine and law.

[94]  D. Wendler How to enroll participants in research ethically. , 2011, JAMA.

[95]  S. Blanche,et al.  Children's views on their involvement in clinical research , 2008, Pediatric blood & cancer.

[96]  K. Itoh,et al.  Patients in phase I trials of anti-cancer agents in Japan: motivation, comprehension and expectations. , 1997, British Journal of Cancer.

[97]  D. DeMets,et al.  How informed is informed consent?: The BHAT experience , 1981 .

[98]  K. Anand,et al.  Neonatal Research and the Validity of Informed Consent Obtained in the Perinatal Period , 2004, Journal of Perinatology.

[99]  A. Isles Understood Consent Versus Informed Consent: A New Paradigm for Obtaining Consent for Pediatric Research Studies , 2013, Front. Pediatr..

[100]  P. Antoine,et al.  Factual understanding of randomized clinical trials: a multicenter case-control study in cancer patients , 2009, Investigational New Drugs.

[101]  George J Annas,et al.  Doctors, patients, and lawyers--two centuries of health law. , 2012, The New England journal of medicine.

[102]  J. Grigg,et al.  Parents' understanding of a randomised double-blind controlled trial. , 2001, Paediatric nursing.

[103]  M. Jefford,et al.  Improvement of informed consent and the quality of consent documents. , 2008, The Lancet. Oncology.

[104]  N. Singhal,et al.  Consent for clinical research in the neonatal intensive care unit: a retrospective survey and a prospective study , 2003, Archives of disease in childhood. Fetal and neonatal edition.

[105]  J. Gore,et al.  The consent process in the Thrombolysis in Myocardial Infarction (TIMI--phase I) trial. , 1991, Clinical research.

[106]  D. Orbach,et al.  Parental comprehension of the benefits/risks of first-line randomised clinical trials in children with solid tumours: a two-stage cross-sectional interview study , 2013, BMJ Open.

[107]  I. Strusberg,et al.  Lack of correlation between satisfaction and knowledge in clinical trials participants: a pilot study. , 2007, Contemporary clinical trials.

[108]  S. Athar Principles of Biomedical Ethics , 2011, The Journal of IMA.

[109]  Adam A. Nishimura,et al.  Improving understanding in the research informed consent process: a systematic review of 54 interventions tested in randomized control trials , 2013, BMC Medical Ethics.

[110]  P. Chiang,et al.  Determinants of informed consent in a cataract surgery clinical trial: why patients participate. , 2012, Canadian journal of ophthalmology. Journal canadien d'ophtalmologie.

[111]  T. Hien,et al.  Factors Associated with Dengue Shock Syndrome: A Systematic Review and Meta-Analysis , 2013, PLoS neglected tropical diseases.

[112]  Y. Unguru,et al.  The Experiences of Children Enrolled in Pediatric Oncology Research: Implications for Assent , 2010, Pediatrics.

[113]  Peter Peduzzi,et al.  A brief measure of perceived understanding of informed consent in a clinical trial was validated. , 2006, Journal of clinical epidemiology.

[114]  R. Amato,et al.  The association between treatment‐specific optimism and depressive symptomatology in patients enrolled in a Phase I cancer clinical trial , 2001, Cancer.

[115]  Robert Edson,et al.  Evaluating the quality of informed consent , 2005, Clinical trials.

[116]  R. Lie,et al.  Comprehension of the informed consent form and general knowledge of vaccines among potential participants for an hiv vaccine trial in Brazil , 1999 .

[117]  N. McIntosh,et al.  Neonatal research: the parental perspective , 2004, Archives of Disease in Childhood - Fetal and Neonatal Edition.

[118]  C. Jackson,et al.  Participating in a trial in a critical situation: a qualitative study in pregnancy , 2006, Quality and Safety in Health Care.

[119]  C. Hutchison,et al.  Phase I trials in cancer patients: participants' perceptions. , 1998, European journal of cancer care.

[120]  James Flory,et al.  Interventions to improve research participants' understanding in informed consent for research: a systematic review. , 2004, JAMA.

[121]  E. Mulholland,et al.  An evaluation of the informed consent procedure used during a trial of a Haemophilus influenzae type B conjugate vaccine undertaken in The Gambia, West Africa. , 1999, Social science & medicine.

[122]  E. Wong,et al.  Informed consent: an international researchers' perspective. , 2007, American journal of public health.

[123]  G. Annas,et al.  Legacies of Nuremberg. Medical ethics and human rights. , 1996, JAMA.

[124]  J. Holland,et al.  Informed consent for investigational chemotherapy: patients' and physicians' perceptions. , 1984, Journal of clinical oncology : official journal of the American Society of Clinical Oncology.

[125]  L. Myer,et al.  Informed consent and participant perceptions of influenza vaccine trials in South Africa , 2005, Journal of Medical Ethics.

[126]  Burnett Cb,et al.  Factors that influence a patient's decision to participate in a phase I cancer clinical trial. , 2000 .

[127]  D. Drotar,et al.  Communication of randomization in childhood leukemia trials. , 2004, JAMA.

[128]  G. Kok,et al.  Patients' perceptions on informed consent and the quality of information disclosure in clinical trials. , 1996, Patient education and counseling.

[129]  N. Goodman,et al.  The validity of informed consent in a clinical study , 1983, Anaesthesia.

[130]  E. Steyerberg,et al.  Informed consent, parental awareness, and reasons for participating in a randomised controlled study , 1998, Archives of disease in childhood.

[131]  F. Chauvin,et al.  Evaluation of the informed consent procedure in cancer patients candidate to immunotherapy. , 1995, European journal of cancer.

[132]  John P A Ioannidis,et al.  Reasons or excuses for avoiding meta-analysis in forest plots , 2008, BMJ : British Medical Journal.

[133]  Eun Jung Kim,et al.  The views of patients and healthy volunteers on participation in clinical trials: an exploratory survey study. , 2012, Contemporary clinical trials.

[134]  Edoardo Aromataris,et al.  Constructing a search strategy and searching for evidence. A guide to the literature search for a systematic review. , 2014, The American journal of nursing.

[135]  N. Lynöe,et al.  Study of the Quality of Information Given to Patients Participating in a Clinical Trial Regarding Chronic Hemodialysis , 2004, Scandinavian journal of urology and nephrology.

[136]  C. Grady,et al.  The quality of informed consent: mapping the landscape. A review of empirical data from developing and developed countries , 2012, Journal of Medical Ethics.

[137]  J. Idänpään-Heikkilä,et al.  WHO guidelines for good clinical practice (GCP) for trials on pharmaceutical products: responsibilities of the investigator. , 1994, Annals of medicine.

[138]  E D Freis,et al.  Informed consent: How much does the patient understand? , 1980, Clinical pharmacology and therapeutics.

[139]  J. Kaewkungwal,et al.  Factors related to volunteer comprehension of informed consent for a clinical trial. , 2006, The Southeast Asian journal of tropical medicine and public health.

[140]  Eva K Mårtenson,et al.  A review of children's decision-making competence in health care. , 2008, Journal of clinical nursing.

[141]  R. Semelka,et al.  Low quality and lack of clarity of current informed consent forms in cardiology: how to improve them. , 2012, JACC. Cardiovascular imaging.

[142]  J. Grimshaw,et al.  The Ottawa Statement on the Ethical Design and Conduct of Cluster Randomized Trials , 2012, PLoS medicine.

[143]  F. Hamdy,et al.  Perceptions of equipoise are crucial to trial participation: a qualitative study of men in the ProtecT study. , 2003, Controlled clinical trials.

[144]  Jonathan F. Will A brief historical and theoretical perspective on patient autonomy and medical decision making: Part II: The autonomy model. , 2011, Chest.

[145]  Steven Joffe,et al.  Informed consent for medical treatment and research: a review. , 2005, The oncologist.

[146]  N. Lynöe,et al.  Informed consent and participants’ inclination to delegate decision-making to the doctor , 2004, Acta oncologica.

[147]  C. Grady,et al.  The quality of informed consent in a clinical research study in Thailand. , 2005, IRB.

[148]  Nir Lipsman,et al.  Patients' perception of the informed consent process for neurooncology clinical trials. , 2008, Neuro-oncology.

[149]  J. Loeffler,et al.  Use of PCR for diagnosis of invasive aspergillosis: systematic review and meta-analysis. , 2009, The Lancet. Infectious diseases.

[150]  Imme Petersen,et al.  Parental informed consent in pediatric cancer trials: A population‐based survey in Germany , 2013, Pediatric blood & cancer.