Cognitive impairment and PD patients' capacity to consent to research

Objective: To examine how cognitive impairment affects Parkinson disease (PD) patients' research consent capacity. Methods: A cross-sectional study of 90 patients with PD, divided using Mattis Dementia Rating Scale–2 scores into 3 groups of 30 (normal, borderline, and impaired), and 30 neurologically normal older adults completed 2 capacity interviews (an early-phase randomized and controlled drug trial and a sham-controlled surgical implantation of genetic tissue) using the MacArthur Competence Assessment Tool for Clinical Research. Expert clinicians used the interviews to classify the patients as either capable or not capable of providing their own informed consent. These judgments were compared with performance on the Montreal Cognitive Assessment (MoCA) and the Mini-Mental State Examination (MMSE). Results: Cognitively normal PD patients typically scored well on the capacity measures. In contrast, patients with impaired cognition were not capable of providing their own informed consent: 17% (5/30) on the drug trial and 3% (1/30) on the surgery trial were judged capable. Patients with borderline impairment showed adequate performance on measures of appreciation and reasoning, but impaired performance on understanding the drug trial compared with normal controls and normal PD patients, and on understanding the surgery trial compared with normal controls. Sixty-seven percent (20/30) on the drug trial and 57% (17/30) on the surgery trial were judged capable of consent. Receiver operating characteristic analyses showed that the MMSE and MoCA could detect the likelihood of impaired capacity, with the MoCA demonstrating greater sensitivity. Conclusions: PD patients with borderline cognitive impairment have impairments in their decisional capacity. The MoCA may be useful to identify the patients at risk of impaired capacity.

[1]  D. Marson,et al.  Decisional capacity in cognitively impaired patients with Parkinson disease , 2013, Neurology.

[2]  L. Clare,et al.  Executive functions in Parkinson's disease: Systematic review and meta‐analysis , 2011, Movement disorders : official journal of the Movement Disorder Society.

[3]  D. Burn,et al.  Parkinson's disease: The quintessential neuropsychiatric disorder , 2011, Movement disorders : official journal of the Movement Disorder Society.

[4]  J. Karlawish,et al.  Preservation of the capacity to appoint a proxy decision maker: implications for dementia research. , 2011, Archives of general psychiatry.

[5]  J. Karlawish,et al.  A memory and organizational aid improves Alzheimer disease research consent capacity: results of a randomized, controlled trial. , 2010, The American journal of geriatric psychiatry : official journal of the American Association for Geriatric Psychiatry.

[6]  R. Barker,et al.  Mild cognitive impairment in Parkinson disease , 2010, Neurology.

[7]  J. Karlawish,et al.  Association between cognition and function in patients with Parkinson disease with and without dementia , 2010, Movement disorders : official journal of the Movement Disorder Society.

[8]  L. Forsgren,et al.  Cognitive function in early Parkinson’s disease: a population‐based study , 2009, European journal of neurology.

[9]  O. Okonkwo,et al.  Medical decision‐making capacity in cognitively impaired Parkinson's disease patients without dementia , 2008, Movement disorders : official journal of the Movement Disorder Society.

[10]  J. Karlawish,et al.  Interpreting the clinical significance of capacity scores for informed consent in Alzheimer disease clinical trials. , 2008, The American journal of geriatric psychiatry : official journal of the American Association for Geriatric Psychiatry.

[11]  M. Hotopf,et al.  Assessing mental capacity: the Mental Capacity Act , 2008, BMJ : British Medical Journal.

[12]  D. Jeste,et al.  Prevalence and correlates of adequate performance on a measure of abilities related to decisional capacity: Differences among three standards for the MacCAT-CR in patients with schizophrenia , 2007, Schizophrenia Research.

[13]  P. Appelbaum,et al.  Do clinicians follow a risk-sensitive model of capacity-determination? An experimental video survey. , 2006, Psychosomatics.

[14]  B. Schmand,et al.  Cognitive profile of patients with newly diagnosed Parkinson disease , 2005, Neurology.

[15]  L. Harrell,et al.  Medical decision-making in neurodegenerative disease: Mild AD and PD with cognitive impairment , 2005, Neurology.

[16]  J. Karlawish,et al.  The ability of persons with Alzheimer disease (AD) to make a decision about taking an AD treatment , 2005, Neurology.

[17]  J. Cummings,et al.  The Montreal Cognitive Assessment, MoCA: A Brief Screening Tool For Mild Cognitive Impairment , 2005, Journal of the American Geriatrics Society.

[18]  M. Savage,et al.  Insulin-Like Growth Factor -I Deficiency , 2004, Hormone Research in Paediatrics.

[19]  Bettina Schrader,et al.  Two‐year follow‐up of subthalamic deep brain stimulation in Parkinson's disease , 2003, Movement disorders : official journal of the Movement Disorder Society.

[20]  J. Karlawish,et al.  Alzheimer's Disease Patients' and Caregivers' Capacity, Competency, and Reasons to Enroll in an Early‐Phase Alzheimer's Disease Clinical Trial , 2002, Journal of the American Geriatrics Society.

[21]  R. Cranston Competency to consent to medical treatment in cognitively impaired patients with Parkinson’s disease , 2001, Neurology.

[22]  G. Currier,et al.  Assessing the competence of persons with Alzheimer's disease in providing informed consent for participation in research. , 2001, The American journal of psychiatry.

[23]  R. Conley,et al.  Decisional capacity for informed consent in schizophrenia research. , 2000, Archives of general psychiatry.

[24]  D J Kupfer,et al.  Competence of depressed patients for consent to research. , 1999, The American journal of psychiatry.

[25]  E. Tangalos,et al.  Mild Cognitive Impairment Clinical Characterization and Outcome , 1999 .

[26]  A. Detsky,et al.  A randomized trial of a decisional aid for mental capacity assessments. , 1993, Journal of clinical epidemiology.

[27]  M. Folstein,et al.  Clinical diagnosis of Alzheimer's disease , 1984, Neurology.

[28]  S. Folstein,et al.  "Mini-mental state". A practical method for grading the cognitive state of patients for the clinician. , 1975, Journal of psychiatric research.

[29]  M. Hoehn,et al.  Parkinsonism , 1967, Neurology.

[30]  G. Guyatt,et al.  Assessment of patient capacity to consent to treatment , 1999, Journal of General Internal Medicine.

[31]  V. Leirer,et al.  Development and validation of a geriatric depression screening scale: a preliminary report. , 1982, Journal of psychiatric research.