Evaluation of alternative methods for using LiDAR to predict aboveground biomass in mixed species and structurally complex forests in northeastern North America

Light detection and ranging (LiDAR) has become a common means for predicting key forest structural attributes, but comparisons of alternative statistical methods and the spatial extent of LiDAR metrics extraction on independent datasets have been minimal. The primary objective of this study was to assess the performance of local and non-local LiDAR aboveground biomass (AGB) prediction models at two locations in the Acadian Forest. Two common statistical techniques, nonlinear mixed effects (NLME) and random forest (RF), were used to fit the prediction models and compared. Finally, this study evaluated the influence of alternative plot radii for LiDAR metrics extraction on model fit and prediction accuracy. AGB models were independently developed at each forest and tested both locally (model applied to same forest used for development) and non-locally (model applied to different forest) using an extensive network of ground-based plots. In general, RF was found to outperform NLME when applied locally, but the differences between the approaches were negligible when applied to the non-local dataset. NLME was found to perform equally well locally and non-locally. LiDAR extraction radius had very little influence on model performance as well. Minimal differences between models developed using fixed- and variable-radius methods were found, while the optimal LiDAR extraction radius was not consistent among forests, statistical technique, or local vs. non-local. Overall, the results highlight the importance of a robust calibration dataset that covers the full range of observed variation for developing accurate prediction models based on remote sensing data.

[1]  Edward W. Bork,et al.  Characterization of diverse plant communities in Aspen Parkland rangeland using LiDAR data , 2007 .

[2]  Russell Turner,et al.  Determining an optimal model for processing lidar data at the plot level: Results for a Pinus radiata plantation in New South Wales, Australia , 2011 .

[3]  E. Næsset Practical large-scale forest stand inventory using a small-footprint airborne scanning laser , 2004 .

[4]  Txomin Hermosilla,et al.  Analysis of the Influence of Plot Size and LiDAR Density on Forest Structure Attribute Estimates , 2014 .

[5]  S. Rigatti Random Forest. , 2017, Journal of insurance medicine.

[6]  E. Næsset Accuracy of forest inventory using airborne laser scanning: evaluating the first nordic full-scale operational project , 2004 .

[7]  R Core Team,et al.  R: A language and environment for statistical computing. , 2014 .

[8]  A. Weiskittel,et al.  Efficiency of alternative forest inventory methods in partially harvested stands , 2014, European Journal of Forest Research.

[9]  H. Andersen,et al.  A Comparison of Statistical Methods for Estimating Forest Biomass from Light Detection and Ranging Data , 2008 .

[10]  E. Næsset,et al.  Assessing effects of positioning errors and sample plot size on biophysical stand properties derived from airborne laser scanner data. , 2009 .

[11]  G. Asner,et al.  Environmental and Biotic Controls over Aboveground Biomass Throughout a Tropical Rain Forest , 2009, Ecosystems.

[12]  M. Maltamo,et al.  Testing the usability of truncated angle count sample plots as ground truth in airborne laser scanning-based forest inventories , 2007 .

[13]  Hans Karl Heidemann,et al.  Lidar base specification , 2012 .

[14]  J. Loo,et al.  The Acadian forest: Historical condition and human impacts , 2003 .

[15]  Eva Lindberg,et al.  Tree crown segmentation based on a geometric tree crown model for prediction of forest variables , 2013 .

[16]  R. Birdsey,et al.  National-Scale Biomass Estimators for United States Tree Species , 2003, Forest Science.

[17]  Juha Hyyppä,et al.  Retrieval of Forest Aboveground Biomass and Stem Volume with Airborne Scanning LiDAR , 2013, Remote. Sens..

[18]  Juha Hyyppä,et al.  Comparison of Area-Based and Individual Tree-Based Methods for Predicting Plot-Level Forest Attributes , 2010, Remote. Sens..

[19]  P. Sendak,et al.  Silviculture affects composition, growth, and yield in mixed northern conifers: 40-year results from the Penobscot Experimental Forest , 2003 .

[20]  G. Asner,et al.  High-resolution mapping of forest carbon stocks in the Colombian Amazon , 2012 .

[21]  G. Asner,et al.  A universal airborne LiDAR approach for tropical forest carbon mapping , 2011, Oecologia.

[22]  G. B. Wood,et al.  Centroid sampling: A variant of importance sampling for estimating the volume of sample trees of radiata pine , 1990 .

[23]  B. Koch,et al.  Non-parametric prediction and mapping of standing timber volume and biomass in a temperate forest: application of multiple optical/LiDAR-derived predictors , 2010 .

[24]  J. Means,et al.  Predicting forest stand characteristics with airborne scanning lidar , 2000 .

[25]  Terje Gobakken,et al.  Assessing effects of laser point density, ground sampling intensity, and field sample plot size on biophysical stand properties derived from airborne laser scanner data , 2008 .

[26]  Andrew Thomas Hudak,et al.  LiDAR Utility for Natural Resource Managers , 2009, Remote. Sens..

[27]  David Saah,et al.  Integration of airborne lidar and vegetation types derived from aerial photography for mapping aboveground live biomass , 2012 .

[28]  M. Maltamo,et al.  Estimating species-specific diameter distributions and saw log recoveries of boreal forests from airborne laser scanning data and aerial photographs : a distribution-based approach , 2008 .

[29]  Max Kuhn,et al.  Building Predictive Models in R Using the caret Package , 2008 .

[30]  G. Scrinzi,et al.  Angle count sampling reliability as ground truth for area-based LiDAR applications in forest inventories , 2015 .

[31]  G. Asner,et al.  Mapping tropical forest carbon: Calibrating plot estimates to a simple LiDAR metric , 2014 .

[32]  M. Maltamo,et al.  Combining ALS and NFI training data for forest management planning: a case study in Kuortane, Western Finland , 2009, European Journal of Forest Research.

[33]  Terje Gobakken,et al.  Improved estimates of forest vegetation structure and biomass with a LiDAR‐optimized sampling design , 2009 .

[34]  Michele Dalponte,et al.  The role of ground reference data collection in the prediction of stem volume with LiDAR data in mountain areas , 2011 .

[35]  Andrew P. Robinson,et al.  Model validation using equivalence tests , 2004 .

[36]  Terje Gobakken,et al.  Laser-assisted selection of field plots for an area-based forest inventory , 2013 .

[37]  Terje Gobakken,et al.  Comparing parametric and non-parametric modelling of diameter distributions on independent data using airborne laser scanning in a boreal conifer forest , 2013 .

[38]  Håkan Olsson,et al.  Simulating the effects of lidar scanning angle for estimation of mean tree height and canopy closure , 2003 .

[39]  M. Maltamo,et al.  ALS-based estimation of plot volume and site index in a eucalyptus plantation with a nonlinear mixed-effect model that accounts for the clone effect , 2011, Annals of Forest Science.

[40]  Hans Karl Heidemann,et al.  Lidar base specification version 1.0 , 2012 .

[41]  P. Gessler,et al.  Forest Service-- National AgroforestryCenter 1-1-2010 Landscape-scale parameterization of a tree-level forest growth model : a k-nearest neighbor imputation approach incorporating LiDAR data , 2013 .

[42]  S. Sader,et al.  Assessing the Feasibility of Low-Density LiDAR for Stand Inventory Attribute Predictions in Complex and Managed Forests of Northern Maine, USA , 2014 .

[43]  K. O. Niemann,et al.  Simulated impact of sample plot size and co-registration error on the accuracy and uncertainty of LiDAR-derived estimates of forest stand biomass , 2011 .

[44]  A. Hudak,et al.  Nearest neighbor imputation of species-level, plot-scale forest structure attributes from LiDAR data , 2008 .

[45]  M. Maltamo,et al.  Imputation of single-tree attributes using airborne laser scanning-based height, intensity, and alpha shape metrics , 2010 .

[46]  S. Magnussen,et al.  Derivations of stand heights from airborne laser scanner data with canopy-based quantile estimators , 1998 .

[47]  Glenn De ' ath BOOSTED TREES FOR ECOLOGICAL MODELING AND PREDICTION , 2007 .

[48]  Andy Liaw,et al.  Classification and Regression by randomForest , 2007 .

[49]  D. Pitt,et al.  Parametric vs. nonparametric LiDAR models for operational forest inventory in boreal Ontario , 2013 .

[50]  Joanne C. White,et al.  A best practices guide for generating forest inventory attributes from airborne laser scanning data using an area-based approach , 2013 .