More precise methods for national research citation impact comparisons

Governments sometimes need to analyse sets of research papers within a field in order to monitor progress, assess the effect of recent policy changes, or identify areas of excellence. They may compare the average citation impacts of the papers by dividing them by the world average for the field and year. Since citation data is highly skewed, however, simple averages may be too imprecise to robustly identify differences within, rather than across, fields. In response, this article introduces two new methods to identify national differences in average citation impact, one based on linear modelling for normalised data and the other using the geometric mean. Results from a sample of 26 Scopus fields between 2009 and 2015 show that geometric means are the most precise and so are recommended for smaller sample sizes, such as for individual fields. The regression method has the advantage of distinguishing between national contributions to internationally collaborative articles, but has substantially wider confidence intervals than the geometric mean, undermining its value for any except the largest sample sizes.

[1]  Gordon H Guyatt,et al.  Interpreting authorship order and corresponding authorship. , 2004, Epidemiology.

[2]  M. Newman Power laws, Pareto distributions and Zipf's law , 2005 .

[3]  Pedro Albarrán,et al.  A comparison of the scientific performance of the U.S. and the European Union at the turn of the XXI century , 2009 .

[4]  Emilio Delgado López-Cózar,et al.  The evolution of research activity in Spain , 2003, Research Policy.

[5]  Mirjam van Praag,et al.  The Benefits of Being Economics Professor A (Rather than Z) , 2007 .

[6]  Henk F. Moed,et al.  First evidence of serious language-bias in the use of citation analysis for the evaluation of national science systems , 2000 .

[7]  Ludo Waltman,et al.  On the calculation of percentile-based bibliometric indicators , 2012, J. Assoc. Inf. Sci. Technol..

[8]  Dag W. Aksnes,et al.  Ranking national research systems by citation indicators. A comparative analysis using whole and fractionalised counting methods , 2012, J. Informetrics.

[9]  Henk F. Moed,et al.  Coverage and citation impact of oncological journals in the Web of Science and Scopus , 2008, J. Informetrics.

[10]  Zaida Chinchilla-Rodríguez,et al.  Coverage analysis of Scopus: A journal metric approach , 2007, Scientometrics.

[11]  Mike Thelwall,et al.  Distributions for cited articles from individual subjects and years , 2014, J. Informetrics.

[12]  Peter Ingwersen,et al.  The International Visibility and Citation Impact of Scandinavian Research Articles in Selected Social Science Fields: The Decay of a Myth , 2000, Scientometrics.

[13]  A. F. J. VAN RAAN,et al.  In matters of quantitative studies of science the fault of theorists is offering too little and asking too much , 1998, Scientometrics.

[14]  Norman Kaplan,et al.  The Sociology of Science: Theoretical and Empirical Investigations , 1974 .

[15]  S. Rijcke,et al.  Bibliometrics: The Leiden Manifesto for research metrics , 2015, Nature.

[16]  Derek de Solla Price,et al.  A general theory of bibliometric and other cumulative advantage processes , 1976, J. Am. Soc. Inf. Sci..

[17]  David J. Sheskin,et al.  Handbook of Parametric and Nonparametric Statistical Procedures , 1997 .

[18]  Michael H. MacRoberts,et al.  Problems of citation analysis: A critical review , 1989, JASIS.

[19]  Michel Zitt,et al.  The journal impact factor: angel, devil, or scapegoat? A comment on J.K. Vanclay’s article 2011 , 2012, Scientometrics.

[20]  Industrial Strategy,et al.  International comparative performance of the UK research base , 2012 .

[21]  B. Efron,et al.  Bootstrap confidence intervals , 1996 .

[22]  Joshua S. Gans,et al.  First Author Conditions , 1998 .

[23]  Mu-Hsuan Huang,et al.  Counting methods, country rank changes, and counting inflation in the assessment of national research productivity and impact , 2011, J. Assoc. Inf. Sci. Technol..

[24]  Ludo Waltman,et al.  Field-Normalized Citation Impact Indicators and the Choice of an Appropriate Counting Method , 2015, ISSI.

[25]  Ludo Waltman,et al.  A new methodology for constructing a publication-level classification system of science , 2012, J. Assoc. Inf. Sci. Technol..

[26]  Mike Thelwall,et al.  Geometric journal impact factors correcting for individual highly cited articles , 2015, J. Informetrics.

[27]  Mike Thelwall,et al.  Citation levels and collaboration within library and information science , 2009, J. Assoc. Inf. Sci. Technol..

[28]  Mike Thelwall,et al.  Alphabetization and the skewing of first authorship towards last names early in the alphabet , 2013, J. Informetrics.

[29]  Mike Thelwall,et al.  Regression for citation data: An evaluation of different methods , 2014, J. Informetrics.

[30]  Hariolf Grupp,et al.  The scientometric weight of 50 nations in 27 science areas, 1989–1993. Part I. All fields combined, mathematics, engineering, chemistry and physics , 2005, Scientometrics.

[31]  Massimo Franceschet,et al.  The first Italian research assessment exercise: A bibliometric perspective , 2009, J. Informetrics.

[32]  George Tomlinson,et al.  The Meaning of Author Order in Medical Research , 2007, Journal of Investigative Medicine.

[33]  Thed N. van Leeuwen,et al.  Towards a new crown indicator: Some theoretical considerations , 2010, J. Informetrics.

[34]  Mike Thelwall,et al.  Citation levels and collaboration within library and information science , 2009 .

[35]  S. Rijcke,et al.  Bibliometrics: The Leiden Manifesto for research metrics. , 2015, Nature.

[36]  Stephen D. Gottfredson,et al.  Evaluating psychological research reports: Dimensions, reliability, and correlates of quality judgments. , 1978 .

[37]  D. King The scientific impact of nations , 2004, Nature.

[38]  Thed N. van Leeuwen,et al.  Towards a new crown indicator: an empirical analysis , 2010, Scientometrics.

[39]  Tibor Braun,et al.  Relative indicators and relational charts for comparative assessment of publication output and citation impact , 1986, Scientometrics.

[40]  Antonio Perianes-Rodríguez,et al.  Differences in citation impact across countries , 2015, J. Assoc. Inf. Sci. Technol..

[41]  Ana Marušić,et al.  A Systematic Review of Research on the Meaning, Ethics and Practices of Authorship across Scholarly Disciplines , 2011, PloS one.

[42]  Mike Thelwall,et al.  National research impact indicators from Mendeley readers , 2015, J. Informetrics.