Model-Based Evaluation of Methods for Respiratory Sinus Arrhythmia Estimation

Objective: Respiratory sinus arrhythmia (RSA) refers to heart rate oscillations synchronous with respiration, and it is one of the major representations of cardiorespiratory coupling. Its strength has been suggested as a biomarker to monitor different conditions, and diseases. Some approaches have been proposed to quantify the RSA, but it is unclear which one performs best in specific scenarios. The main objective of this study is to compare seven state-of-the-art methods for RSA quantification using data generated with a model proposed to simulate, and control the RSA. These methods are also compared, and evaluated on a real-life application, for their ability to capture changes in cardiorespiratory coupling during sleep. Methods: A simulation model is used to create a dataset of heart rate variability, and respiratory signals with controlled RSA, which is used to compare the RSA estimation approaches. To compare the methods objectively in real-life applications, regression models trained on the simulated data are used to map the estimates to the same measurement scale. Results, and conclusion: RSA estimates based on cross entropy, time-frequency coherence, and subspace projections showed the best performance on simulated data. In addition, these estimates captured the expected trends in the changes in cardiorespiratory coupling during sleep similarly. Significance: An objective comparison of methods for RSA quantification is presented to guide future analyses. Also, the proposed simulation model can be used to compare existing, and newly proposed RSA estimates. It is freely accessible online.

[1]  Sabine Van Huffel,et al.  Cardiorespiratory coupling in preterm infants. , 2019, Journal of applied physiology.

[2]  Pablo Laguna,et al.  Synthesis of HRV signals characterized by predetermined time-frequency structure by means of time-varying ARMA models , 2012, Biomed. Signal Process. Control..

[3]  G. Billman Heart Rate Variability – A Historical Perspective , 2011, Front. Physio..

[4]  Jennifer Healey,et al.  Detecting stress during real-world driving tasks using physiological sensors , 2005, IEEE Transactions on Intelligent Transportation Systems.

[5]  A. Upton,et al.  Heart Rate Variability: A Historical Perspective , 2012 .

[6]  Pablo Laguna,et al.  Improved heart rate variability signal analysis from the beat occurrence times according to the IPFM model , 2000, IEEE Transactions on Biomedical Engineering.

[7]  Pablo Laguna,et al.  Analysis of heart rate variability during exercise stress testing using respiratory information , 2010, Biomed. Signal Process. Control..

[8]  J. D. Mackay,et al.  Respiratory sinus arrhythmia in diabetic neuropathy , 1983, Diabetologia.

[9]  Plamen Ch. Ivanov,et al.  Three independent forms of cardio-respiratory coupling: transitions across sleep stages , 2014, Computing in Cardiology 2014.

[10]  T. Penzel,et al.  Modulations of Heart Rate, ECG, and Cardio-Respiratory Coupling Observed in Polysomnography , 2016, Front. Physiol..

[11]  S. Shankman,et al.  Association between respiratory sinus arrhythmia and reductions in startle responding in three independent samples , 2013, Biological Psychology.

[12]  Sabine Van Huffel,et al.  Effect of the Heart Rate Variability Representations on the Quantification of the Cardiorespiratory Interactions During Autonomic Nervous System Blockade , 2019, 2019 Computing in Cardiology (CinC).

[13]  Shamim Nemati,et al.  Respiration and heart rate complexity: Effects of age and gender assessed by band-limited transfer entropy , 2013, Respiratory Physiology & Neurobiology.

[14]  G Arnold,et al.  Effect of respiration rate on short-term heart rate variability , 1999 .

[15]  Pablo Laguna,et al.  Bioelectrical Signal Processing in Cardiac and Neurological Applications , 2005 .

[16]  N. A. Coulter,et al.  Respiratory sinus arrhythmia: a frequency dependent phenomenon , 1964 .

[17]  D. Adam,et al.  Assessment of autonomic function in humans by heart rate spectral analysis. , 1985, The American journal of physiology.

[18]  S. Quan,et al.  Rules for scoring respiratory events in sleep: update of the 2007 AASM Manual for the Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of the American Academy of Sleep Medicine. , 2012, Journal of clinical sleep medicine : JCSM : official publication of the American Academy of Sleep Medicine.

[19]  A. Malliani,et al.  Cardiovascular Neural Regulation Explored in the Frequency Domain , 1991, Circulation.

[20]  Jan W. Kantelhardt,et al.  Bivariate phase-rectified signal averaging , 2008, 0804.2798.

[21]  Luca Faes,et al.  Information Decomposition: A Tool to Dissect Cardiovascular and Cardiorespiratory Complexity , 2017 .

[22]  P. Larsen,et al.  Experimental Physiology - Research Paper Interactions between heart rate variability and pulmonary gas exchange efficiency in humans , 2010 .

[23]  Luca Faes,et al.  MuTE: A MATLAB Toolbox to Compare Established and Novel Estimators of the Multivariate Transfer Entropy , 2014, PloS one.

[24]  Julian F Thayer,et al.  Quantifying respiratory sinus arrhythmia: Effects of misspecifying breathing frequencies across development , 2017, Development and Psychopathology.

[25]  M. Turiel,et al.  Power Spectral Analysis of Heart Rate and Arterial Pressure Variabilities as a Marker of Sympatho‐Vagal Interaction in Man and Conscious Dog , 1986, Circulation research.

[26]  Luca Faes,et al.  Information Decomposition in Bivariate Systems: Theory and Application to Cardiorespiratory Dynamics , 2015, Entropy.

[27]  L. Walløe,et al.  Respiratory sinus arrhythmia stabilizes mean arterial blood pressure at high-frequency interval in healthy humans , 2015, European Journal of Applied Physiology.

[28]  Pablo Laguna,et al.  Human Emotion Characterization by Heart Rate Variability Analysis Guided by Respiration , 2019, IEEE Journal of Biomedical and Health Informatics.

[29]  G. Anrep,et al.  Respiratory Variations of the Heart Rate. II.--The Central Mechanism of the Respiratory Arrhythmia and the Inter-Relations between the Central and the Reflex Mechanisms , 1936 .

[30]  J. Cacioppo,et al.  Respiratory sinus arrhythmia: autonomic origins, physiological mechanisms, and psychophysiological implications. , 1993, Psychophysiology.

[31]  Alona Ben-Tal,et al.  Central regulation of heart rate and the appearance of respiratory sinus arrhythmia: new insights from mathematical modeling. , 2014, Mathematical biosciences.

[32]  Sabine Van Huffel,et al.  A Novel Algorithm for the Automatic Detection of Sleep Apnea From Single-Lead ECG , 2015, IEEE Transactions on Biomedical Engineering.

[33]  M. Bonsignore,et al.  Respiratory sinus arrhythmia during obstructive sleep apnoeas in humans , 1995, Journal of sleep research.

[34]  W J Hrushesky,et al.  The respiratory sinus arrhythmia: a measure of cardiac age. , 1984, Science.

[35]  Pablo Laguna,et al.  A Time-Varying Nonparametric Methodology for Assessing Changes in QT Variability Unrelated to Heart Rate Variability , 2018, IEEE Transactions on Biomedical Engineering.

[36]  G. Breithardt,et al.  Heart rate variability: standards of measurement, physiological interpretation and clinical use. Task Force of the European Society of Cardiology and the North American Society of Pacing and Electrophysiology. , 1996 .

[37]  Pablo Laguna,et al.  Characterization of Dynamic Interactions Between Cardiovascular Signals by Time-Frequency Coherence , 2012, IEEE Transactions on Biomedical Engineering.

[38]  D. Eckberg,et al.  Important influence of respiration on human R-R interval power spectra is largely ignored. , 1993, Journal of applied physiology.

[39]  C. Peng,et al.  Age-related alterations in the fractal scaling of cardiac interbeat interval dynamics. , 1996, The American journal of physiology.

[40]  Respiratory sinus arrhythmia as a predictor of sudden cardiac death after myocardial infarction , 2008, Annals of medicine.

[41]  Jesús Lázaro,et al.  Unconstrained Estimation of HRV Indices After Removing Respiratory Influences From Heart Rate , 2019, IEEE Journal of Biomedical and Health Informatics.

[42]  Thomas Penzel,et al.  Phase transitions in physiologic coupling , 2012, Proceedings of the National Academy of Sciences.

[43]  G. Anrep,et al.  Respiratory Variations of the Heart Rate. I.--The Reflex Mechanism of the Respiratory Arrhythmia , 1936 .

[44]  F. Yasuma,et al.  Respiratory sinus arrhythmia. A phenomenon improving pulmonary gas exchange and circulatory efficiency. , 1996, Circulation.

[45]  Pablo Laguna,et al.  The Integral Pulse Frequency Modulation Model With Time-Varying Threshold: Application to Heart Rate Variability Analysis During Exercise Stress Testing , 2011, IEEE Transactions on Biomedical Engineering.

[46]  Raquel Bailón,et al.  Evaluation of Methods to Characterize the Change of the Respiratory Sinus Arrhythmia with Age in Sleep Apnea Patients , 2019, 2019 41st Annual International Conference of the IEEE Engineering in Medicine and Biology Society (EMBC).

[47]  Luca Faes,et al.  A new Frequency Domain Measure of Causality based on Partial Spectral Decomposition of Autoregressive Processes and its Application to Cardiovascular Interactions* , 2019, 2019 41st Annual International Conference of the IEEE Engineering in Medicine and Biology Society (EMBC).

[48]  L. Sornmo,et al.  Analysis of Heart Rate Variability Using Time-Varying Frequency Bands Based on Respiratory Frequency , 2007, 2007 29th Annual International Conference of the IEEE Engineering in Medicine and Biology Society.

[49]  M. Piepoli,et al.  Origin of respiratory sinus arrhythmia in conscious humans. An important role for arterial carotid baroreceptors. , 1997, Circulation.

[50]  M. Elstad,et al.  Respiratory variations in pulmonary and systemic blood flow in healthy humans , 2012, Acta physiologica.

[51]  D. Richter,et al.  Respiratory modulation of sympathetic activity. , 1985, Journal of the autonomic nervous system.

[52]  A. Ben-Tal,et al.  Cardiac output is improved in rats myocardial infraction by enhancement of respiratory sinus arrhythmia , 2015 .