Kinematics of the glenohumeral joint: Influences of muscle forces, ligamentous constraints, and articular geometry

Despite recent interest in the study of shoulder kinematics, there is considerable controversy in the literature regarding translations at the glenohumeral joint. The purpose of this study was to investigate the key factors that control shoulder motions, thus leading to a better understanding of joint function. Translation and rotation patterns were studied in fresh‐frozen glenohumeral joints of human cadavers with a six‐degrees‐of‐freedom magnetic tracking device. Shoulders were positioned from maximal internal to external rotation at several arm positions (various elevations and planes of motion). In order to determine the effect of muscle forces, joints were positioned both actively and passively. Additionally, articular surface geometry and ligament origin‐insertion wrap lengths were measured to assess their influences on joint kinematics. When joints were positioned passively, large translations were observed at the extremes of motion. With active positioning, muscle forces tended to limit humeral head translations, principally by restricting rotational ranges of motion. However, when data from the passive model were reanalyzed by considering only the rotational ranges of motion seen actively, no significant differences in translation were found between the two models. Joint conformity was found to have a significant influence on translations during active positioning but not during passive positioning. Glenohumeral ligament wrap lengths, however, correlated with translations when joints were positioned passively but not when positioned actively. Findings from this study emphasize the importance of muscle forces in keeping the humeral head centered in the glenoid. Although large translations are possible, they can be achieved only with increases in rotational ranges of motion associated with the removal of muscle force. Additionally, joint conformity appears to play a role in controlling translations during active motions, whereas capsular constraints become more important during passive motions.

[1]  R Huiskes,et al.  Analytical stereophotogrammetric determination of three-dimensional knee-joint geometry. , 1985, Journal of biomechanics.

[2]  J A Sidles,et al.  Translation of the humeral head on the glenoid with passive glenohumeral motion. , 1990, The Journal of bone and joint surgery. American volume.

[3]  K N An,et al.  Determination of muscle and joint forces: a new technique to solve the indeterminate problem. , 1984, Journal of biomechanical engineering.

[4]  V C Mow,et al.  Articular geometry of the glenohumeral joint. , 1992, Clinical orthopaedics and related research.

[5]  L. Freedman,et al.  Abduction of the arm in the scapular plane: scapular and glenohumeral movements. A roentgenographic study. , 1966, The Journal of bone and joint surgery. American volume.

[6]  P. Habermeyer,et al.  The intra-articular pressure of the shoulder: an experimental study on the role of the glenoid labrum in stabilizing the joint. , 1992, Arthroscopy : the journal of arthroscopic & related surgery : official publication of the Arthroscopy Association of North America and the International Arthroscopy Association.

[7]  B F Morrey,et al.  Three‐dimensional kinematics of glenohumeral elevation , 1991, Journal of orthopaedic research : official publication of the Orthopaedic Research Society.

[8]  J A Sidles,et al.  The role of the rotator interval capsule in passive motion and stability of the shoulder. , 1992, The Journal of bone and joint surgery. American volume.

[9]  Neil A. Sharkey,et al.  The Rotator Cuff Opposes Superior Translation of the Humeral Head , 1995, The American journal of sports medicine.

[10]  R. Warren,et al.  Biomechanical evaluation of a simulated Bankart lesion. , 1994, The Journal of bone and joint surgery. American volume.

[11]  R. Warren,et al.  Static capsuloligamentous restraints to superior-inferior translation of the glenohumeral joint , 1992, The American journal of sports medicine.

[12]  R. W. Bassett,et al.  Glenohumeral muscle force and moment mechanics in a position of shoulder instability. , 1990, Journal of biomechanics.

[13]  J. Winters,et al.  Effect of initial upper-limb alignment on muscle contributions to isometric strength curves. , 1993, Journal of biomechanics.

[14]  F. Raab,et al.  Magnetic Position and Orientation Tracking System , 1979, IEEE Transactions on Aerospace and Electronic Systems.

[15]  N. Wuelker,et al.  Translation of the Glenohumeral Joint With Simulated Active Elevation , 1994, Clinical orthopaedics and related research.

[16]  R. J. Pawluk,et al.  Quantitation of in situ contact areas at the glenohumeral joint: A biomechanical study , 1992, Journal of orthopaedic research : official publication of the Orthopaedic Research Society.

[17]  N. Poppen,et al.  Normal and abnormal motion of the shoulder. , 1976, The Journal of bone and joint surgery. American volume.

[18]  K. An,et al.  Stabilising function of the biceps in stable and unstable shoulders. , 1993, The Journal of bone and joint surgery. British volume.

[19]  Sokal Rr,et al.  Biometry: the principles and practice of statistics in biological research 2nd edition. , 1981 .

[20]  G. Nuber,et al.  The contribution of the glenohumeral ligaments to anterior stability of the shoulder joint , 1990, The American journal of sports medicine.

[21]  K N An,et al.  Application of a magnetic tracking device to kinesiologic studies. , 1988, Journal of biomechanics.

[22]  F. V. D. van der Helm,et al.  Three-dimensional recording and description of motions of the shoulder mechanism. , 1995, Journal of biomechanical engineering.

[23]  J. C. Waterland,et al.  Shoulder movements during abduction in the scapular plane. , 1970, Archives of physical medicine and rehabilitation.

[24]  G Németh,et al.  Muscle activity and coordination in the normal shoulder. An electromyographic study. , 1990, Clinical orthopaedics and related research.

[25]  J. Perry,et al.  An electromyographic analysis of the shoulder during cones and planes of arm motion. , 1992, Clinical orthopaedics and related research.

[26]  B Peterson,et al.  Biomechanical model of the human shoulder joint--II. The shoulder rhythm. , 1991, Journal of biomechanics.

[27]  L. Soslowsky,et al.  Anterior glenohumeral stabilization factors: progressive effects in a biomechanical model. , 1996, Journal of orthopaedic research : official publication of the Orthopaedic Research Society.

[28]  J. O. Søjbjerg,et al.  Glenohumeral movement patterns after puncture of the joint capsule: An experimental study. , 1993, Journal of shoulder and elbow surgery.

[29]  J A Sidles,et al.  The effect of capsular venting on glenohumeral laxity. , 1991, Clinical orthopaedics and related research.

[30]  Freddie H. Fu,et al.  Shoulder muscle forces and tendon excursions during glenohumeral abduction in the scapular plane. , 1995, Journal of shoulder and elbow surgery.

[31]  T. Wredmark,et al.  Capsular elasticity and joint volume in recurrent anterior shoulder instability. , 1994, Arthroscopy : the journal of arthroscopic & related surgery : official publication of the Arthroscopy Association of North America and the International Arthroscopy Association.

[32]  A E Engin,et al.  Kinematic and force data collection in biomechanics by means of sonic emitters--I: Kinematic data collection methodology. , 1984, Journal of biomechanical engineering.

[33]  R. Warren,et al.  Superoinferior translation in the intact and vented glenohumeral joint. , 1993, Journal of shoulder and elbow surgery.

[34]  S. Glantz,et al.  Primer of Applied Regression & Analysis of Variance , 1990 .

[35]  F. James Rohlf,et al.  Biometry: The Principles and Practice of Statistics in Biological Research , 1969 .

[36]  V C Mow,et al.  Effects of proteoglycan extraction on the tensile behavior of articular cartilage , 1990, Journal of orthopaedic research : official publication of the Orthopaedic Research Society.

[37]  K N An,et al.  Stabilizing mechanism of the glenohumeral ligaments. , 1990, Biomedical sciences instrumentation.

[38]  Freddie H. Fu,et al.  A new dynamic testing apparatus to study glenohumeral joint motion. , 1995, Journal of biomechanics.

[39]  W Plitz,et al.  A dynamic shoulder model: reliability testing and muscle force study. , 1995, Journal of biomechanics.

[40]  J A Sidles,et al.  Glenohumeral stability from concavity-compression: A quantitative analysis. , 1993, Journal of shoulder and elbow surgery.

[41]  S M Howell,et al.  Normal and abnormal mechanics of the glenohumeral joint in the horizontal plane. , 1988, The Journal of bone and joint surgery. American volume.