Are the New British Universities Congested

This paper uses data envelopment analysis (DEA) to examine the issue of congestion in British universities. The focus of the paper is on 41 former polytechnics that became universities in 1992, and the analysis covers the period 1995/6 to 2003/4. These new universities differ from the older universities in many ways, especially in terms of their far higher student : staff ratios and substantially lower research funding per member of staff. The primary aim of the paper is to examine whether this under-resourcing of the new universities has led to ‘congestion’, in the sense that their output has been reduced as a result of having too many students. Three alternative methods of measuring congestion are examined and, to check the sensitivity of the results to different specifications, three alternative DEA models are formulated. The results reveal that a substantial amount of congestion was present throughout the period under review, and in a wide range of universities, but whether it rose or fell is uncertain, as this depends on which congestion model is used. The results indicate that an overabundance of undergraduate students was the largest single cause of congestion in the former polytechnics during the period under review. Less plausibly, the results also suggest that academic overstaffing was a major cause of congestion! By contrast, postgraduates and ‘other expenditure’ are found to play a noticeably smaller role in generating congestion.

[1]  W. Cooper,et al.  A unified additive model approach for evaluating inefficiency and congestion with associated measures in DEA , 2000 .

[2]  C.A.K. Lovell,et al.  Multilateral Productivity Comparisons When Some Outputs are Undesirable: A Nonparametric Approach , 1989 .

[3]  Timo Kuosmanen,et al.  Alternative treatments of congestion in DEA: A rejoinder to Cooper, Gu, and Li , 2001, Eur. J. Oper. Res..

[4]  R. Färe,et al.  The measurement of efficiency of production , 1985 .

[5]  Rolf Färe,et al.  Measuring Productive Efficiency: An Application to Illinois Strip Mines , 1984 .

[6]  J. Johnes Data Envelopment Analysis and Its Application to the Measurement of Efficiency in Higher Education. , 2006 .

[7]  William W. Cooper,et al.  Comparisons and evaluations of alternative approaches to the treatment of congestion in DEA , 2001, Eur. J. Oper. Res..

[8]  Kaoru Tone,et al.  A slacks-based measure of efficiency in data envelopment analysis , 1997, Eur. J. Oper. Res..

[9]  R. Färe,et al.  The relative performance of publicly-owned and privately-owned electric utilities , 1985 .

[10]  G. Johnes COSTS AND INDUSTRIAL STRUCTURE IN CONTEMPORARY BRITISH HIGHER EDUCATION , 1997 .

[11]  William W. Cooper,et al.  Chapter 1 Introduction: Extensions and new developments in DEA , 1996, Ann. Oper. Res..

[12]  William W. Cooper,et al.  Note: Alternative treatments of congestion in DEA - a response to the Cherchye, Kuosmanen and Post critique , 2001, Eur. J. Oper. Res..

[13]  Kaoru Tone,et al.  A slacks-based measure of super-efficiency in data envelopment analysis , 2001, Eur. J. Oper. Res..

[14]  Kaoru Tone,et al.  Degree of scale economies and congestion: A unified DEA approach , 2002, Eur. J. Oper. Res..

[15]  P. Stevens,et al.  A Stochastic Frontier Analysis of English and Welsh Universities , 2005 .

[16]  R. Färe,et al.  Slacks and congestion: a comment , 2000 .

[17]  Robert Crouchley,et al.  Stochastic frontier estimation of a CES cost function: the case of higher education in Britain , 2002 .

[18]  R. Färe,et al.  Research Note. Decomposing Technical Efficiency with Care , 2000 .

[19]  A. Flegg,et al.  Does Expansion Cause Congestion? The Case of the Older British Universities, 1994–2004 , 2007 .

[20]  K. Field,et al.  Measuring the efficiency of British universities: a multi‐period data envelopment analysis , 2004 .

[21]  Kaoru Tone,et al.  Data Envelopment Analysis , 1996 .

[22]  Tony Flegg,et al.  An Examination of Alternative Approaches to Measuring Congestion in British Universities , 2006 .

[23]  William W. Cooper,et al.  Inefficiency and Congestion in Chinese Production Before and after the 1978 Economic Reforms , 1998 .