Standing on the Shoulders of Giants: How Do We Combine the Insights of Multiple Theories in Public Policy Studies?

The combination of multiple theories in policy studies has a great potential value—new combinations of theories or concepts may produce new perspectives and new research agendas. However, it also raises important ontological, epistemological, methodological, and practical issues that need to be addressed to ensure disciplinary advance. This article identifies three main approaches: synthesis, in which we produce one theory based on the insights of multiple theories; complementary, in which we use different theories to produce a range of insights or explanations; and contradictory, in which we compare the insights of theories before choosing one over the other. It examines the issues that arise when we adopt each approach. First, it considers our ability to “synthesize” theories when they arise from different intellectual traditions and attach different meanings to key terms. Second, it considers the practical limits to using multiple theories and pursuing different research agendas when academic resources are limited. Third, it considers the idea of a “shoot-out” in which one theory is chosen over another because it appears to produce the best results or most scientific approach. It examines the problems we face when producing scientific criteria and highlights the extent to which our choice of theory is influenced by our empirical narrative. The article argues that the insistence on a rigid universal scientific standard may harm rather than help scientific collaboration and progress.

[1]  P. Sabatier,et al.  Policy Change And Learning: An Advocacy Coalition Approach , 1993 .

[2]  V. Schmidt Discursive Institutionalism: The Explanatory Power of Ideas and Discourse , 2008 .

[3]  P. John The Uses and Abuses of Evolutionary Theory in Political Science: A Reply to Allan McConnell and Keith Dowding , 2000 .

[4]  I. Sanderson,et al.  Intelligent Policy Making for a Complex World: Pragmatism, Evidence and Learning , 2009 .

[5]  P. Allen,et al.  Understanding Policy Implementation Processes as Self-Organizing Systems , 2008 .

[6]  T. Kuhn The structure of scientific revolutions, 3rd ed. , 1996 .

[7]  D. Christopoulos,et al.  Distinguishing between political brokerage & political entrepreneurship , 2011 .

[8]  P. John Ideas and Interests; Agendas and Implementation: An Evolutionary Explanation of Policy Change in British Local Government Finance , 1999 .

[9]  I. Lakatos Falsification and the Methodology of Scientific Research Programmes , 1976 .

[10]  Robert Geyer,et al.  Complexity and Public Policy: A New Approach to 21st Century Politics, Policy And Society , 2010 .

[11]  I. Sanderson Complexity, 'practical rationality' and evidence-based policy making , 2006 .

[12]  Mariana Heredia,et al.  Everyday Life in British Government , 2013 .

[13]  P. Bernholz,et al.  Public Choice , 2018, The Oxford Handbook of Public Choice, Volume 1.

[14]  Kevin B Smith,et al.  The Public Policy Theory Primer , 2009 .

[15]  P. John Analyzing Public Policy , 1998 .

[16]  OSVRTI I PRIKAZI,et al.  Rational Choice , 2008, Encyclopedia of GIS.

[17]  B. Hindess Philosophy and methodology in the social sciences , 1977 .

[18]  P. Pierson Increasing Returns, Path Dependence, and the Study of Politics , 2000, American Political Science Review.

[19]  P. Cairney What is Evolutionary Theory and How Does it Inform Policy Studies , 2013 .

[20]  P. Cairney A ‘Multiple Lenses’ Approach to Policy Change: The Case of Tobacco Policy in the UK , 2007 .

[21]  T. Kuhn,et al.  The Structure of Scientific Revolutions. , 1964 .

[22]  Warren S. Eller,et al.  Policy Process, Scholarship, and the Road Ahead: An Introduction to the 2008 Policy Shootout! , 2009 .

[23]  E. Klijn Complexity Theory and Public Administration: What's New? , 2008 .

[24]  John W. Kingdon Agendas, alternatives, and public policies , 1984 .

[25]  Paul A. Sabatier,et al.  Themes and Variations: Taking Stock of the Advocacy Coalition Framework , 2009 .

[26]  A. Hindmoor Review Article: ‘Major Combat Operations Have Ended’? Arguing about Rational Choice , 2010, British Journal of Political Science.

[27]  Graham Room,et al.  Complexity, Institutions and Public Policy , 2011 .

[28]  Michael Hill,et al.  Implementing Public Policy: An Introduction to the Study of Operational Governance , 2009 .

[29]  Donley T. Studlar,et al.  Global Tobacco Control , 2012 .

[30]  Amy R. Poteete,et al.  Working Together: Collective Action, the Commons, and Multiple Methods in Practice , 2010 .

[31]  Paul Cairney,et al.  Understanding Public Policy: Theories and Issues , 2011 .

[32]  Patrick Dunleavy REINTERPRETING THE WESTEAND AFFAIR: THEORIES OF THE STATE AND CORE EXECUTIVE DECISION MAKING , 1990 .

[33]  F. Fischer Reframing Public Policy: Discursive Politics and Deliberative Practices , 2003 .

[34]  K. Meier Policy Theory, Policy Theory Everywhere: Ravings of a Deranged Policy Scholar , 2009 .

[35]  E. Ostrom Institutional Rational Choice , 2019, Theories of the Policy Process.

[36]  Barry Hindess,et al.  Choice, Rationality and Social Theory , 1990 .

[37]  Paul Cairney,et al.  Complexity Theory in Political Science and Public Policy , 2012 .

[38]  K. Thelen Historical Institutionalism in comparative politics , 1997 .

[39]  C. Hay,et al.  Structure, Agency and Historical Institutionalism , 1998 .

[40]  F. Fischer Beyond Empiricism: Policy Inquiry in Post positivist Perspective , 1998 .

[41]  R. V. D. Peppel Analysing public policy , 1999 .

[42]  David P. Dolowitz,et al.  Learning from Abroad: The Role of Policy Transfer in Contemporary Policy‐Making , 2000 .

[43]  J. Urry Complexity , 2006, Interpreting Art.

[44]  B. Jones,et al.  Information Processing and Policy Dynamics , 2009 .

[45]  M. Mintrom,et al.  Advocacy Coalitions, Policy Entrepreneurs, and Policy Change , 1996 .

[46]  Michael Hill,et al.  Implementing public policy , 2002 .

[47]  K. Dowding There Must Be End to Confusion: Policy Networks, Intellectual Fatigue, and the Need for Political Science Methods Courses in British Universities , 2001 .

[48]  E. Ostrom Converting Threats into Opportunities , 2006, PS: Political Science & Politics.

[49]  Gary James Jason,et al.  The Logic of Scientific Discovery , 1988 .

[50]  P. Feyerabend Against Method: Outline of an Anarchistic Theory of Knowledge , 1976 .

[51]  Peter John,et al.  Agendas and Instability in American Politics , 2013 .

[52]  Charles F. Parker,et al.  Preventable Catastrophe? The Hurricane Katrina Disaster Revisited , 2009 .

[53]  Keith Dowding,et al.  Model or Metaphor? A Critical Review of the Policy Network Approach , 1995 .

[54]  P. John,et al.  Is There Life After Policy Streams, Advocacy Coalitions, and Punctuations: Using Evolutionary Theory to Explain Policy Change? , 2003 .

[55]  E. Mitleton-Kelly Ten principles of complexity and enabling infrastructures , 2003 .

[56]  Susan Barrett,et al.  Policy and Action , 1981 .

[57]  G. Allison Conceptual Models and the Cuban Missile Crisis , 1969, American Political Science Review.

[58]  Keith Dowding,et al.  How Not to Use Evolutionary Theory in Politics: A Critique of Peter John , 2000 .

[59]  M. Keating,et al.  How many approaches in the social sciences? An epistemological introduction , 2008 .

[60]  Benny Hjern,et al.  Implementation Structures: A New Unit of Administrative Analysis , 1981 .

[61]  Michael Mintrom,et al.  Policy Entrepreneurship and Policy Change , 2009 .

[62]  D. Marsh,et al.  There is More Than One Way to Do Political Science: On Different Ways to Study Policy Networks , 2001 .

[63]  Mark Bevir,et al.  Interpreting British Governance , 2003 .

[64]  P. Cairney Understanding Public Policy , 2012 .

[65]  David Marsh,et al.  Understanding Policy Networks: Towards a Dialectical Approach , 2000 .

[66]  G. Majone,et al.  Policies as theories , 1980 .

[67]  Donley T. Studlar,et al.  Global Tobacco Control: Power, Policy, Governance and Transfer , 2011 .

[68]  M. Bishop What is this thing called Science , 1996 .

[69]  P. Hall Policy paradigms, social learning, and the state: the case of economic policymaking in Britain , 1993 .

[70]  I. Lakatos,et al.  Criticism and the Growth of Knowledge: Falsification and the Methodology of Scientific Research Programmes , 1970 .

[71]  T. Bovaird Emergent Strategic Management and Planning Mechanisms in Complex Adaptive Systems , 2008 .

[72]  M. Keating Putting European political science back together again , 2009, European Political Science Review.

[73]  D. Marsh Understanding British Government: Analysing Competing Models , 2008 .