Institutions and coalitions in policy processes: a cross-sectoral comparison

Actors with joint beliefs in a decision-making process form coalitions in order to translate their goals into policy. Yet, coalitions are not formed in an institutional void, but rather institutions confer opportunities and constraints to actors. This paper studies the institutional conditions under which either coalition structures with a dominant coalition or with competing coalitions emerge. It takes into account three conditions, i.e. the degree of federalism of a project, its degree of Europeanisation and the openness of the pre-parliamentary phase of the decision-making process. The cross-sectoral comparison includes the 11 most important decision-making processes in Switzerland between 2001 and 2006 with a fuzzy-set Qualitative Comparative Analysis. Results suggest that Europeanisation or an open pre-parliamentary phase lead to a dominant coalition, whereas only a specific combination of all three conditions is able to explain a structure with competing coalitions.

[1]  Manuel Fischer,et al.  Social Network Analysis and Qualitative Comparative Analysis: Their Mutual Benefit for the Explanation of Policy Network Structures , 2011 .

[2]  K. Kersbergen The Politics of Welfare State Reform , 2002 .

[3]  E. Immergut Institutions, Veto Points, and Policy Results: A Comparative Analysis of Health Care , 1990, Journal of Public Policy.

[4]  C. Weible,et al.  A Quarter Century of the Advocacy Coalition Framework: An Introduction to the Special Issue , 2011 .

[5]  Volker Schneider,et al.  Information Exchange in Policy Networks , 2012 .

[6]  E. Ostrom Understanding Institutional Diversity , 2005 .

[7]  C. Mahoney Networking vs. allying: the decision of interest groups to join coalitions in the US and the EU , 2007 .

[8]  B. Jones,et al.  Agendas and instability in American politics , 1993 .

[9]  P. Sciarini,et al.  The Impact of Internationalisation on the Swiss Decision-Making Process: A Quantitative Analysis of Legislative Acts, 1995-1999 , 2002 .

[10]  P. Sciarini,et al.  How Europe hits home: evidence from the Swiss case , 2004 .

[11]  Georg Vanberg,et al.  Veto Players: How Political Institutions Work , 2004, The Journal of Politics.

[12]  F. Scharpf,et al.  THE JOINT‐DECISION TRAP: LESSONS FROM GERMAN FEDERALISM AND EUROPEAN INTEGRATION , 1988 .

[13]  P. Knoepfel,et al.  Handbuch der Schweizer Politik , 1999 .

[14]  Carsten Q. Schneider,et al.  IT MIGHT LOOK LIKE A REGRESSION EQUATION … BUT IT'S NOT! AN INTUITIVE APPROACH TO THE PRESENTATION OF QCA AND FS/QCA RESULTS , 2006 .

[15]  Wolfgang C. Müller,et al.  Coalition Governments in Western Europe , 2000 .

[16]  Paul A. Sabatier,et al.  Comparing Policy Networks: Marine Protected Areas in California , 2005 .

[17]  P. Sabatier Theories of the Policy Process , 1999 .

[18]  Tanja A. Börzel,et al.  When Europe Hits Home: Europeanization and Domestic Change , 2000 .

[19]  Edella Schlager,et al.  Policy making and collective action: Defining coalitions within the advocacy coalition framework , 1995 .

[20]  Bryan D. Jones,et al.  Agenda Dynamics and Policy Subsystems , 1991, The Journal of Politics.

[21]  D. Braun Constitutional Change in Switzerland , 2008 .

[22]  VanbergGeorg Veto Players: How Political Institutions Work , 2014 .

[23]  Y. Papadopoulos,et al.  From corporatism to partisan politics : social policy making under strain in Switzerland , 2004 .

[24]  Patrick Doreian,et al.  Partitioning signed social networks , 2009, Soc. Networks.

[25]  Garry Robins,et al.  Testing Policy Theory with Statistical Models of Networks , 2012 .

[26]  Alexander H. Trechsel,et al.  The Politics of Switzerland: Frontmatter , 2008 .

[27]  Michael Laver,et al.  Multiparty Government: The Politics of Coalition in Europe , 1990 .

[28]  A. Fischer,et al.  L’impact de l’internationalisation sur les processus de décision en Suisse: Une analyse quantitative des actes législatifs 1995-1999 , 2002 .

[29]  R. Hinde,et al.  The Possibility of Cooperation@@@Cooperation: The Basis of Sociability.@@@Cooperation and Prosocial Behavior.@@@Governing the Commons: The Evolution of Institutions for Collective Action. , 1990 .

[30]  Craig Jenkins The Politics of Social Protest , 1995 .

[31]  Clive S. Thomas Political parties and interest groups : shaping democratic governance , 2001 .

[32]  M. Fischer,et al.  Europeanization and the inclusive strategies of executive actors , 2013 .

[33]  Craig Jenkins,et al.  The Political Opportunity Structure of New Social Movements: Its Impact on Their Mobilization , 1995 .

[34]  Carsten Q. Schneider,et al.  Standards of Good Practice in Qualitative Comparative Analysis (QCA) and Fuzzy-Sets , 2010 .

[35]  Vladimir Batagelj,et al.  Exploratory Social Network Analysis with Pajek , 2005 .

[36]  F. Scharpf The Joint-Decision Trap Revisited , 2006 .

[37]  N. Bandelow Advocacy Coalition Framework , 2015 .

[38]  D. Kübler Understanding policy change with the advocacy coalition framework: an application to Swiss drug policy , 2001 .

[39]  David Knoke,et al.  Networks of Elite Structure and Decision Making , 1993 .

[40]  Paul A. Sabatier,et al.  The advocacy coalition framework: revisions and relevance for Europe , 1998 .

[41]  L. Hooghe,et al.  Unraveling the Central State, but How? Types of Multi-level Governance , 2003, American Political Science Review.

[42]  Vladimir Batagelj,et al.  Pajek - Program for Large Network Analysis , 1999 .

[43]  C. Radaelli,et al.  Recasting Institutionalism: Institutional Analysis and Public Policy , 2012 .

[44]  D. Nohrstedt Shifting Resources and Venues Producing Policy Change in Contested Subsystems: A Case Study of Swedish Signals Intelligence Policy , 2011 .

[45]  A. Henry Ideology, Power, and the Structure of Policy Networks , 2011 .

[46]  Charles C. Ragin,et al.  Redesigning social inquiry , 2008 .

[47]  Patrick A. Mello Fuzzy-Set Qualitative Comparative Analysis , 2014 .

[48]  Mark Schneider,et al.  Building Consensual Institutions: Networks and the National Estuary Program , 2003 .

[49]  Christopher M. Weible,et al.  Beliefs and Perceived Influence in a Natural Resource Conflict: An Advocacy Coalition Approach to Policy Networks , 2005 .

[50]  Marie Hojnacki,et al.  Organized Interests' Advocacy Behavior in Alliances , 1998 .

[51]  A. Moravcsik,et al.  Preferences and Power in the European Community: A Liberal Intergovernmentalist Approach , 1993 .

[52]  John Scott,et al.  The SAGE Handbook of Social Network Analysis , 2011 .

[53]  K. Ingold Network Structures within Policy Processes: Coalitions, Power, and Brokerage in Swiss Climate Policy , 2011 .

[54]  P. Sabatier Knowledge, Policy-Oriented Learning, and Policy Change , 1987 .

[55]  R. Putnam Diplomacy and domestic politics: the logic of two-level games , 1988, International Organization.

[56]  M. T. Heaney,et al.  Brokering health policy: coalitions, parties, and interest group influence. , 2006, Journal of health politics, policy and law.

[57]  Stanley Wasserman,et al.  Social Network Analysis: Methods and Applications , 1994, Structural analysis in the social sciences.

[58]  P. Sabatier,et al.  Stakeholder partnerships as collaborative policymaking: Evaluation criteria applied to watershed management in California and Washington , 2002 .

[59]  D. Knoke,et al.  Comparing Policy Networks: Labor Politics in the U.S., Germany, and Japan , 1996 .

[60]  G. Brady Governing the Commons: The Evolution of Institutions for Collective Action , 1993 .

[61]  S. Adam,et al.  The Network Approach , 2019, Theories of the Policy Process.

[62]  Peter John,et al.  Agendas and Instability in American Politics , 2013 .