Loss of Consciousness Is Associated with Stabilization of Cortical Activity

What aspects of neuronal activity distinguish the conscious from the unconscious brain? This has been a subject of intense interest and debate since the early days of neurophysiology. However, as any practicing anesthesiologist can attest, it is currently not possible to reliably distinguish a conscious state from an unconscious one on the basis of brain activity. Here we approach this problem from the perspective of dynamical systems theory. We argue that the brain, as a dynamical system, is self-regulated at the boundary between stable and unstable regimes, allowing it in particular to maintain high susceptibility to stimuli. To test this hypothesis, we performed stability analysis of high-density electrocorticography recordings covering an entire cerebral hemisphere in monkeys during reversible loss of consciousness. We show that, during loss of consciousness, the number of eigenmodes at the edge of instability decreases smoothly, independently of the type of anesthetic and specific features of brain activity. The eigenmodes drift back toward the unstable line during recovery of consciousness. Furthermore, we show that stability is an emergent phenomenon dependent on the correlations among activity in different cortical regions rather than signals taken in isolation. These findings support the conclusion that dynamics at the edge of instability are essential for maintaining consciousness and provide a novel and principled measure that distinguishes between the conscious and the unconscious brain. SIGNIFICANCE STATEMENT What distinguishes brain activity during consciousness from that observed during unconsciousness? Answering this question has proven difficult because neither consciousness nor lack thereof have universal signatures in terms of most specific features of brain activity. For instance, different anesthetics induce different patterns of brain activity. We demonstrate that loss of consciousness is universally and reliably associated with stabilization of cortical dynamics regardless of the specific activity characteristics. To give an analogy, our analysis suggests that loss of consciousness is akin to depressing the damper pedal on the piano, which makes the sounds dissipate quicker regardless of the specific melody being played. This approach may prove useful in detecting consciousness on the basis of brain activity under anesthesia and other settings.

[1]  Emery N. Brown,et al.  Phase-based measures of cross-frequency coupling in brain electrical dynamics under general anesthesia , 2011, 2011 Annual International Conference of the IEEE Engineering in Medicine and Biology Society.

[2]  Charles M. Gaona,et al.  Stable and dynamic cortical electrophysiology of induction and emergence with propofol anesthesia , 2010, Proceedings of the National Academy of Sciences.

[3]  Zenas C. Chao,et al.  Large-Scale Information Flow in Conscious and Unconscious States: an ECoG Study in Monkeys , 2013, PloS one.

[4]  Yasuo Nagasaka,et al.  Multidimensional Recording (MDR) and Data Sharing: An Ecological Open Research and Educational Platform for Neuroscience , 2011, PloS one.

[5]  Gerwin Schalk,et al.  A brain–computer interface using electrocorticographic signals in humans , 2004, Journal of neural engineering.

[6]  A. Ravishankar Rao,et al.  Full-brain auto-regressive modeling (FARM) using fMRI , 2011, NeuroImage.

[7]  D. Ffytche,et al.  The anatomy of conscious vision: an fMRI study of visual hallucinations , 1998, Nature Neuroscience.

[8]  E. Brown,et al.  General anesthesia and altered states of arousal: a systems neuroscience analysis. , 2011, Annual review of neuroscience.

[9]  G. Tononi,et al.  A Theoretically Based Index of Consciousness Independent of Sensory Processing and Behavior , 2013, Science Translational Medicine.

[10]  Olga A Imas,et al.  Volatile Anesthetics Enhance Flash-induced &ggr; Oscillations in Rat Visual Cortex , 2005, Anesthesiology.

[11]  UnCheol Lee,et al.  Preferential Inhibition of Frontal-to-Parietal Feedback Connectivity Is a Neurophysiologic Correlate of General Anesthesia in Surgical Patients , 2011, PloS one.

[12]  Arnold Neumaier,et al.  Estimation of parameters and eigenmodes of multivariate autoregressive models , 2001, TOMS.

[13]  Alan J. Lerner,et al.  Plum and Posner’s diagnosis of stupor and coma , 2007, Journal of Neurology, Neurosurgery, and Psychiatry.

[14]  F. Varela,et al.  Radical embodiment: neural dynamics and consciousness , 2001, Trends in Cognitive Sciences.

[15]  UnCheol Lee,et al.  Dissociable Network Properties of Anesthetic State Transitions , 2011, Anesthesiology.

[16]  A. Yli-Hankala,et al.  Increase in high frequency EEG activity explains the poor performance of EEG spectral entropy monitor during S-ketamine anesthesia , 2006, Clinical Neurophysiology.

[17]  M. Magnasco,et al.  Input-Dependent Wave Attenuation in a Critically-Balanced Model of Cortex , 2012, PloS one.

[18]  Robert Oostenveld,et al.  Proceedings of the First International Workshop on Advances in Electrocorticography , 2010, Epilepsy & Behavior.

[19]  G. Tononi,et al.  Breakdown in cortical effective connectivity during midazolam-induced loss of consciousness , 2010, Proceedings of the National Academy of Sciences.

[20]  S L Shafer,et al.  The influence of age on propofol pharmacodynamics. , 1999, Anesthesiology.

[21]  Brian Litt,et al.  Proceedings of the Third International Workshop on Advances in Electrocorticography , 2010, Epilepsy & Behavior.

[22]  M. Magnasco,et al.  Self-Regulated Dynamical Criticality in Human ECoG , 2012, Front. Integr. Neurosci..

[23]  Jack W. Tsao,et al.  Observed brain dynamics, P.P. Mitra, H. Bokil. Oxford University Press (2008), ISBN-13: 978-0-19-517808-1, 381 pages, $65.00 , 2009 .

[24]  G. Mashour,et al.  Prevention of intraoperative awareness in a high-risk surgical population. , 2011, The New England journal of medicine.

[25]  Gang Chen,et al.  Involvement of kv1 potassium channels in spreading acidification and depression in the cerebellar cortex. , 2005, Journal of neurophysiology.

[26]  D. Chialvo Emergent complex neural dynamics , 2010, 1010.2530.

[27]  G. Tononi,et al.  Breakdown of Cortical Effective Connectivity During Sleep , 2005, Science.

[28]  George A Mashour,et al.  Processed electroencephalogram in depth of anesthesia monitoring , 2009, Current opinion in anaesthesiology.

[29]  M. Mascia,et al.  The General Anesthetic Propofol Enhances the Function of γ‐Aminobutyric Acid‐Coupled Chloride Channel in the Rat Cerebral Cortex , 1990, Journal of neurochemistry.

[30]  N. Franks General anaesthesia: from molecular targets to neuronal pathways of sleep and arousal , 2008, Nature Reviews Neuroscience.

[31]  Tang,et al.  Self-Organized Criticality: An Explanation of 1/f Noise , 2011 .

[32]  W. Bialek,et al.  Are Biological Systems Poised at Criticality? , 2010, 1012.2242.

[33]  Christopher G. Langton,et al.  Computation at the edge of chaos: Phase transitions and emergent computation , 1990 .

[34]  J. Clements,et al.  Ketamine disposition in children and adults. , 1983, British journal of anaesthesia.

[35]  P. Sebel,et al.  Functional connectivity changes with concentration of sevoflurane anesthesia , 2005, Neuroreport.

[36]  Jeffrey G. Ojemann,et al.  Power-Law Scaling in the Brain Surface Electric Potential , 2009, PLoS Comput. Biol..

[37]  E. John,et al.  Invariant Reversible QEEG Effects of Anesthetics , 2001, Consciousness and Cognition.

[38]  A. Belger,et al.  NMDA receptor antagonist effects, cortical glutamatergic function, and schizophrenia: toward a paradigm shift in medication development , 2003, Psychopharmacology.

[39]  D. Thomson,et al.  Spectrum estimation and harmonic analysis , 1982, Proceedings of the IEEE.

[40]  M. Magnasco,et al.  Self-tuned critical anti-Hebbian networks. , 2009, Physical review letters.

[41]  John M. Beggs,et al.  Neuronal Avalanches in Neocortical Circuits , 2003, The Journal of Neuroscience.

[42]  Theodore H. Schwartz,et al.  Dynamical criticality during induction of anesthesia in human ECoG recordings , 2014, Front. Neural Circuits.

[43]  Grant Fc,et al.  Physiologic observations following total hemispherectomy in man. , 1955 .

[44]  F. Jia,et al.  An extrasynaptic GABAA receptor mediates tonic inhibition in thalamic VB neurons. , 2005, Journal of neurophysiology.

[45]  E. Brown,et al.  General anesthesia, sleep, and coma. , 2010, The New England journal of medicine.

[46]  Emery N. Brown,et al.  Tracking brain states under general anesthesia by using global coherence analysis , 2011, Proceedings of the National Academy of Sciences.

[47]  Karl J. Friston,et al.  Behavioral / Systems / Cognitive Connectivity Changes Underlying Spectral EEG Changes during Propofol-Induced Loss of Consciousness , 2012 .

[48]  Frank Jülicher,et al.  A critique of the critical cochlea: Hopf--a bifurcation--is better than none. , 2010, Journal of neurophysiology.

[49]  M. Devor,et al.  Reversible analgesia, atonia, and loss of consciousness on bilateral intracerebral microinjection of pentobarbital , 2001, Pain.