An Introduction to the Controllability of Partial Differential Equations

These notes are a written abridged version of a course that both authors have delivered in the last five years in a number of schools and doctoral programs. Our main goal is to introduce some of the main results and tools of the modern theory of controllability of Partial Differential Equations (PDE). The notes are by no means complete. We focus on the most elementary material by making a particular choice of the problems under consideration. Roughly speaking, the controllability problem may be formulated as follows. Consider an evolution system (either described in terms of Partial or Ordinary Differential Equations (PDE/ODE)). We are allowed to act on the trajectories of the system by means of a suitable control (the right hand side of the system, the boundary conditions, etc.). Then, given a time interval t ∈ (0, T ), and initial and final states we have to find a control such that the solution matches both the initial state at time t = 0 and the final one at time t = T . This is a classical problem in Control Theory and there is a large literature on the topic. We refer for instance to the book by Lee and Marcus [44] for an introduction in the context of finite-dimensional systems. We also refer to the survey paper by Russell [55] and to the book of Lions [45] for an introduction to the controllability of PDE, also referred to as Distributed Parameter Systems. Research in this area has been very intensive in the last two decades and it would be impossible to report on the main progresses that have been made within these notes. For this reason we have chosen to collect some of the most relevant introductory material at the prize of not reaching the best results that

[1]  Jean-Pierre Kahane,et al.  Pseudo-périodicité et séries de Fourier lacunaires , 1962 .

[2]  Jerzy Zabczyk,et al.  Mathematical control theory - an introduction , 1992, Systems & Control: Foundations & Applications.

[3]  David L. Russell,et al.  A Unified Boundary Controllability Theory for Hyperbolic and Parabolic Partial Differential Equations , 1973 .

[4]  김정기,et al.  Propagation , 1994, Encyclopedia of Evolutionary Psychological Science.

[5]  D. L. Russell,et al.  Exact controllability theorems for linear parabolic equations in one space dimension , 1971 .

[6]  C. Baiocchi,et al.  Ingham-Beurling type theorems with weakened gap conditions , 2002 .

[7]  On the propagation of confined waves along the geodesics , 1990 .

[8]  Enrique Zuazua,et al.  On the lack of null-controllability of the heat equation on the half-line , 2000 .

[9]  Enrique Zuazua,et al.  Null and approximate controllability for weakly blowing up semilinear heat equations , 2000 .

[10]  Scott W. Hansen Bounds on functions biorthogonal to sets of complex exponentials; control of damped elastic systems☆ , 1991 .

[11]  A. Ingham Some trigonometrical inequalities with applications to the theory of series , 1936 .

[12]  D. L. Russell,et al.  Uniform bounds on biorthogonal functions for real exponentials with an application to the control theory of parabolic equations , 1974 .

[13]  Jean-Pierre Puel,et al.  Approximate controllability of the semilinear heat equation , 1995, Proceedings of the Royal Society of Edinburgh: Section A Mathematics.

[14]  Brice Allibert ANALYTIC CONTROLLABILITY OF THE WAVE EQUATION OVER A CYLINDER , 1999 .

[15]  Goong Chen,et al.  Carleman estimate for a parabolic equation in a Sobolev space of negative order and its applications , 2001 .

[16]  Enrique Zuazua,et al.  Controllability of the linear system of thermoelasticity , 1995 .

[17]  Xu Zhang,et al.  Explicit observability estimate for the wave equation with potential and its application , 2000, Proceedings of the Royal Society of London. Series A: Mathematical, Physical and Engineering Sciences.

[18]  Tataru Daniel,et al.  Unique continuation for solutions to pde's; between hörmander's theorem and holmgren' theorem , 1995 .

[19]  E B Lee,et al.  Foundations of optimal control theory , 1967 .

[20]  E. Cheney Introduction to approximation theory , 1966 .

[21]  G. Lebeau,et al.  Contróle Exact De Léquation De La Chaleur , 1995 .

[22]  Daniel Tataru,et al.  A priori estimates of Carleman's type in domains with boundary , 1994 .

[23]  R. Young,et al.  An introduction to nonharmonic Fourier series , 1980 .

[24]  E. Zuazua,et al.  Contrôlabilité approchée de l'équation de la chaleur linéaire avec des contrôles de norme L∞ minimale , 1993 .

[25]  A. Fursikov,et al.  Exact boundary zero controllability of three-dimensional Navier-Stokes equations , 1995 .

[26]  Enrique Zuazua,et al.  The cost of approximate controllability for heat equations: the linear case , 2000, Advances in Differential Equations.

[27]  Cathleen S. Morawetz,et al.  Notes on Time Decay and Scattering for Some Hyperbolic Problems , 1987 .

[28]  S. Kaczmarz,et al.  Theorie der Orthogonalreihen , 1936 .

[29]  Sorin Micu,et al.  Uniform boundary controllability of a semi-discrete 1-D wave equation , 2002, Numerische Mathematik.

[30]  J. Ball Strongly continuous semigroups, weak solutions, and the variation of constants formula , 1977 .

[31]  Antonio López Montes Uniform null-controllability for the one-dimensional heat equation with rapidly oscillating periodic density , 2002 .

[32]  Jacques-Louis Lions Contrôlabilite exacte et homogénéisation (I) , 1988 .

[33]  C. Bardos,et al.  Sharp sufficient conditions for the observation, control, and stabilization of waves from the boundary , 1992 .

[34]  Axel Osses A Rotated Multiplier Applied to the Controllability of Waves, Elasticity, and Tangential Stokes Control , 2001, SIAM J. Control. Optim..

[35]  Paul Malliavin,et al.  On the closure of characters and the zeros of entire functions , 1967 .

[36]  E. Zuazua Finite dimensional null controllability for the semilinear heat equation , 1997 .

[37]  Marius Tucsnak Regularity and Exact Controllability for a Beam With Piezoelectric Actuator , 1996 .

[38]  Enrique Zuazua,et al.  Exact controllability for the semilinear wave equation , 1990 .

[39]  Enrique Zuazua,et al.  Null‐Controllability of a System of Linear Thermoelasticity , 1998 .

[40]  H. Brezis Analyse fonctionnelle : théorie et applications , 1983 .

[41]  Enrique Zuazua,et al.  Some Problems and Results on the Controllability of Partial Differential Equations , 1998 .

[42]  N. Wiener,et al.  Fourier Transforms in the Complex Domain , 1934 .

[43]  Lop Fat Ho Observabilité frontière de l'équation des ondes , 1986 .

[44]  Gerd Grubb,et al.  PROBLÉMES AUX LIMITES NON HOMOGÉNES ET APPLICATIONS , 1969 .

[45]  Xu Zhang,et al.  Explicit Observability Inequalities for the Wave Equation with Lower Order Terms by Means of Carleman Inequalities , 2000, SIAM J. Control. Optim..

[46]  Enrique Zuazua,et al.  CONTROLLABILITY OF PARTIAL DIFFERENTIAL EQUATIONS AND ITS SEMI-DISCRETE APPROXIMATIONS , 2002 .

[47]  Sergei Avdonin,et al.  Families of Exponentials: The Method of Moments in Controllability Problems for Distributed Parameter Systems , 1995 .

[48]  H. Fattorini Estimates for sequences biorthogonal to certain complex exponentials and boundary control of the wave equation , 1977 .

[49]  Josephus Hulshof,et al.  Linear Partial Differential Equations , 1993 .

[50]  Eduardo D. Sontag,et al.  Mathematical control theory: deterministic finite dimensional systems (2nd ed.) , 1998 .

[51]  V. Komornik Exact Controllability and Stabilization: The Multiplier Method , 1995 .

[52]  D. Russell Controllability and Stabilizability Theory for Linear Partial Differential Equations: Recent Progress and Open Questions , 1978 .

[53]  Enrique Zuazua,et al.  Boundary obeservability for the space semi-discretization for the 1-d wave equation , 1999 .

[54]  A. Haraux,et al.  Systèmes dynamiques dissipatifs et applications , 1991 .

[55]  Axel Osses,et al.  On the controllability of the Laplace equation observed on an interior curve , 1998 .

[56]  Société de mathématiques appliquées et industrielles,et al.  Introduction aux problèmes d'évolution semi-linéaires , 1990 .

[57]  P. Gérard Microlocal defect measures , 1991 .

[58]  Par S. Alinhac Non-unicite du probleme de Cauchy , 1983 .

[59]  C. Zuily,et al.  Uniqueness in the Cauchy problem for operators with partially holomorphic coefficients , 1998 .

[60]  Stéphane Jaffard,et al.  ESTIMATES OF THE CONSTANTS IN GENERALIZED INGHAM'S INEQUALITY AND APPLICATIONS TO THE CONTROL OF THE WAVE EQUATION , 2001 .

[61]  Laurent Schwartz,et al.  Étude des sommes d'exponentielles , 1959 .