Battery state of health modeling and remaining useful life prediction through time series model

While most existing degradation modeling methods for rechargeable batteries consider a deterministic degradation model such as exponential model, this paper presents a time series model for battery degradation paths resembling experimental data on cycle aging. This model is based on breaking down the degradation path into segments by fitting a multiple-change-point linear model, which accounts for the degradation structure by regressing the segment lengths and the slope changes. These two variables are modeled by two sub-models: an autoregressive model with covariates for the slope changes at the change points and a survival regression model for the segment lengths that allows for censored data caused by interruptions during battery cycling. The combined model is able to predict a full battery degradation path based on historical paths, and predict the remaining degradation path even based merely on the partial path. The proposed model can also be used to produce confidence intervals for battery’s useful life by applying the method of parametric bootstrap to generate the empirical bootstrap distribution. The application of the proposed model is demonstrated with data from lithium iron phosphate and lithium nickel manganese cobalt oxide batteries. The comparison on prediction mean between proposed model, deterministic models with particle filter and recurrent neural network shows that the proposed model can make better prediction when capacity plunge is not present. The validation with simulations shows that the proposed model is reliable when complete historical paths are available as the simulation coverage rates are close to the nominal coverage rate 90%.

[1]  Scott Lundberg,et al.  A Unified Approach to Interpreting Model Predictions , 2017, NIPS.

[2]  Khadija El Kadri Benkara,et al.  Impedance Observer for a Li-Ion Battery Using Kalman Filter , 2009, IEEE Transactions on Vehicular Technology.

[3]  Matthew B. Pinson,et al.  Theory of SEI Formation in Rechargeable Batteries: Capacity Fade, Accelerated Aging and Lifetime Prediction , 2012, 1210.3672.

[4]  Xiaohong Su,et al.  Prognostics of Lithium-Ion Batteries Based on Battery Performance Analysis and Flexible Support Vector Regression , 2014 .

[5]  Guangzhong Dong,et al.  A coulombic efficiency-based model for prognostics and health estimation of lithium-ion batteries , 2019, Energy.

[6]  Di Zhou,et al.  Prognostics for State of Health of Lithium-Ion Batteries Based on Gaussian Process Regression , 2018 .

[7]  V. Muggeo Estimating regression models with unknown break‐points , 2003, Statistics in medicine.

[8]  Nitish Srivastava,et al.  Dropout: a simple way to prevent neural networks from overfitting , 2014, J. Mach. Learn. Res..

[9]  Dawn An,et al.  Practical options for selecting data-driven or physics-based prognostics algorithms with reviews , 2015, Reliab. Eng. Syst. Saf..

[10]  K. Goebel,et al.  An integrated approach to battery health monitoring using bayesian regression and state estimation , 2007, 2007 IEEE Autotestcon.

[11]  Zhengqiang Pan,et al.  Residual life estimation under time-varying conditions based on a Wiener process , 2017 .

[12]  Michael A. Osborne,et al.  Gaussian process regression for forecasting battery state of health , 2017, 1703.05687.

[13]  Jay Lee,et al.  A review on prognostics and health monitoring of Li-ion battery , 2011 .

[14]  J. H. Ward Hierarchical Grouping to Optimize an Objective Function , 1963 .

[15]  Michael Osterman,et al.  Prognostics of lithium-ion batteries based on DempsterShafer theory and the Bayesian Monte Carlo me , 2011 .

[16]  Zhen Liu,et al.  An improved autoregressive model by particle swarm optimization for prognostics of lithium-ion batteries , 2013, Microelectron. Reliab..

[17]  Dong Wang,et al.  Prognostics of Li(NiMnCo)O2-based lithium-ion batteries using a novel battery degradation model , 2017, Microelectron. Reliab..

[18]  Michael Buchholz,et al.  Health diagnosis and remaining useful life prognostics of lithium-ion batteries using data-driven methods , 2013 .

[19]  P. K. Chaturvedi,et al.  Li-ion battery ageing model parameter: SEI layer analysis using magnetic field probing , 2018 .

[20]  Yan-Fu Li,et al.  A review on prognostics and health management (PHM) methods of lithium-ion batteries , 2019 .

[21]  Hongwen He,et al.  Long Short-Term Memory Recurrent Neural Network for Remaining Useful Life Prediction of Lithium-Ion Batteries , 2018, IEEE Transactions on Vehicular Technology.

[22]  Dong Wang,et al.  Remaining Useful Life Prediction of Lithium-Ion Batteries Based on Spherical Cubature Particle Filter , 2016, IEEE Transactions on Instrumentation and Measurement.

[23]  Mohammad Rezvani,et al.  A Comparative Analysis of Techniques for Electric Vehicle Battery Prognostics and Health Management (PHM) , 2011 .

[24]  Huajing Fang,et al.  A new hybrid method for the prediction of the remaining useful life of a lithium-ion battery , 2017 .

[25]  Yi-Jun He,et al.  State of health estimation of lithium‐ion batteries: A multiscale Gaussian process regression modeling approach , 2015 .

[26]  M. Muggeo,et al.  segmented: An R package to Fit Regression Models with Broken-Line Relationships , 2008 .

[27]  P. Chan,et al.  Rapid urbanization effect on local climate: intercomparison of climate trends in Shenzhen and Hong Kong, 1968-2013 , 2015 .

[28]  Xiaosong Hu,et al.  An electrochemistry-based impedance model for lithium-ion batteries , 2014 .

[29]  Andreas Jossen,et al.  Comprehensive Modeling of Temperature-Dependent Degradation Mechanisms in Lithium Iron Phosphate Batteries , 2017 .

[30]  Kwok-Leung Tsui,et al.  An ensemble model for predicting the remaining useful performance of lithium-ion batteries , 2013, Microelectron. Reliab..

[31]  Suk Joo Bae,et al.  Dual Features Functional Support Vector Machines for Fault Detection of Rechargeable Batteries , 2009, IEEE Transactions on Systems, Man, and Cybernetics, Part C (Applications and Reviews).

[32]  C. Moo,et al.  Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries , 2009 .

[33]  M. Pecht,et al.  A case study on battery life prediction using particle filtering , 2012, Proceedings of the IEEE 2012 Prognostics and System Health Management Conference (PHM-2012 Beijing).

[34]  K. Laidler The development of the Arrhenius equation , 1984 .

[35]  Zonghai Chen,et al.  An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks , 2016 .

[36]  Jay Lee,et al.  Review and recent advances in battery health monitoring and prognostics technologies for electric vehicle (EV) safety and mobility , 2014 .

[37]  John McPhee,et al.  A survey of mathematics-based equivalent-circuit and electrochemical battery models for hybrid and electric vehicle simulation , 2014 .

[38]  Mihai V. Micea,et al.  Online State-of-Health Assessment for Battery Management Systems , 2011, IEEE Transactions on Instrumentation and Measurement.

[39]  Zonghai Chen,et al.  A novel Gaussian process regression model for state-of-health estimation of lithium-ion battery using charging curve , 2018 .

[40]  Liu Daton,et al.  Data-driven prognostics and remaining useful life estimation for lithium-ion battery: A Review , 2014 .

[41]  Wei Liang,et al.  Remaining useful life prediction of lithium-ion battery with unscented particle filter technique , 2013, Microelectron. Reliab..

[42]  Kai Zhang,et al.  Remaining Useful Life Prediction of Lithium-Ion Batteries Using Neural Network and Bat-Based Particle Filter , 2019, IEEE Access.

[43]  Hao Mu,et al.  A systematic model-based degradation behavior recognition and health monitoring method for lithium-ion batteries , 2017 .

[44]  Nan Chen,et al.  Prognostics and Health Management: A Review on Data Driven Approaches , 2015 .

[45]  Dian Wang,et al.  Online Lithium-Ion Battery Internal Resistance Measurement Application in State-of-Charge Estimation Using the Extended Kalman Filter , 2017 .