Approaching MIMO-OFDM Capacity with Per-Antenna Power and Rate Feedback

This paper presents power-efficient transmission schemes for the multiple-input multiple-output orthogonal frequency-division multiplexing (MIMO-OFDM) block-fading channel under the assumption that the channel during each fading block is known perfectly at the receiver, but is unavailable at the transmitter. Based on the well-known vertical Bell Labs layered space-time (V-BLAST) architecture that employs independent encoding for each transmit antenna and successive decoding at the receiver, this paper presents a per-antenna-based power and rate feedback scheme, termed the "closed-loop" V- BLAST, for which the receiver jointly optimizes the power and rate assignments for all transmit antennas, and then returns them to the transmitter via a low-rate feedback channel. The power and rate optimization minimizes the total transmit power for support of an aggregate transmission rate during each fading block. Convex optimization techniques are used to design efficient algorithms for optimal power and rate allocation. The proposed algorithms are also modified to incorporate practical system constraints on feedback complexity and on modulation and coding. Furthermore, this paper shows that the per-antenna-based power and rate control can be readily modified to combine with the conventional linear MIMO transmit preceding technique as an efficient and capacity-approaching partial-channel-feedback scheme. Simulation results show that the closed-loop V-BLAST is able to approach closely the MIMO-OFDM channel capacity assuming availability of perfect channel knowledge at both the transmitter and the receiver.

[1]  David Tse,et al.  Multiaccess Fading Channels-Part II: Delay-Limited Capacities , 1998, IEEE Trans. Inf. Theory.

[2]  John M. Cioffi,et al.  Optimized transmission for fading multiple-access and broadcast channels with multiple antennas , 2006, IEEE Journal on Selected Areas in Communications.

[3]  G. Caire,et al.  On the capacity of some channels with channel state information , 1998, Proceedings. 1998 IEEE International Symposium on Information Theory (Cat. No.98CH36252).

[4]  Reinaldo A. Valenzuela,et al.  Simplified processing for high spectral efficiency wireless communication employing multi-element arrays , 1999, IEEE J. Sel. Areas Commun..

[5]  Rohit U. Nabar,et al.  Introduction to Space-Time Wireless Communications , 2003 .

[6]  Reinaldo A. Valenzuela,et al.  V-BLAST: an architecture for realizing very high data rates over the rich-scattering wireless channel , 1998, 1998 URSI International Symposium on Signals, Systems, and Electronics. Conference Proceedings (Cat. No.98EX167).

[7]  Shlomo Shamai,et al.  Information-theoretic considerations for symmetric, cellular, multiple-access fading channels - Part II , 1997, IEEE Trans. Inf. Theory.

[8]  Emre Telatar,et al.  Capacity of Multi-antenna Gaussian Channels , 1999, Eur. Trans. Telecommun..

[9]  Raymond Knopp,et al.  Information capacity and power control in single-cell multiuser communications , 1995, Proceedings IEEE International Conference on Communications ICC '95.

[10]  Stephan ten Brink,et al.  Achieving near-capacity on a multiple-antenna channel , 2003, IEEE Trans. Commun..

[11]  Daniel Pérez Palomar,et al.  A tutorial on decomposition methods for network utility maximization , 2006, IEEE Journal on Selected Areas in Communications.

[12]  Thomas M. Cover,et al.  Elements of Information Theory , 2005 .

[13]  M. Varanasi,et al.  Optimum efficiently decodable layered space-time block codes , 2001, Conference Record of Thirty-Fifth Asilomar Conference on Signals, Systems and Computers (Cat.No.01CH37256).

[14]  Angel E. Lozano,et al.  Approaching the MIMO Capacity with a Low-Rate Feedback Channel in V-BLAST , 2004, EURASIP J. Adv. Signal Process..

[15]  Kwang Bok Lee,et al.  Transmit power allocation with small feedback overhead for a multiple antenna system , 2002, Proceedings IEEE 56th Vehicular Technology Conference.

[16]  John M. Cioffi,et al.  On the relation between V-BLAST and the GDFE , 2001, IEEE Communications Letters.

[17]  John M. Cioffi,et al.  Spatio-temporal coding for wireless communication , 1998, IEEE Trans. Commun..

[18]  Andrea J. Goldsmith,et al.  Sum power iterative water-filling for multi-antenna Gaussian broadcast channels , 2005, IEEE Transactions on Information Theory.

[19]  David Tse,et al.  Multiaccess Fading Channels-Part I: Polymatroid Structure, Optimal Resource Allocation and Throughput Capacities , 1998, IEEE Trans. Inf. Theory.

[20]  Wei Yu,et al.  A Dual Decomposition Approach to the Sum Power Gaussian Vector Multiple Access Channel Sum Capacity Problem , 2003 .

[21]  R.W. Heath,et al.  Multimode precoding for MIMO wireless systems , 2005, IEEE Transactions on Signal Processing.

[22]  Wonjong Rhee,et al.  Degrees of freedom in multi-user spatial multiplex systems with multiple antennas , 2004 .

[23]  Vincent K. N. Lau,et al.  On the design of MIMO block-fading channels with feedback-link capacity constraint , 2004, IEEE Transactions on Communications.

[24]  Mohit Garg Multi-user Detection , 2005 .

[25]  David Tse,et al.  Linear Multiuser Receivers: Effective Interference, Effective Bandwidth and User Capacity , 1999, IEEE Trans. Inf. Theory.

[26]  John G. Proakis,et al.  Digital Communications , 1983 .

[27]  Shlomo Shamai,et al.  On the capacity of some channels with channel state information , 1999, IEEE Trans. Inf. Theory.

[28]  John M. Cioffi,et al.  Joint Tx-Rx beamforming design for multicarrier MIMO channels: a unified framework for convex optimization , 2003, IEEE Trans. Signal Process..

[29]  Wei Yu,et al.  Iterative water-filling for Gaussian vector multiple-access channels , 2001, IEEE Transactions on Information Theory.

[30]  Robert W. Heath,et al.  What is the value of limited feedback for MIMO channels? , 2004, IEEE Communications Magazine.

[31]  Stephen P. Boyd,et al.  Convex Optimization , 2004, Algorithms and Theory of Computation Handbook.

[32]  Giuseppe Caire,et al.  Bit-Interleaved Coded Modulation , 2008, Found. Trends Commun. Inf. Theory.

[33]  Ying-Chang Liang,et al.  Transmit Optimization for MIMO-OFDM With Delay-Constrained and No-Delay-Constrained Traffic , 2006, IEEE Transactions on Signal Processing.

[34]  Michael J. Todd,et al.  The Ellipsoid Method: A Survey , 1980 .

[35]  Georgios B. Giannakis,et al.  Adaptive MIMO-OFDM based on partial channel state information , 2004, IEEE Transactions on Signal Processing.

[36]  Angel E. Lozano,et al.  Approaching eigenmode BLAST channel capacity using V-BLAST with rate and power feedback , 2001, IEEE 54th Vehicular Technology Conference. VTC Fall 2001. Proceedings (Cat. No.01CH37211).

[37]  Giuseppe Caire,et al.  Limiting performance of block-fading channels with multiple antennas , 2001, IEEE Trans. Inf. Theory.

[38]  Ying-Chang Liang,et al.  Subchannel grouping and statistical waterfilling for vector block-fading channels , 2006, IEEE Transactions on Communications.

[39]  E. Biglieri,et al.  Limiting performance of block-fading channels with multiple antennas , 1999, Proceedings of the 1999 IEEE Information Theory and Communications Workshop (Cat. No. 99EX253).

[40]  Andrea J. Goldsmith,et al.  Capacity limits of MIMO channels , 2003, IEEE J. Sel. Areas Commun..

[41]  Ying-Chang Liang,et al.  Downlink channel covariance matrix (DCCM) estimation and its applications in wireless DS-CDMA systems , 2001, IEEE J. Sel. Areas Commun..

[42]  John M. Cioffi,et al.  Spatio-temporal coding for wireless communications , 1996, Proceedings of GLOBECOM'96. 1996 IEEE Global Telecommunications Conference.

[43]  T. Guess,et al.  Optimum decision feedback multiuser equalization with successive decoding achieves the total capacity of the Gaussian multiple-access channel , 1997, Conference Record of the Thirty-First Asilomar Conference on Signals, Systems and Computers (Cat. No.97CB36136).

[44]  Shlomo Shamai,et al.  Information-theoretic considerations for symmetric, cellular, multiple-access fading channels - Part I , 1997, IEEE Trans. Inf. Theory.

[45]  Pravin Varaiya,et al.  Capacity of fading channels with channel side information , 1997, IEEE Trans. Inf. Theory.

[46]  Lin Dai,et al.  Low complexity per-antenna rate and power control approach for closed-loop V-BLAST , 2003, IEEE Trans. Commun..