Overview of Millimeter Wave Communications for Fifth-Generation (5G) Wireless Networks—With a Focus on Propagation Models

This paper provides an overview of the features of fifth generation (5G) wireless communication systems now being developed for use in the millimeter wave (mmWave) frequency bands. Early results and key concepts of 5G networks are presented, and the channel modeling efforts of many international groups for both licensed and unlicensed applications are described here. Propagation parameters and channel models for understanding mmWave propagation, such as line-of-sight (LOS) probabilities, large-scale path loss, and building penetration loss, as modeled by various standardization bodies, are compared over the 0.5–100 GHz range.

[1]  Theodore S. Rappaport,et al.  Overview of spatial channel models for antenna array communication systems , 1998, IEEE Wirel. Commun..

[2]  Theodore S. Rappaport,et al.  Millimeter-Wave 60 GHz Outdoor and Vehicle AOA Propagation Measurements Using a Broadband Channel Sounder , 2011, 2011 IEEE Global Telecommunications Conference - GLOBECOM 2011.

[3]  Theodore S. Rappaport,et al.  Consumption Factor and Power-Efficiency Factor: A Theory for Evaluating the Energy Efficiency of Cascaded Communication Systems , 2014, IEEE Journal on Selected Areas in Communications.

[4]  Theodore S. Rappaport,et al.  Local multipath model parameters for generating 5G millimeter-wave 3GPP-like channel impulse response , 2015, 2016 10th European Conference on Antennas and Propagation (EuCAP).

[5]  M. Hata,et al.  Empirical formula for propagation loss in land mobile radio services , 1980, IEEE Transactions on Vehicular Technology.

[6]  Katsuyuki Haneda,et al.  Frequency-Agile Pathloss Models for Urban Street Canyons , 2016, IEEE Transactions on Antennas and Propagation.

[7]  Jeffrey G. Andrews,et al.  Femtocell networks: a survey , 2008, IEEE Communications Magazine.

[8]  Theodore S. Rappaport,et al.  Millimeter wave small-scale spatial statistics in an urban microcell scenario , 2017, 2017 IEEE International Conference on Communications (ICC).

[9]  Theodore S. Rappaport,et al.  Indoor office wideband penetration loss measurements at 73 GHz , 2017, 2017 IEEE International Conference on Communications Workshops (ICC Workshops).

[10]  Masahiro Morikura,et al.  Experimental evaluation of IEEE 802.11ad millimeter-wave WLAN devices , 2015, 2015 21st Asia-Pacific Conference on Communications (APCC).

[11]  Troels B. Sorensen,et al.  Analysis of 38 GHz mmWave Propagation Characteristics of Urban Scenarios , 2015 .

[12]  Javier Gozálvez,et al.  IEEE 802.11p vehicle to infrastructure communications in urban environments , 2012, IEEE Communications Magazine.

[13]  Theodore S. Rappaport,et al.  Propagation Path Loss Models for 5G Urban Micro- and Macro-Cellular Scenarios , 2015, 2016 IEEE 83rd Vehicular Technology Conference (VTC Spring).

[14]  Yeon-Jea Cho,et al.  Synchronous channel sounder using horn antenna and indoor measurements on 28 GHz , 2014, 2014 IEEE International Black Sea Conference on Communications and Networking (BlackSeaCom).

[15]  Theodore S. Rappaport,et al.  Investigation of Prediction Accuracy, Sensitivity, and Parameter Stability of Large-Scale Propagation Path Loss Models for 5G Wireless Communications , 2016, IEEE Transactions on Vehicular Technology.

[16]  Anass Benjebbour,et al.  Design considerations for a 5G network architecture , 2014, IEEE Communications Magazine.

[17]  Theodore S. Rappaport,et al.  Path loss, delay spread, and outage models as functions of antenna height for microcellular system design , 1994 .

[18]  Theodore S. Rappaport,et al.  Millimeter Wave Mobile Communications for 5G Cellular: It Will Work! , 2013, IEEE Access.

[19]  Jeffrey G. Andrews,et al.  Tractable Model for Rate in Self-Backhauled Millimeter Wave Cellular Networks , 2014, IEEE Journal on Selected Areas in Communications.

[20]  Kyungwhoon Cheun,et al.  Millimeter-wave beamforming as an enabling technology for 5G cellular communications: theoretical feasibility and prototype results , 2014, IEEE Communications Magazine.

[21]  Theodore S. Rappaport,et al.  Millimeter wave wireless communications: new results for rural connectivity , 2016, ATC@MobiCom.

[22]  Yi Wang,et al.  5G 3GPP-Like Channel Models for Outdoor Urban Microcellular and Macrocellular Environments , 2016, 2016 IEEE 83rd Vehicular Technology Conference (VTC Spring).

[23]  Dajana Cassioli,et al.  Millimeter waves channel measurements and path loss models , 2012, 2012 IEEE International Conference on Communications (ICC).

[24]  Theodore S. Rappaport,et al.  Exploiting directionality for millimeter-wave wireless system improvement , 2015, 2015 IEEE International Conference on Communications (ICC).

[25]  Mohsen Guizani,et al.  5G wireless backhaul networks: challenges and research advances , 2014, IEEE Network.

[26]  Theodore S. Rappaport,et al.  Small-Scale, Local Area, and Transitional Millimeter Wave Propagation for 5G Communications , 2017, IEEE Transactions on Antennas and Propagation.

[27]  Eldad Perahia,et al.  IEEE 802.11ad: Defining the Next Generation Multi-Gbps Wi-Fi , 2010, 2010 7th IEEE Consumer Communications and Networking Conference.

[28]  Feng Qian,et al.  An in-depth understanding of multipath TCP on mobile devices: measurement and system design , 2016, MobiCom.

[29]  Robert W. Heath,et al.  Is the PHY layer dead? , 2011, IEEE Communications Magazine.

[30]  Yi Wang,et al.  2016 IEEE 83rd Vehicular Technology Conference (VTC Spring 2016)) , 2016, IEEE Vehicular Technology Conference.

[31]  Yan Zhang,et al.  Vehicular Networks: Techniques, Standards, and Applications , 2009 .

[32]  Jörg Widmer,et al.  Steering with eyes closed: Mm-Wave beam steering without in-band measurement , 2015, 2015 IEEE Conference on Computer Communications (INFOCOM).

[33]  Theodore S. Rappaport,et al.  Probabilistic Omnidirectional Path Loss Models for Millimeter-Wave Outdoor Communications , 2015, IEEE Wireless Communications Letters.

[34]  M. Goodarzi Dynamically Reconfigurable Optical-Wireless Back- haul/Fronthaul with Cognitive Control Plane for Small Cells and Cloud-RANs , 2015 .

[35]  Theodore S. Rappaport,et al.  Millimeter-Wave Omnidirectional Path Loss Data for Small Cell 5G Channel Modeling , 2015, IEEE Access.

[36]  Ekram Hossain,et al.  Evolution toward 5G multi-tier cellular wireless networks: An interference management perspective , 2014, IEEE Wireless Communications.

[37]  Theodore S. Rappaport,et al.  Investigation and Comparison of 3GPP and NYUSIM Channel Models for 5G Wireless Communications , 2017, 2017 IEEE 86th Vehicular Technology Conference (VTC-Fall).

[38]  Theodore S. Rappaport,et al.  3-D Millimeter-Wave Statistical Channel Model for 5G Wireless System Design , 2016, IEEE Transactions on Microwave Theory and Techniques.

[39]  Yi Wang,et al.  Indoor 5G 3GPP-like channel models for office and shopping mall environments , 2016, 2016 IEEE International Conference on Communications Workshops (ICC).

[40]  Anton Monk,et al.  OTFS - Orthogonal Time Frequency Space , 2016, ArXiv.

[41]  Laurent Dussopt,et al.  A 65-nm CMOS Fully Integrated Transceiver Module for 60-GHz Wireless HD Applications , 2011, IEEE Journal of Solid-State Circuits.

[42]  A. Robert Calderbank,et al.  Orthogonal Time Frequency Space Modulation , 2017, 2017 IEEE Wireless Communications and Networking Conference (WCNC).

[43]  Jeffrey G. Andrews,et al.  An overview of load balancing in hetnets: old myths and open problems , 2013, IEEE Wireless Communications.

[44]  Theodore S. Rappaport,et al.  Concepts and Implementation of a Semantic Web Archiving and Simulation System for RF Propagation Measurements , 2011, 2011 IEEE Vehicular Technology Conference (VTC Fall).

[45]  Theodore S. Rappaport,et al.  28 GHz Millimeter-Wave Ultrawideband Small-Scale Fading Models in Wireless Channels , 2015, 2016 IEEE 83rd Vehicular Technology Conference (VTC Spring).

[46]  P. Chanclou,et al.  An energy consumption comparison of different mobile backhaul and fronthaul optical access architectures , 2014, 2014 The European Conference on Optical Communication (ECOC).

[47]  Theodore S. Rappaport,et al.  Analysis and Simulation of Adjacent Service Interference to Vehicle-Equipped Digital Wireless Receivers from Cellular Mobile Terminals , 2010, 2010 IEEE 72nd Vehicular Technology Conference - Fall.

[48]  Junyi Li,et al.  Indoor mm-Wave Channel Measurements: Comparative Study of 2.9 GHz and 29 GHz , 2014, GLOBECOM 2014.

[49]  Theodore S. Rappaport,et al.  Study on 3GPP rural macrocell path loss models for millimeter wave wireless communications , 2017, 2017 IEEE International Conference on Communications (ICC).

[50]  Theodore S. Rappaport,et al.  State of the Art in 60-GHz Integrated Circuits and Systems for Wireless Communications , 2011, Proceedings of the IEEE.

[51]  Eldad Perahia,et al.  Next Generation Wireless LANs: 802.11n and 802.11ac , 2013 .

[52]  Mehdi Bennis,et al.  Living on the edge: The role of proactive caching in 5G wireless networks , 2014, IEEE Communications Magazine.

[53]  Huan Nguyen,et al.  Path Loss, Shadow Fading, and Line-of-Sight Probability Models for 5G Urban Macro-Cellular Scenarios , 2015, 2015 IEEE Globecom Workshops (GC Wkshps).

[54]  Theodore S. Rappaport,et al.  Indoor and Outdoor 5G Diffraction Measurements and Models at 10, 20, and 26 GHz , 2016, 2016 IEEE Global Communications Conference (GLOBECOM).

[55]  Theodore S. Rappaport,et al.  Broadband Millimeter-Wave Propagation Measurements and Models Using Adaptive-Beam Antennas for Outdoor Urban Cellular Communications , 2013, IEEE Transactions on Antennas and Propagation.

[56]  Fredrik Tufvesson,et al.  This article has been accepted for inclusion in a future issue of this journal. Content is final as presented, with the exception of pagination. INVITED PAPER Vehicular Channel Characterization and Its Implications for Wireless System Design and Performan , 2022 .

[57]  Theodore S. Rappaport,et al.  28 GHz and 73 GHz millimeter-wave indoor propagation measurements and path loss models , 2015, 2015 IEEE International Conference on Communication Workshop (ICCW).

[58]  Theodore S. Rappaport,et al.  Path loss models for 5G millimeter wave propagation channels in urban microcells , 2013, 2013 IEEE Global Communications Conference (GLOBECOM).

[59]  Theodore S. Rappaport,et al.  Millimeter-Wave Human Blockage at 73 GHz with a Simple Double Knife-Edge Diffraction Model and Extension for Directional Antennas , 2016, 2016 IEEE 84th Vehicular Technology Conference (VTC-Fall).

[60]  Theodore S. Rappaport,et al.  Radiocommunications , 1967, Revue Internationale de la Croix-Rouge.

[61]  Theodore S. Rappaport,et al.  3-D statistical channel model for millimeter-wave outdoor mobile broadband communications , 2015, 2015 IEEE International Conference on Communications (ICC).

[62]  Theodore S. Rappaport,et al.  Millimeter-Wave Cellular Wireless Networks: Potentials and Challenges , 2014, Proceedings of the IEEE.

[63]  Theodore S. Rappaport,et al.  Millimeter-Wave Enhanced Local Area Systems: A High-Data-Rate Approach for Future Wireless Networks , 2014, IEEE Journal on Selected Areas in Communications.

[64]  Katsuyuki Haneda,et al.  Channel Models and Beamforming at Millimeter-Wave Frequency Bands , 2015, IEICE Trans. Commun..

[65]  Theodore S. Rappaport,et al.  A Prediction Study of Path Loss Models from 2-73.5 GHz in an Urban-Macro Environment , 2015, 2016 IEEE 83rd Vehicular Technology Conference (VTC Spring).

[66]  H.T. Friis,et al.  A Note on a Simple Transmission Formula , 1946, Proceedings of the IRE.

[67]  Xiqi Gao,et al.  Cellular architecture and key technologies for 5G wireless communication networks , 2014, IEEE Communications Magazine.

[68]  Junyi Li,et al.  Network densification: the dominant theme for wireless evolution into 5G , 2014, IEEE Communications Magazine.

[69]  Lochan Verma,et al.  Wifi on steroids: 802.11AC and 802.11AD , 2013, IEEE Wireless Communications.

[70]  Theodore S. Rappaport,et al.  Channel Model with Improved Accuracy and Efficiency in mmWave Bands , 2017 .

[71]  Theodore S. Rappaport,et al.  Measurements and models for 38-GHz point-to-multipoint radiowave propagation , 2000, IEEE Journal on Selected Areas in Communications.

[72]  K. Bullington Radio Propagation at Frequencies above 30 Megacycles , 1947, Proceedings of the IRE.

[73]  Gerhard Fettweis,et al.  Generalized Frequency Division Multiplexing for 5th Generation Cellular Networks , 2014, IEEE Transactions on Communications.

[74]  Juyul Lee,et al.  Measurement‐Based Propagation Channel Characteristics for Millimeter‐Wave 5G Giga Communication Systems , 2016 .

[75]  Cheng-Xiang Wang,et al.  Spectral efficiency analysis of mobile Femtocell based cellular systems , 2011, 2011 IEEE 13th International Conference on Communication Technology.

[76]  Alexander Maltsev,et al.  Channel modeling in the next generation mmWave Wi-Fi: IEEE 802.11ay standard , 2016 .

[77]  Theodore S. Rappaport,et al.  73 GHz wideband millimeter-wave foliage and ground reflection measurements and models , 2015, 2015 IEEE International Conference on Communication Workshop (ICCW).

[78]  Lotfi Kamoun,et al.  PHY/MAC Enhancements and QoS Mechanisms for Very High Throughput WLANs: A Survey , 2013, IEEE Communications Surveys & Tutorials.

[79]  Fredrik Berggren,et al.  Out-of-Band Power Suppression in OFDM , 2008, IEEE Communications Letters.

[80]  James V. Krogmeier,et al.  Millimeter Wave Beamforming for Wireless Backhaul and Access in Small Cell Networks , 2013, IEEE Transactions on Communications.

[81]  Theodore S. Rappaport,et al.  A novel millimeter-wave channel simulator and applications for 5G wireless communications , 2017, 2017 IEEE International Conference on Communications (ICC).

[82]  Theodore S. Rappaport,et al.  72 GHz millimeter wave indoor measurements for wireless and backhaul communications , 2013, 2013 IEEE 24th Annual International Symposium on Personal, Indoor, and Mobile Radio Communications (PIMRC).

[83]  Hari Balakrishnan,et al.  WiFi, LTE, or Both?: Measuring Multi-Homed Wireless Internet Performance , 2014, Internet Measurement Conference.

[84]  Iyemeh E. Uchendu,et al.  Survey of Beam Steering Techniques Available for Millimeter Wave Applications , 2016 .

[85]  Katsuyuki Haneda,et al.  Evaluation of Millimeter-Wave Line-of-Sight Probability With Point Cloud Data , 2016, IEEE Wireless Communications Letters.

[86]  Guidelines for evaluation of radio interface technologies for IMT-Advanced , 2008 .

[87]  Jeffrey G. Andrews,et al.  What Will 5G Be? , 2014, IEEE Journal on Selected Areas in Communications.

[88]  Louis J. Ippolito,et al.  Attenuation by Atmospheric Gases , 1986 .

[89]  Christoph F. Mecklenbräuker,et al.  On roadside unit antenna measurements for vehicle-to-infrastructure communications , 2012, 2012 IEEE 23rd International Symposium on Personal, Indoor and Mobile Radio Communications - (PIMRC).

[90]  Eldad Perahia,et al.  Gigabit wireless LANs: an overview of IEEE 802.11ac and 802.11ad , 2011, MOCO.

[91]  Theodore S. Rappaport,et al.  Millimeter Wave Wireless Communications , 2014 .

[92]  Theodore S. Rappaport,et al.  73 GHz millimeter wave propagation measurements for outdoor urban mobile and backhaul communications in New York City , 2014, 2014 IEEE International Conference on Communications (ICC).

[93]  Gerhard P. Fettweis,et al.  The Tactile Internet: Applications and Challenges , 2014, IEEE Vehicular Technology Magazine.

[94]  Theodore S. Rappaport,et al.  Synthesizing Omnidirectional Antenna Patterns, Received Power and Path Loss from Directional Antennas for 5G Millimeter-Wave Communications , 2014, 2015 IEEE Global Communications Conference (GLOBECOM).

[95]  Anders Furuskar,et al.  Outdoor-to-indoor coverage in high frequency bands , 2014, 2014 IEEE Globecom Workshops (GC Wkshps).

[96]  Theodore S. Rappaport,et al.  Indoor Office Wideband Millimeter-Wave Propagation Measurements and Channel Models at 28 and 73 GHz for Ultra-Dense 5G Wireless Networks , 2015, IEEE Access.

[97]  Athanasios V. Vasilakos,et al.  Software-Defined and Virtualized Future Mobile and Wireless Networks: A Survey , 2014, Mobile Networks and Applications.

[98]  Marimuthu Palaniswami,et al.  Internet of Things (IoT): A vision, architectural elements, and future directions , 2012, Future Gener. Comput. Syst..

[99]  Halim Yanikomeroglu,et al.  Device-to-device communication in 5G cellular networks: challenges, solutions, and future directions , 2014, IEEE Communications Magazine.

[100]  Theodore S. Rappaport,et al.  Omnidirectional path loss models in New York City at 28 GHz and 73 GHz , 2014, 2014 IEEE 25th Annual International Symposium on Personal, Indoor, and Mobile Radio Communication (PIMRC).

[101]  Theodore S. Rappaport,et al.  Study on 3GPP rural macrocell path loss models for millimeter wave wireless communications , 2017, 2017 IEEE International Conference on Communications (ICC).

[102]  Tommy Svensson,et al.  Making 5G Adaptive Antennas Work for Very Fast Moving Vehicles , 2015, IEEE Intelligent Transportation Systems Magazine.

[103]  Theodore S. Rappaport,et al.  Millimeter-wave distance-dependent large-scale propagation measurements and path loss models for outdoor and indoor 5G systems , 2015, 2016 10th European Conference on Antennas and Propagation (EuCAP).

[104]  Giulio Colavolpe,et al.  Modulation Formats and Waveforms for 5G Networks: Who Will Be the Heir of OFDM?: An overview of alternative modulation schemes for improved spectral efficiency , 2014, IEEE Signal Processing Magazine.

[105]  Theodore S. Rappaport,et al.  Propagation measurements and models for wireless communications channels , 1995, IEEE Commun. Mag..

[106]  Lars Thiele,et al.  QuaDRiGa: A 3-D Multi-Cell Channel Model With Time Evolution for Enabling Virtual Field Trials , 2014, IEEE Transactions on Antennas and Propagation.

[107]  Theodore S. Rappaport,et al.  Wideband Millimeter-Wave Propagation Measurements and Channel Models for Future Wireless Communication System Design , 2015, IEEE Transactions on Communications.

[108]  Theodore S. Rappaport,et al.  Proposal on Millimeter-Wave Channel Modeling for 5G Cellular System , 2016, IEEE Journal of Selected Topics in Signal Processing.

[109]  Srikanth V. Krishnamurthy,et al.  FluidNet: A Flexible Cloud-Based Radio Access Network for Small Cells , 2013, IEEE/ACM Transactions on Networking.

[110]  Junyi Li,et al.  Indoor mm-Wave Channel Measurements: Comparative Study of 2.9 GHz and 29 GHz , 2014, 2015 IEEE Global Communications Conference (GLOBECOM).