The Estimation of Minimum-Misfit Stochastic Models from Empirical Ground-Motion Prediction Equations

In areas of moderate to low seismic activity there is commonly a lack of recorded strong ground motion. As a consequence, the prediction of ground motion expected for hypothetical future earthquakes is often performed by employing em- pirical models from other regions. In this context, Campbell's hybrid empirical ap- proach (Campbell, 2003, 2004) provides a methodological framework to adapt ground-motion prediction equations to arbitrary target regions by using response spectral host-to-target-region-conversion filters. For this purpose, the empirical ground-motion prediction equation has to be quantified in terms of a stochastic model. The problem we address here is how to do this in a systematic way and how to assess the corresponding uncertainties. For the determination of the model param- eters we use a genetic algorithm search. The stochastic model spectra were calculated by using a speed-optimized version of SMSIM (Boore, 2000). For most of the em- pirical ground-motion models, we obtain sets of stochastic models that match the empirical models within the full magnitude and distance ranges of their generating data sets fairly well. The overall quality of fit and the resulting model parameter sets strongly depend on the particular choice of the distance metric used for the stochastic model. We suggest the use of the hypocentral distance metric for the stochastic simulation of strong ground motion because it provides the lowest-misfit stochastic models for most empirical equations. This is in agreement with the results of two recent studies of hypocenter locations in finite-source models which indicate that hypocenters are often located close to regions of large slip (Mai et al., 2005; Mani- ghetti et al., 2005). Because essentially all empirical ground-motion prediction equa- tions contain data from different geographical regions, the model parameters corre- sponding to the lowest-misfit stochastic models cannot necessarily be expected to represent single, physically realizable host regions but to model the generating data sets in an average way. In addition, the differences between the lowest-misfit sto- chastic models and the empirical ground-motion prediction equation are strongly distance, magnitude, and frequency dependent, which, according to the laws of un- certainty propagation, will increase the variance of the corresponding hybrid empir- ical model predictions (Scherbaum et al., 2005). As a consequence, the selection of empirical ground-motion models for host-to-target-region conversions requires con- siderable judgment of the ground-motion analyst.

[1]  Robin K. McGuire,et al.  The character of high-frequency strong ground motion , 1981 .

[2]  David M. Boore,et al.  Simulation of Ground Motion Using the Stochastic Method , 2003 .

[3]  Ian G. Main,et al.  Earthquake Hazard Analysis: Issues and insights , 1992 .

[4]  David M. Boore,et al.  Fitting the stochastic ω−2 source model to observed response spectra in western north America: Trade-offs between Δσ and κ , 1992, Bulletin of the Seismological Society of America.

[5]  John Douglas,et al.  Near-field horizontal and vertical earthquake ground motions , 2003 .

[6]  F. Sabetta,et al.  Estimation of response spectra and simulation of nonstationary earthquake ground motions , 1996, Bulletin of the Seismological Society of America.

[7]  J. Douglas Earthquake ground motion estimation using strong-motion records: a review of equations for the estimation of peak ground acceleration and response spectral ordinates , 2003 .

[8]  F. Scherbaum,et al.  On the Conversion of Source-to-Site Distance Measures for Extended Earthquake Source Models , 2004 .

[9]  David M. Boore,et al.  SSMSIM : Fortran programs for simulating ground motions from earthquakes , 1996 .

[10]  K. Campbell PREDICTION OF STRONG GROUND MOTION USING THE HYBRID EMPIRICAL METHOD AND ITS USE IN THE DEVELOPMENT OF GROUND-MOTION (ATTENUATION) RELATIONS IN EASTERN NORTH AMERICA , 2003 .

[11]  Robert B. Herrmann,et al.  A statistical model for ground motion produced by earthquakes at local and regional distances , 1990, Bulletin of the Seismological Society of America.

[12]  David M. Boore,et al.  SEA99: A Revised Ground-Motion Prediction Relation for Use in Extensional Tectonic Regimes , 2005 .

[13]  Mrinal K. Sen,et al.  Nonlinear multiparameter optimization using genetic algorithms; inversion of plane-wave seismograms , 1991 .

[14]  Gail M. Atkinson,et al.  STOCHASTIC PREDICTION OF GROUND MOTION AND SPECTRAL RESPONSE PARAMETERS AT HARD-ROCK SITES IN EASTERN NORTH AMERICA , 1987 .

[15]  David M. Boore,et al.  Site amplifications for generic rock sites , 1997, Bulletin of the Seismological Society of America.

[16]  R. Snieder,et al.  Identifying sets of acceptable solutions to non-linear, geophysical inverse problems which have complicated misfit functions , 1995 .

[17]  N. Abrahamson,et al.  Empirical Response Spectral Attenuation Relations for Shallow Crustal Earthquakes , 1997 .

[18]  Michel Campillo,et al.  Contribution of radar interferometry to a two-step inversion of the kinematic process of the 1992 Landers earthquake , 1999 .

[19]  David M. Boore,et al.  SMSIM — Fortran Programs for Simulating Ground Motions from Earthquakes: Version 2.3 — A Revision of OFR 96–80–A , 2000 .

[20]  N. Abrahamson,et al.  On the Use of Logic Trees for Ground-Motion Prediction Equations in Seismic-Hazard Analysis , 2005 .

[21]  W. Silva,et al.  Stochastic Modeling of California Ground Motions , 2000 .

[22]  Frank Scherbaum,et al.  Combined inversion for the three-dimensional Q structure and source parameters using microearthquake spectra , 1990 .

[23]  Luca Malagnini,et al.  Attenuation and excitation of three-component ground motion in southern California , 1999 .

[24]  Thomas C. Hanks,et al.  b values and ω−γ seismic source models: Implications for tectonic stress variations along active crustal fault zones and the estimation of high‐frequency strong ground motion , 1979 .

[25]  W. B. Joyner,et al.  Equations for Estimating Horizontal Response Spectra and Peak Acceleration from Western North American Earthquakes: A Summary of Recent Work , 1997 .

[26]  W. Silva,et al.  An empirical study of earthquake source spectra for California earthquakes , 1997, Bulletin of the Seismological Society of America.

[27]  Julian J. Bommer,et al.  The Challenge of Defining Upper Bounds on Earthquake Ground Motions , 2004 .

[28]  Lind S. Gee,et al.  The Dependence of PGA and PGV on Distance and Magnitude Inferred from Northern California ShakeMap Data , 2003 .

[29]  Gail M. Atkinson,et al.  Global Comparisons of Earthquake Source Spectra , 2002 .

[30]  David M. Boore,et al.  A note on the use of random vibration theory to predict peak amplitudes of transient signals , 1984 .

[31]  N. Abrahamson,et al.  Characterizing Crustal Earthquake Slip Models for the Prediction of Strong Ground Motion , 1999 .

[32]  K. Campbell,et al.  Updated Near-Source Ground-Motion (Attenuation) Relations for the Horizontal and Vertical Components of Peak Ground Acceleration and Acceleration Response Spectra , 2003 .

[33]  D. Boore Stochastic simulation of high-frequency ground motions based on seismological models of the radiated spectra , 1983 .

[34]  Roel Snieder,et al.  Finding sets of acceptable solutions with a genetic algorithm with application to surface wave group dispersion in Europe , 1994 .

[35]  J. Brune Tectonic stress and the spectra of seismic shear waves from earthquakes , 1970 .

[36]  P. M. Mai,et al.  Evidence for self-similar, triangular slip distributions on earthquakes: Implications for earthquake and fault mechanics. , 2005 .

[37]  G. Atkinson,et al.  Source Parameters of Earthquakes in Eastern and Western North America Based on Finite-Fault Modeling , 2002 .

[38]  David M. Boore,et al.  Determination of Δσ and κ0 from response spectra of large earthquakes in Greece , 1998, Bulletin of the Seismological Society of America.

[39]  John G. Anderson,et al.  A MODEL FOR THE SHAPE OF THE FOURIER AMPLITUDE SPECTRUM OF ACCELERATION AT HIGH FREQUENCIES , 1984 .

[40]  Julian J. Bommer,et al.  Criteria for Selecting and Adjusting Ground-Motion Models for Specific Target Regions: Application to Central Europe and Rock Sites , 2006 .

[41]  R. Herrmann,et al.  Regional Ground-Motion Scaling in Central Europe , 2000 .

[42]  David M. Boore,et al.  Short-period P- and S-wave radiation from large earthquakes: Implications for spectral scaling relations , 1986 .

[43]  F. Cotton,et al.  NEW EMPIRICAL RESPONSE SPECTRAL ATTENUATION LAWS FOR MODERATE EUROPEAN EARTHQUAKES , 2003 .

[44]  D. E. Goldberg,et al.  Genetic Algorithms in Search , 1989 .

[45]  Fabrice Cotton,et al.  SEISMIC DESIGN REGULATION CODES: CONTRIBUTION OF K-NET DATA TO SITE EFFECT EVALUATION , 2001 .

[46]  F. Scherbaum,et al.  On the Use of Response Spectral-Reference Data for the Selection and Ranking of Ground-Motion Models for Seismic-Hazard Analysis in Regions of Moderate Seismicity: The Case of Rock Motion , 2004 .

[47]  J. Bommer,et al.  PREDICTION OF HORIZONTAL RESPONSE SPECTRA IN EUROPE , 1996 .

[48]  D. Giardini,et al.  Spectral Shear-Wave Ground-Motion Scaling in Switzerland , 2003 .

[49]  David E. Goldberg,et al.  Genetic Algorithms in Search Optimization and Machine Learning , 1988 .

[50]  P. Mai,et al.  Hypocenter locations in finite-source rupture models , 2005 .

[51]  K. Muller Generalizatioonf Lamb's Method of solving for the Propagationof Tremors over the surface of an elastic solid , 1971 .

[52]  D. Boore Determination of Aa and tc 0 from Response Spectra of Large Earthquakes in Greece , 2005 .

[53]  Robin K. McGuire,et al.  RMS accelerations and spectral amplitudes of strong ground motion during the San Fernando, California earthquake , 1980 .

[54]  F. Gentile,et al.  Validation of the Automatic Nonlinear Source Inversion of the U.S. Geological Survey Intensities of the Whittier Narrows 1987 Earthquake , 2004 .

[55]  N. Abrahamson,et al.  Composite Ground-Motion Models and Logic Trees: Methodology, Sensitivities, and Uncertainties , 2005 .

[56]  S. Kramer Geotechnical Earthquake Engineering , 1996 .

[57]  H. Kanamori,et al.  Determination of earthquake energy release and ML using TERRAscope , 1993 .