When do workarounds help or hurt patient outcomes? The moderating role of operational failures

Hospital providers often use workarounds to circumvent processes so that patients can receive care. Workarounds in response to operational failures enable care to continue and therefore may be indicative of workers' commitment. On the other hand, workarounds in the absence of operational failures may signal an ineffective approach associated with lower quality of care and worse patient outcomes. Working closely with healthcare providers, we developed a survey to measure workaround behaviors and operational failures on medical/surgical units. The lead author surveyed over 4,000 nurses from 63 hospitals throughout the United States. We matched this data with audit data on the incidence of pressure injuries among over 21,000 patients on 262 nursing units in 56 survey hospitals. Hospital-acquired pressure injuries are a significant risk to patient health and hospital costs. We do not find support for our hypothesis that workarounds are associated with a higher rate of hospital-acquired pressure injuries. However, when we take into account the moderating role of operational failures on the relationship between workarounds and pressure injuries, we find significant results. When nursing units have lower levels of operational failures, workarounds are associated with higher rates of hospital-acquired pressure injuries. Our results provide evidence that workarounds may be associated with negative patient outcomes, if they stem from a process-avoiding approach. The best results can be achieved by reducing both operational failures and workarounds via instilling a process-focused approach.

[1]  Anita L. Tucker,et al.  The Impact of Internal Service Quality on Preventable Adverse Events in Hospitals , 2018 .

[2]  Margaret Goldberg,et al.  Revised National Pressure Ulcer Advisory Panel Pressure Injury Staging System , 2016, Journal of wound, ostomy, and continence nursing : official publication of The Wound, Ostomy and Continence Nurses Society.

[3]  Anita L. Tucker The Impact of Workaround Difficulty on Frontline Employees' Response to Operational Failures: A Laboratory Experiment on Medication Administration , 2016, Manag. Sci..

[4]  Bradley Morrison,et al.  The problem with workarounds is that they work: The persistence of resource shortages , 2015 .

[5]  P. Lavrakas,et al.  Accounting for Social-Desirability Bias In Survey Sampling , 2015, Journal of Advertising Research.

[6]  Mark Pagell,et al.  Are safety and operational effectiveness contradictory requirements: : The roles of routines and relational coordination , 2015 .

[7]  C. Aydin,et al.  Modeling hospital-acquired pressure ulcer prevalence on medical-surgical units: nurse workload, expertise, and clinical processes of care. , 2015, Health services research.

[8]  Susan D. Moffatt-Bruce,et al.  The Impact of Combining Conformance and Experiential Quality on Hospitals’ Readmissions and Cost Performance , 2014, Manag. Sci..

[9]  Anita L. Tucker,et al.  Designed for workarounds: a qualitative study of the causes of operational failures in hospitals. , 2014, The Permanente journal.

[10]  Denise L. White,et al.  Interruption and Forgetting in Knowledge‐Intensive Service Environments , 2014 .

[11]  Cathy Lalley Workarounds and Obstacles: Unexpected Source of Innovation , 2014, Nursing administration quarterly.

[12]  B. Karsh,et al.  Automation and adaptation: nurses’ problem-solving behavior following the implementation of bar-coded medication administration technology , 2013, Cognition, Technology & Work.

[13]  K. Schoelles,et al.  Preventing In-Facility Pressure Ulcers as a Patient Safety Strategy , 2013, Annals of Internal Medicine.

[14]  Jonathon R B Halbesleben,et al.  Measuring Nursing Workarounds: Tests of the Reliability and Validity of a Tool , 2013, The Journal of nursing administration.

[15]  Kenneth K. Boyer,et al.  Process quality improvement: An examination of general vs. outcome-specific climate and practices in hospitals , 2012 .

[16]  Michael S. Cole,et al.  Within-group agreement: On the use (and misuse) of rWG and rWG(J) in leadership research and some best practice guidelines. , 2012 .

[17]  Byron Gajewski,et al.  The Reliability of the National Database of Nursing Quality Indicators Pressure Ulcer Indicator: A Triangulation Approach , 2011, Journal of nursing care quality.

[18]  Bonnie J Wakefield,et al.  Rework and workarounds in nurse medication administration process: Implications for work processes and patient safety , 2010, Health care management review.

[19]  Charles R. Gowen,et al.  The patient safety chain: Transformational leadership's effect on patient safety culture, initiatives, and outcomes , 2009 .

[20]  Lawrence D. Fredendall,et al.  Barriers to Swift, Even Flow in the Internal Supply Chain of Perioperative Surgical Services Department: A Case Study , 2009, Decis. Sci..

[21]  Pascale Carayon,et al.  Exploring performance obstacles of intensive care nurses. , 2009, Applied ergonomics.

[22]  Lukasz M Mazur,et al.  An empirical study for medication delivery improvement based on healthcare professionals’ perceptions of medication delivery system , 2009, Health care management science.

[23]  Tosha B. Wetterneck,et al.  Technology Evaluation: Workarounds to Barcode Medication Administration Systems: Their Occurrences, Causes, and Threats to Patient Safety , 2008, J. Am. Medical Informatics Assoc..

[24]  Bonnie J. Wakefield,et al.  Work-arounds in health care settings: Literature review and research agenda , 2008, Health care management review.

[25]  M. Rosenthal,et al.  Nonpayment for performance? Medicare's new reimbursement rule. , 2007, The New England journal of medicine.

[26]  Sara Singer,et al.  Workforce perceptions of hospital safety culture: development and validation of the patient safety climate in healthcare organizations survey. , 2007, Health services research.

[27]  Isis Montalvo,et al.  The National Database of Nursing Quality Indicators® (NDNQI®) , 2007, OJIN: The Online Journal of Issues in Nursing.

[28]  M. Sarnecky Field expediency: how army nurses in Vietnam "made do". An ability to improvise is a valuable nursing skill, on and off the battlefield. , 2007, The American journal of nursing.

[29]  Gregory N. Stock,et al.  Organizational culture, critical success factors, and the reduction of hospital errors , 2007 .

[30]  Charles R. Gowen,et al.  Exploring the efficacy of healthcare quality practices, employee commitment, and employee control , 2006 .

[31]  John R. Grout Mistake proofing: changing designs to reduce error , 2006, Quality and Safety in Health Care.

[32]  E. Lake,et al.  Are Patient Falls and Pressure Ulcers Sensitive to Nurse Staffing? , 2006, Western journal of nursing research.

[33]  Alfred A. Marcus,et al.  Achieving competitive advantage through implementing a replicable management standard: Installing and using ISO 9000 , 2005 .

[34]  S. Spear,et al.  Ambiguity and Workarounds as Contributors to Medical Error , 2005, Annals of Internal Medicine.

[35]  Nicholas Graves,et al.  Effect of Pressure Ulcers on Length of Hospital Stay , 2005, Infection Control & Hospital Epidemiology.

[36]  Roger G. Schroeder,et al.  Integrating quality management practices with knowledge creation processes , 2004 .

[37]  Anita L. Tucker The impact of operational failures on hospital nurses and their patients , 2004 .

[38]  Lisa A. Petrides,et al.  Costs and benefits of the workaround: Inventive solution or costly alternative , 2004 .

[39]  J. Drennan,et al.  Cognitive interviewing: verbal data in the design and pretesting of questionnaires. , 2003, Journal of advanced nursing.

[40]  Anita L. Tucker,et al.  Why Hospitals Don't Learn from Failures: Organizational and Psychological Dynamics That Inhibit System Change , 2003 .

[41]  Rogelio Oliva,et al.  Cutting Corners and Working Overtime: Quality Erosion in the Service Industry , 2001, Manag. Sci..

[42]  Janis L. Miller,et al.  Service recovery: a framework and empirical investigation , 2000 .

[43]  Gregory E. Prussia,et al.  Predicting safe employee behavior in the steel industry: Development and test of a sociotechnical model , 2000 .

[44]  Pravin K. Trivedi,et al.  Regression Analysis of Count Data , 1998 .

[45]  V. Grover,et al.  An assessment of survey research in POM: from constructs to theory , 1998 .

[46]  K. Klein,et al.  The Challenge of Innovation Implementation , 1996 .

[47]  Brian Kleiner,et al.  Achieving competitive advantage , 1996, Strategic Direction.

[48]  N. Bergstrom,et al.  The Braden Scale for Predicting Pressure Sore Risk , 1987, Nursing research.

[49]  Les Gasser,et al.  The integration of computing and routine work , 1986, TOIS.

[50]  Pressure Ulcer Pressure Ulcer , 2021, Encyclopedia of Gerontology and Population Aging.

[51]  J. Nunnally,et al.  Psychometric Theory , 2020, Encyclopedia of Behavioral Medicine.

[52]  May Schomer,et al.  National Database of Nursing Quality Indicators , 2016 .

[53]  Ann Hendrich,et al.  A 36-hospital time and motion study: how do medical-surgical nurses spend their time? , 2008, The Permanente journal.

[54]  Elliot Bendoly,et al.  Understanding behavioral sources of process variation following enterprise system deployment , 2008 .

[55]  P. Rochon,et al.  Preventing Pressure Ulcers: A Systematic Review , 2007 .

[56]  Richard F Edlich,et al.  Pressure ulcer prevention. , 2004, Journal of long-term effects of medical implants.

[57]  J. Ash,et al.  Viewpoint Paper: Some Unintended Consequences of Information Technology in Health Care: The Nature of Patient Care Information System-related Errors , 2004, J. Am. Medical Informatics Assoc..

[58]  P. Bliese Within-group agreement, non-independence, and reliability: Implications for data aggregation and analysis. , 2000 .

[59]  S. Kozlowski,et al.  A multilevel approach to theory and research in organizations: Contextual, temporal, and emergent processes. , 2000 .

[60]  Accounting for Social , 2022 .