Angle and Delay Estimation for 3-D Massive MIMO/FD-MIMO Systems Based on Parametric Channel Modeling

In order to meet the challenge of increasing data-rate demand as well as the form factor limitation of the base station (BS), 3-D massive multiple-input multiple-output (MIMO) technology has been introduced as one of the enabling technologies for fifth generation mobile cellular systems. In 3-D massive MIMO systems, a BS will rely on the uplink sounding signals from mobile stations to figure out the spatial information for downlink MIMO operations. Accordingly, multi-dimensional parameter estimation of a MIMO channel becomes crucial for such systems to realize the predicted capacity gains. In this paper, we study the angle and delay estimation for 3-D massive MIMO systems under a parametric channel modeling. To be specific, we first introduce separate low complexity time delay and angle estimation algorithms based on unitary transformation, and analytically characterize the mean squared errors (MSEs) of these estimations for massive MIMO systems. Then, a matrix-based estimation of signal parameters via rotational invariance technique algorithm is applied to jointly estimate the delay and the angles where the MSEs are also analytically characterized. Our results show that the antenna array configuration at the BS plays a critical role in determining the underlying channel estimation performance. Simulation results suggest that the characterized MSEs match well with the simulated ones.

[1]  Robert W. Heath,et al.  Spatially Sparse Precoding in Millimeter Wave MIMO Systems , 2013, IEEE Transactions on Wireless Communications.

[2]  Robert L. Frank,et al.  Polyphase codes with good nonperiodic correlation properties , 1963, IEEE Trans. Inf. Theory.

[3]  Florian Roemer,et al.  Analytical Performance Assessment of Multi-Dimensional Matrix- and Tensor-Based ESPRIT-Type Algorithms , 2014, IEEE Transactions on Signal Processing.

[4]  David C. Chu,et al.  Polyphase codes with good periodic correlation properties (Corresp.) , 1972, IEEE Trans. Inf. Theory.

[5]  James V. Krogmeier,et al.  Multilevel millimeter wave beamforming for wireless backhaul , 2011, 2011 IEEE GLOBECOM Workshops (GC Wkshps).

[6]  A. Lee Swindlehurst,et al.  Millimeter-wave massive MIMO: the next wireless revolution? , 2014, IEEE Communications Magazine.

[7]  Arogyaswami Paulraj,et al.  Joint angle and delay estimation using shift-invariance techniques , 1998, IEEE Trans. Signal Process..

[8]  Thomas Kailath,et al.  ESPRIT-estimation of signal parameters via rotational invariance techniques , 1989, IEEE Trans. Acoust. Speech Signal Process..

[9]  Mati Wax,et al.  Joint estimation of time delays and directions of arrival of multiple reflections of a known signal , 1996, 1996 IEEE International Conference on Acoustics, Speech, and Signal Processing Conference Proceedings.

[10]  F. Roemer,et al.  Advanced Algebraic Concepts for Efficient Multi-Channel Signal Processing , 2013 .

[11]  Josef A. Nossek,et al.  Simultaneous Schur decomposition of several nonsymmetric matrices to achieve automatic pairing in multidimensional harmonic retrieval problems , 1998, IEEE Trans. Signal Process..

[12]  Swarun Kumar,et al.  Eliminating Channel Feedback in Next-Generation Cellular Networks , 2017, GETMBL.

[13]  A. Lee Swindlehurst,et al.  Performance Bounds for MIMO-OFDM Channel Estimation , 2009, IEEE Transactions on Signal Processing.

[14]  Zhigang Cao,et al.  Channel estimation for OFDM transmission in multipath fading channels based on parametric channel modeling , 2001, IEEE Trans. Commun..

[15]  Sean A. Ramprashad,et al.  Achieving "Massive MIMO" Spectral Efficiency with a Not-so-Large Number of Antennas , 2011, IEEE Transactions on Wireless Communications.

[16]  Bo Ai,et al.  Two-Dimension Direction-of-Arrival Estimation for Massive MIMO Systems , 2015, IEEE Access.

[17]  Arogyaswami Paulraj,et al.  Estimation of multipath parameters in wireless communications , 1998, IEEE Trans. Signal Process..

[18]  Upamanyu Madhow,et al.  Channel Modeling and MIMO Capacity for Outdoor Millimeter Wave Links , 2010, 2010 IEEE Wireless Communication and Networking Conference.

[19]  F. Li,et al.  Performance analysis for DOA estimation algorithms: unification, simplification, and observations , 1993 .

[20]  Boon Loong Ng,et al.  Full-dimension MIMO (FD-MIMO) for next generation cellular technology , 2013, IEEE Communications Magazine.

[21]  Jianzhong Zhang,et al.  Low complexity direction of arrival (DoA) estimation for 2D massive MIMO systems , 2012, 2012 IEEE Globecom Workshops.

[22]  Byonghyo Shim,et al.  Overview of Full-Dimension MIMO in LTE-Advanced Pro , 2015, IEEE Communications Magazine.

[23]  A. Lee Swindlehurst,et al.  Time delay and spatial signature estimation using known asynchronous signals , 1998, IEEE Trans. Signal Process..

[24]  Theodore S. Rappaport,et al.  Millimeter Wave Channel Modeling and Cellular Capacity Evaluation , 2013, IEEE Journal on Selected Areas in Communications.

[25]  Klaus I. Pedersen,et al.  Channel parameter estimation in mobile radio environments using the SAGE algorithm , 1999, IEEE J. Sel. Areas Commun..

[26]  Yang Li,et al.  Fulfilling the promise of massive MIMO with 2D active antenna array , 2012, 2012 IEEE Globecom Workshops.

[27]  Thomas L. Marzetta,et al.  Noncooperative Cellular Wireless with Unlimited Numbers of Base Station Antennas , 2010, IEEE Transactions on Wireless Communications.

[28]  Wen-Hsien Fang,et al.  TST-MUSIC for joint DOA-delay estimation , 2001, IEEE Trans. Signal Process..