Optimum DCT type-I based transceiver model and effective channel estimation for uplink NB-IoT system

Abstract Single-tone and multi-tone transmissions in the narrowband Internet of Things (NB-IoT) uplink system can be accomplished by employing different orthogonal basis. In this paper, we develop an uplink NB-IoT baseband system model and derive the corresponding analytical signal model based on the discrete cosine transform type-I (DCT-I) domain. Basically, the circular convolution and channel matrix diagonalization issues for designing DCT-based systems are addressed without exploiting any redundancy (a prefix and a suffix sequences, and zero-padding (ZP)) into each transmitted data symbol blocks. In our proposed DCT-I based transceiver, we employ a standard cyclic prefix (CP) and apply discrete Fourier transform (DFT) and inverse DFT (IDFT) operations directly to make the channel matrix circulant and diagonal, resulting in the use of one-tap frequency-domain channel equalizer without incorporating extra front-end prefilter at the receiver. Furthermore, we propose novel least squares (LS) and linear minimum mean square error (LMMSE) channel estimators by considering the energy concentration and spectral compaction properties of DCT-I for the uplink NB-IoT system. The expressions for the DCT-I domain LS and LMMSE estimators are derived for channel frequency response estimation and mean square error computation. Finally, the viability of the proposed CP-DCT-I-NB-IoT uplink system, as well as the channel estimators, are tested compared with the standardized CP-DFT-NB-IoT and ZP-DCT type-2 even based single-carrier frequency-division multiple access (SC-FDMA) systems through rigorous computer simulations.

[1]  Yuan Wu,et al.  Uplink Scheduling and Link Adaptation for Narrowband Internet of Things Systems , 2017, IEEE Access.

[2]  Norman C. Beaulieu,et al.  A Comparison of DCT-Based OFDM and DFT-Based OFDM in Frequency Offset and Fading Channels , 2006, IEEE Transactions on Communications.

[3]  Min Chen,et al.  Narrow Band Internet of Things , 2017, IEEE Access.

[4]  Yabo Li,et al.  Optimizing the MIMO Channel Estimation for LTE-Advanced Uplink , 2012, 2012 International Conference on Connected Vehicles and Expo (ICCVE).

[5]  Yu Li,et al.  Frequency-domain channel equalisation for LTE-based uplink narrowband Internet of Things systems , 2019, IET Commun..

[6]  Lei Zhang,et al.  Enhanced DCT-OFDM System With Index Modulation , 2019, IEEE Transactions on Vehicular Technology.

[7]  Geoffrey Ye Li,et al.  Channel Estimation for OFDM , 2014, IEEE Communications Surveys & Tutorials.

[8]  Henrik Sahlin,et al.  Aspects of MIMO Channel Estimation for LTE Uplink , 2011, 2011 IEEE Vehicular Technology Conference (VTC Fall).

[9]  Youxi Tang,et al.  A novel channel estimation for MIMO SC-FDMA systems , 2013, 2013 International Conference on Communications, Circuits and Systems (ICCCAS).

[10]  Manuel Blanco-Velasco,et al.  On the Use of Discrete Cosine Transforms for Multicarrier Communications , 2012, IEEE Transactions on Signal Processing.

[11]  Gerhard Fettweis,et al.  Generalized Frequency Division Multiplexing for 5th Generation Cellular Networks , 2014, IEEE Transactions on Communications.

[12]  Bassiouny M. Sallam,et al.  A new single carrier FDMA system based on the discrete cosine transform , 2009, 2009 International Conference on Computer Engineering & Systems.

[13]  Manuel Blanco-Velasco,et al.  Single-Carrier and Multicarrier Transceivers Based on Discrete Cosine Transform Type-IV , 2013, IEEE Transactions on Wireless Communications.

[14]  Yu Li,et al.  On improved DFT-based low-complexity channel estimation algorithms for LTE-based uplink NB-IoT systems , 2020, Comput. Commun..

[15]  Anfeng Liu,et al.  Quality Utilization Aware Based Data Gathering for Vehicular Communication Networks , 2018, Wirel. Commun. Mob. Comput..

[16]  Muhammad Ali Imran,et al.  Performance Analysis and Optimization of DCT-Based Multicarrier System on Frequency-Selective Fading Channels , 2018, IEEE Access.

[17]  Jin Liu,et al.  An Enhanced DFT-Based Channel Estimator for LTE-A Uplink , 2013, IEEE Transactions on Vehicular Technology.

[18]  Michel Robert,et al.  Data Channel Design and Performance for LTE Narrowband IoT , 2016, 2016 IEEE 84th Vehicular Technology Conference (VTC-Fall).

[19]  Lei Zhang,et al.  Cyclic Prefix-Based Universal Filtered Multicarrier System and Performance Analysis , 2016, IEEE Signal Processing Letters.

[20]  Xingqin Lin,et al.  Performance Evaluation of NB-IoT Coverage , 2016, 2016 IEEE 84th Vehicular Technology Conference (VTC-Fall).

[21]  Kazumi Sato,et al.  Channel Estimation Scheme with Low Complexity Discrete Cosine Transformation in MIMO-OFDM System , 2007, 2007 IEEE 65th Vehicular Technology Conference - VTC2007-Spring.

[22]  Rostom Zakaria,et al.  A Novel Filter-Bank Multicarrier Scheme to Mitigate the Intrinsic Interference: Application to MIMO Systems , 2012, IEEE Transactions on Wireless Communications.

[23]  Mario Tanda,et al.  Data-aided symbol timing and CFO synchronization for filter bank multicarrier systems , 2009, IEEE Transactions on Wireless Communications.

[24]  Rahim Tafazolli,et al.  Subband Filtered Multi-Carrier Systems for Multi-Service Wireless Communications , 2017, IEEE Transactions on Wireless Communications.

[25]  Antonio M. Peinado,et al.  Diagonalizing properties of the discrete cosine transforms , 1995, IEEE Trans. Signal Process..

[26]  Vincent Savaux,et al.  Uplink Channel Estimation and Equalization in NB-IoT System , 2019, 2019 12th IFIP Wireless and Mobile Networking Conference (WMNC).

[27]  Jiming Chen,et al.  Narrowband Internet of Things: Implementations and Applications , 2017, IEEE Internet of Things Journal.

[28]  Rahim Tafazolli,et al.  FBMC System: An Insight Into Doubly Dispersive Channel Impact , 2017, IEEE Transactions on Vehicular Technology.

[29]  Andrea M. Tonello,et al.  Performance of Filter Bank Modulation with Phase Noise , 2011, IEEE Transactions on Wireless Communications.

[30]  Jian Zhao,et al.  Single-Tap Equalization for Fast OFDM Signals Under Generic Linear Channels , 2014, IEEE Communications Letters.

[31]  Sandro Bellini,et al.  Efficient OFDM Channel Estimation via an Information Criterion , 2012, IEEE Transactions on Wireless Communications.

[32]  M. Shamim Hossain,et al.  Narrowband Internet of Things: Simulation and Modeling , 2018, IEEE Internet of Things Journal.

[33]  Hlaing Minn,et al.  Optimum DCT-based multicarrier transceivers for frequency-selective channels , 2006, IEEE Trans. Commun..

[34]  Zhu Han,et al.  Block Sparse Bayesian Learning-Based NB-IoT Interference Elimination in LTE-Advanced Systems , 2017, IEEE Transactions on Communications.

[35]  Chintha Tellambura,et al.  Maximum likelihood based estimation of frequency and phase offset in DCT OFDM systems under non-circular transmissions: algorithms, analysis and comparisons , 2008, IEEE Transactions on Communications.

[36]  Izzat Darwazeh,et al.  Non-Orthogonal Narrowband Internet of Things: A Design for Saving Bandwidth and Doubling the Number of Connected Devices , 2018, IEEE Internet of Things Journal.

[37]  Xi Zhang,et al.  Filtered-OFDM - Enabler for Flexible Waveform in the 5th Generation Cellular Networks , 2014, 2015 IEEE Global Communications Conference (GLOBECOM).

[38]  Stephen A. Martucci,et al.  Symmetric convolution and the discrete sine and cosine transforms , 1993, IEEE Trans. Signal Process..

[39]  Weiwei Miao,et al.  Packet-Based Preamble Design for Random Access in Massive IoT Communication Systems , 2017, IEEE Access.

[40]  Xingqin Lin,et al.  A Primer on 3GPP Narrowband Internet of Things , 2016, IEEE Communications Magazine.

[41]  Kalle Ruttik,et al.  On the Performance of Narrow-Band Internet of Things (NB-IoT) , 2017, 2017 IEEE Wireless Communications and Networking Conference (WCNC).

[42]  Jun Zou,et al.  Enhanced System Acquisition for NB-IoT , 2017, IEEE Access.

[43]  Hidetoshi Kayama,et al.  DMRS Design and Channel Estimation for LTE-Advanced MIMO Uplink , 2009, 2009 IEEE 70th Vehicular Technology Conference Fall.

[44]  Rahim Tafazolli,et al.  Multi-Service System: An Enabler of Flexible 5G Air Interface , 2017, IEEE Communications Magazine.

[45]  Wen-Hsiung Chen,et al.  A Fast Computational Algorithm for the Discrete Cosine Transform , 1977, IEEE Trans. Commun..

[46]  Zhongde Wang Fast algorithms for the discrete W transform and for the discrete Fourier transform , 1984 .

[47]  Wei-Ho Chung,et al.  Low-Complexity Semiblind Channel Estimation in Massive MU-MIMO Systems , 2017, IEEE Transactions on Wireless Communications.

[48]  Sunho Park,et al.  Expectation-Maximization-Based Channel Estimation for Multiuser MIMO Systems , 2017, IEEE Transactions on Communications.

[49]  Markus Rupp,et al.  Low Complexity Estimation of Frequency Selective Channels for the LTE-A Uplink , 2015, IEEE Wireless Communications Letters.

[50]  Rahim Tafazolli,et al.  Channel Equalization and Interference Analysis for Uplink Narrowband Internet of Things (NB-IoT) , 2017, IEEE Communications Letters.

[51]  Sau-Gee Chen,et al.  Efficient channel estimation based on discrete cosine transform , 2003, 2003 IEEE International Conference on Acoustics, Speech, and Signal Processing, 2003. Proceedings. (ICASSP '03)..