Machine Learning-Based Lithium-Ion Battery Capacity Estimation Exploiting Multi-Channel Charging Profiles

Prognostics and health management is a promising methodology to cope with the risks of failure in advance and has been implemented in many well-known applications including battery systems. Since the estimation of battery capacity is critical for safe operation and decision making, battery capacity should be estimated precisely. In this regard, we leverage measurable data such as voltage, current, and temperature profiles from the battery management system whose patterns vary in cycles as aging. Based on these data, the relationship between capacity and charging profiles is learned by neural networks. Specifically, to estimate the state of health accurately we apply feedforward neural network, convolutional neural network, and long short-term memory. Our results show that the proposed multi-channel technique based on voltage, current, and temperature profiles outperforms the conventional method that uses only voltage profile by up to 25%–58% in terms of mean absolute percentage error.

[1]  Taejung Yeo,et al.  A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation , 2015 .

[2]  Sangdo Park,et al.  Diagnosis of Electric Vehicle Batteries Using Recurrent Neural Networks , 2017, IEEE Transactions on Industrial Electronics.

[3]  Ralph E. White,et al.  Comparison of a particle filter and other state estimation methods for prognostics of lithium-ion batteries , 2015 .

[4]  Arun Ross,et al.  Score normalization in multimodal biometric systems , 2005, Pattern Recognit..

[5]  Yu Peng,et al.  A Health Indicator Extraction and Optimization Framework for Lithium-Ion Battery Degradation Modeling and Prognostics , 2015, IEEE Transactions on Systems, Man, and Cybernetics: Systems.

[6]  Mattia Ricco,et al.  A Simplified Model-Based State-of-Charge Estimation Approach for Lithium-Ion Battery With Dynamic Linear Model , 2019, IEEE Transactions on Industrial Electronics.

[7]  Jianbo Yu,et al.  A similarity-based prognostics approach for Remaining Useful Life estimation of engineered systems , 2008, 2008 International Conference on Prognostics and Health Management.

[8]  Dongpu Cao,et al.  Battery Health Prognosis for Electric Vehicles Using Sample Entropy and Sparse Bayesian Predictive Modeling , 2016, IEEE Transactions on Industrial Electronics.

[9]  Bhaskar Saha,et al.  Prognostics Methods for Battery Health Monitoring Using a Bayesian Framework , 2009, IEEE Transactions on Instrumentation and Measurement.

[10]  Hongseok Kim,et al.  Short-Term Load Forecasting based on ResNet and LSTM , 2018, 2018 IEEE International Conference on Communications, Control, and Computing Technologies for Smart Grids (SmartGridComm).

[11]  Matthew Daigle,et al.  End-of-Discharge and End-of-Life Prediction in Lithium-Ion Batteries with Electrochemistry-Based Aging Models , 2016 .

[12]  Remus Teodorescu,et al.  Operation of a Grid-Connected Lithium-Ion Battery Energy Storage System for Primary Frequency Regulation: A Battery Lifetime Perspective , 2017, IEEE Transactions on Industry Applications.

[13]  Yuan Yu,et al.  TensorFlow: A system for large-scale machine learning , 2016, OSDI.

[14]  Jürgen Schmidhuber,et al.  Long Short-Term Memory , 1997, Neural Computation.

[15]  Kang G. Shin,et al.  Battery-Aware Mobile Data Service , 2017, IEEE Transactions on Mobile Computing.

[16]  Shouming Zhong,et al.  Lithium-Ion Battery State of Health Monitoring Based on Ensemble Learning , 2019, IEEE Access.

[17]  Huajing Fang,et al.  An integrated unscented kalman filter and relevance vector regression approach for lithium-ion battery remaining useful life and short-term capacity prediction , 2015, Reliab. Eng. Syst. Saf..

[18]  Amit Gupta,et al.  Effect of Relaxation Periods over Cycling Performance of a Li-Ion Battery , 2015 .

[19]  Yu Peng,et al.  An On-Line State of Health Estimation of Lithium-Ion Battery Using Unscented Particle Filter , 2018, IEEE Access.

[20]  Amit Patra,et al.  State of Health Estimation of Lithium-Ion Batteries Using Capacity Fade and Internal Resistance Growth Models , 2018, IEEE Transactions on Transportation Electrification.

[21]  Zonghai Chen,et al.  An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks , 2016 .

[22]  Andrew L. Maas Rectifier Nonlinearities Improve Neural Network Acoustic Models , 2013 .

[23]  K. Goebel,et al.  Prognostics in Battery Health Management , 2008, IEEE Instrumentation & Measurement Magazine.

[24]  Junwei Han,et al.  A Patent Analysis of Prognostics and Health Management (PHM) Innovations for Electrical Systems , 2018, IEEE Access.

[25]  Gregory L. Plett,et al.  Extended Kalman filtering for battery management systems of LiPB-based HEV battery packs: Part 3. State and parameter estimation , 2004 .

[26]  Jimmy Ba,et al.  Adam: A Method for Stochastic Optimization , 2014, ICLR.

[27]  M. Safari,et al.  Simulation-Based Analysis of Aging Phenomena in a Commercial Graphite/LiFePO4 Cell , 2011 .