A Two-Dimensional Systems StabilityAnalysis of Vehicle Platoons

The main contributions of this dissertation are in the field of stability analysis of linear and nonlinear two-dimensional systems. The study of stability of such systems is motivated by the “string stability” or “platooning” problem: In order to achieve tighter spacing between vehicles travelling one after the other in one direction, i. e. in a string or platoon, the driver is replaced by an automatic controller designed to keep a specified distance towards the preceding vehicle. It is shown how such a vehicle platoon can be modelled as a two-dimensional system. Here, two-dimensional refers to the fact that the system depends on two independent vari- ables such as time t and position within the string k. However, two-dimensional systems describing a vehicle string generically exhibit a singularity at the stability boundary. The existence of this singularity at the stability boundary prevents application of most stabil- ity criteria known in the literature, since this marginal case is almost always explicitly or implicitly excluded. Bounded-input bounded-output stability of linear continuous-discrete two-dimensional systems is studied in the frequency domain paying particular attention to systems with nonessential singularities of the second kind at the stability boundary. A two-dimensional version of Parseval’s Theorem and the corresponding induced operator norm are derived. The results are applied to a string of vehicles and sufficient conditions for string stability are deduced. Sufficient conditions for different forms of stability of linear two-dimensional systems in the time domain are developed using a two-dimensional quadratic Lyapunov function and linear matrix inequalities. It is shown that systems permitting a two-dimensional Lyapunov function with a negative definite divergence are exponentially stable. It is proven, however, that two-dimensional systems with a singularity at the stability boundary (such as two-dimensional descriptions of vehicle strings) cannot satisfy the re- quired conditions for exponential stability as the divergence of the Lyapunov function can never be sign definite. If the divergence is only negative semidefinite, stability of the system can be guaranteed. Provided additional conditions on the Lyapunov function and the initial conditions are satisfied, asymptotic stability of systems whose Lyapunov functions have a negative semidefinite divergence can be shown. Extending the results mentioned above, sufficient conditions for stability, exponential stability and asymptotic stability of nonlinear two-dimensional systems are deduced. Sim- ilar to the results on linear two-dimensional systems, exponential stability can be guar- anteed if the divergence of the Lyapunov function is strictly negative. For systems with merely nonpositive divergence stability is also shown. Asymptotic stability of nonlinear two-dimensional systems can be proven if not only the initial conditions but also the Lya- punov function itself and the state space equations satisfy additional smoothness conditions. Instead of a quadratic Lyapunov function, a wider class of Lyapunov functions is allowed in the proofs of stability of nonlinear two-dimensional systems. The notion and theory of (integral) input to state stability is used instead of linear matrix inequalities to derive the results. All proofs and results for the stability of linear and nonlinear two-dimensional systems in the time domain are given in a unified notation, studying systems with continuous and discrete independent variables simultaneously. The theoretical results on linear two-dimensional systems are used to analyse the (string) stability of a linear unidirectional homogenous string with different time headways and com- munication range 1 and 2. The stability results for nonlinear two-dimensional systems are applied to rigorously prove string stability of a nonlinear string with variable time headway.

[1]  Mike McDonald,et al.  Car-following: a historical review , 1999 .

[2]  Brian D. O. Anderson,et al.  Stability and the matrix Lyapunov equation for discrete 2-dimensional systems , 1986 .

[3]  D. Owens,et al.  Sufficient conditions for stability of linear time-varying systems , 1987 .

[4]  T. Kaczorek The singular general model of 2D systems and its solution , 1988 .

[5]  Charles A. Desoer,et al.  Slowly varying system ẋ = A(t)x , 1969 .

[6]  J. Forrester Industrial Dynamics , 1997 .

[7]  G. Vinnicombe,et al.  Scalability in heterogeneous vehicle platoons , 2007, 2007 American Control Conference.

[8]  P. G. Gipps,et al.  A behavioural car-following model for computer simulation , 1981 .

[9]  P. Barooah,et al.  Control of Large Vehicular Platoons: Improving Closed Loop Stability by Mistuning , 2007, 2007 American Control Conference.

[10]  Achim Ilchmann,et al.  Exponential stability of time-varying linear systems , 2011 .

[11]  Tomomichi Hagiwara,et al.  Exact Stability Analysis of 2-D Systems Using LMIs , 2006, IEEE Transactions on Automatic Control.

[12]  G. Marchesini,et al.  Stability analysis of 2-D systems , 1980 .

[13]  Ioannis Kanellakopoulos,et al.  Nonlinear spacing policies for automated heavy-duty vehicles , 1998 .

[14]  Rajesh Rajamani,et al.  Demonstration of an automated highway platoon system , 1998, Proceedings of the 1998 American Control Conference. ACC (IEEE Cat. No.98CH36207).

[15]  Dynamic process initial conditions in repetitive processes. Controllability and stability analysis , 1999, 1999 Information, Decision and Control. Data and Information Fusion Symposium, Signal Processing and Communications Symposium and Decision and Control Symposium. Proceedings (Cat. No.99EX251).

[16]  E. Rogers,et al.  Stability conditions for a class of 2D continuous-discrete linear systems with dynamic boundary conditions , 2002 .

[17]  E. Rogers,et al.  Stability and control of differential linear repetitive processes using an LMI setting , 2003, IEEE Trans. Circuits Syst. II Express Briefs.

[18]  Eduardo Sontag Further facts about input to state stabilization , 1990 .

[19]  W. Van de Velde,et al.  Variance amplification and the golden ratio in production and inventory control , 2004 .

[20]  E. Montroll,et al.  Traffic Dynamics: Studies in Car Following , 1958 .

[21]  R. Eising,et al.  Realization and stabilization of 2-d systems , 1978 .

[22]  Eduardo Sontag,et al.  Input-to-state stability for discrete-time nonlinear systems , 1999, at - Automatisierungstechnik.

[23]  Diana Yanakiev,et al.  A SIMPLIFIED FRAMEWORK FOR STRING STABILITY ANALYSIS OF AUTOMATED VEHICLES , 1998 .

[24]  H. H. Rosenbrook The Stability of Linear Time-dependent Control Systems† , 1963 .

[25]  Eduardo Sontag Comments on integral variants of ISS , 1998 .

[26]  John H. Mathews,et al.  Complex analysis for mathematics and engineering , 1995 .

[27]  H. Reddy,et al.  Study of the BIBO stability of 2-D recursive digital filters in the presence of nonessential singularities of the second-kind-Analog approach , 1987 .

[28]  Panajotis Agathoklis,et al.  On the Positive Definite Solutions to the 2-D Continuous-time Lyapunov Equation , 1997, Multidimens. Syst. Signal Process..

[29]  Peter H. Bauer,et al.  On the stability of two-dimensional continuous systems , 1988 .

[30]  Vimal Singh,et al.  Stability of 2-D systems described by the Fornasini-Marchesini first model , 2003, IEEE Trans. Signal Process..

[31]  Vimal Singh,et al.  Stability analysis of 2-D digital filters with saturation arithmetic: an LMI approach , 2005, IEEE Transactions on Signal Processing.

[32]  Charles A. Desoer,et al.  Control of interconnected nonlinear dynamical systems: the platoon problem , 1992 .

[33]  Douglas R. Goodman,et al.  Some stability properties of two-dimensional linear shift-invariant digital filters , 1977 .

[34]  L. Peppard,et al.  String stability of relative-motion PID vehicle control systems , 1974 .

[35]  Srdjan S. Stankovic,et al.  Decentralized overlapping control of a platoon of vehicles , 2000, IEEE Trans. Control. Syst. Technol..

[36]  M.E. Khatir,et al.  Decentralized control of a large platoon of vehicles using non-identical controllers , 2004, Proceedings of the 2004 American Control Conference.

[37]  Le Page,et al.  Complex Variables and the Laplace Transform for Engineers , 2010 .

[38]  Ligang Wu,et al.  Control of Discrete Linear Repetitive Processes with H and l2 - l Performance , 2007, 2007 American Control Conference.

[39]  Andrea Goldsmith,et al.  Effects of communication delay on string stability in vehicle platoons , 2001, ITSC 2001. 2001 IEEE Intelligent Transportation Systems. Proceedings (Cat. No.01TH8585).

[40]  R. Middleton,et al.  String stability analysis of homogeneous linear unidirectionally connected systems with nonzero initial conditions , 2009 .

[41]  Richard H. Middleton,et al.  String Instability in Classes of Linear Time Invariant Formation Control With Limited Communication Range , 2010, IEEE Transactions on Automatic Control.

[42]  Panajotis Agathoklis,et al.  Algebraic necessary and sufficient conditions for the very strict Hurwitz property of a 2-D polynomial , 1991, Multidimens. Syst. Signal Process..

[43]  Krzysztof Galkowski,et al.  Control Systems Theory and Applications for Linear Repetitive Processes - Recent Progress and Open Research Questions , 2007 .

[44]  Eduardo Sontag,et al.  New characterizations of input-to-state stability , 1996, IEEE Trans. Autom. Control..

[45]  J.K. Hedrick,et al.  String Stability Analysis for Heterogeneous Vehicle Strings , 2007, 2007 American Control Conference.

[46]  Hartmut Logemann,et al.  Asymptotic Behaviour of Nonlinear Systems , 2004, Am. Math. Mon..

[47]  G. Marchesini,et al.  State-space realization theory of two-dimensional filters , 1976 .

[48]  A. Jeffrey Complex Analysis and Applications , 1991 .

[49]  Peter Seiler,et al.  Disturbance propagation in vehicle strings , 2004, IEEE Transactions on Automatic Control.

[50]  H.C. Reddy,et al.  A simpler test set for two-variable very strict Hurwitz polynomials , 1986, Proceedings of the IEEE.

[51]  S. Treitel,et al.  Stability and synthesis of two-dimensional recursive filters , 1972 .

[52]  H. Ansell On Certain Two-Variable Generalizations of Circuit Theory, with Applications to Networks of Transmission Lines and Lumped Reactances , 1964 .

[53]  Yuping Li,et al.  On Water-Level Error Propagation in Controlled Irrigation Channels , 2005, Proceedings of the 44th IEEE Conference on Decision and Control.

[54]  Thomas S. Huang,et al.  Stability of two-dimensional recursive filters , 1972 .

[55]  L. Debnath,et al.  Integral Transforms and Their Applications, Second Edition , 2006 .

[56]  Lihua Xie,et al.  H[∞] control and filtering of two-dimensional systems , 2002 .

[57]  J. Kurek,et al.  The general state-space model for a two-dimensional linear digital system , 1985 .

[58]  Vimal Singh,et al.  Stability analysis of 2-D digital filters described by the Fornasini-Marchesini second model using overflow nonlinearities , 2001 .

[59]  David Angeli,et al.  A characterization of integral input-to-state stability , 2000, IEEE Trans. Autom. Control..

[60]  Shengyuan Xu,et al.  LMIs - a fundamental tool in analysis and controller design for discrete linear repetitive processes , 2002 .

[61]  Richard Bellman,et al.  The Laplace Transform , 1984, Series in Modern Applied Mathematics.

[62]  Richard H. Middleton,et al.  Two-dimensional frequency domain analysis of string stability , 2012, 2012 2nd Australian Control Conference.

[63]  Ji-Feng Zhang,et al.  General lemmas for stability analysis of linear continuous-time systems with slowly time-varying parameters , 1993 .

[64]  Ioannis Kanellakopoulos,et al.  Variable time headway for string stability of automated heavy-duty vehicles , 1995, Proceedings of 1995 34th IEEE Conference on Decision and Control.

[65]  Ettore Fornasini,et al.  Doubly-indexed dynamical systems: State-space models and structural properties , 1978, Mathematical systems theory.

[66]  M. Tomizuka,et al.  Control issues in automated highway systems , 1994, IEEE Control Systems.

[67]  Leonard T. Bruton,et al.  Using nonessential singularities of the second kind in two-dimensional filter design , 1989 .

[68]  J. K. Hedrick,et al.  Vehicle Modeling and Control for Automated Highway Systems , 1993 .

[69]  George A. Bekey,et al.  Identification of human driver models in car following , 1974 .

[70]  Richard H. Middleton,et al.  Time headway requirements for string stability of homogeneous linear unidirectionally connected systems , 2009, Proceedings of the 48h IEEE Conference on Decision and Control (CDC) held jointly with 2009 28th Chinese Control Conference.

[71]  Eric Rogers,et al.  Stability Analysis for Linear Repetitive Processes , 1992 .

[72]  M. Fahmy,et al.  Stability and overflow oscillations in 2-D state-space digital filters , 1981 .

[73]  João Pedro Hespanha,et al.  Mistuning-Based Control Design to Improve Closed-Loop Stability Margin of Vehicular Platoons , 2008, IEEE Transactions on Automatic Control.

[74]  R. Roesser A discrete state-space model for linear image processing , 1975 .

[75]  Cishen Zhang,et al.  Hinfinity control and robust stabilization of two-dimensional systems in Roesser models , 2001, Autom..

[76]  Petros A. Ioannou,et al.  Using front and back information for tight vehicle following maneuvers , 1999 .

[77]  D. Angeli Intrinsic robustness of global asymptotic stability , 1999 .

[78]  H. Trinh,et al.  Stability of 2-D Characteristic Polynomials , 2007, 2007 International Conference on Mechatronics and Automation.

[79]  T. Hinamoto 2-D Lyapunov equation and filter design based on the Fornasini-Marchesini second model , 1993 .

[80]  Zhiping Lin,et al.  Robust H Filtering for Uncertain 2-D Continuous Systems , 2005 .

[81]  P. Barooah,et al.  Error Amplification and Disturbance Propagation in Vehicle Strings with Decentralized Linear Control , 2005, Proceedings of the 44th IEEE Conference on Decision and Control.

[82]  Petros A. Ioannou,et al.  Automatic Vehicle-Following , 1992, 1992 American Control Conference.

[83]  Eduardo Sontag Input to State Stability: Basic Concepts and Results , 2008 .

[84]  Nikos E. Mastorakis,et al.  Stability margin of two-dimensional continuous systems , 2000, IEEE Trans. Signal Process..

[85]  Brian D. O. Anderson,et al.  Stability test for two-dimensional recursive filters , 1973 .

[86]  Charles A. Desoer,et al.  Longitudinal Control of a Platoon of Vehicles , 1990, 1990 American Control Conference.

[87]  K. Chu Decentralized Control of High-Speed Vehicular Strings , 1974 .

[88]  Q. Zhu,et al.  Stability and absolute stability of a general 2-D non-linear FM second model , 2011 .

[89]  M. Athans,et al.  On the optimal error regulation of a string of moving vehicles , 1966 .

[90]  Tong Zhou,et al.  Stability and stability margin for a two-dimensional system , 2006, IEEE Transactions on Signal Processing.

[91]  Tamal Bose,et al.  Two's complement quantization in two-dimensional state-space digital filters , 1992, IEEE Trans. Signal Process..

[92]  J. Tsinias,et al.  The input-to-state stability condition and global stabilization of discrete-time systems , 1994, IEEE Trans. Autom. Control..

[93]  Lihua Xie,et al.  H/sub /spl infin// state estimation of 2D discrete systems , 1999, Proceedings of the 1999 American Control Conference (Cat. No. 99CH36251).

[94]  J. E. Kurek,et al.  Stability of nonlinear parameter-varying digital 2-D systems , 1995, IEEE Trans. Autom. Control..