Probabilistic assessment of rock slope stability using response surfaces determined from finite element models of geometric realizations

Abstract A methodology is developed for probabilistic rock slope stability assessment using numerical modelling that incorporates statistical analysis of the variability of joint set geometric parameters. Each probabilistic input parameter is substituted by its two point estimates. Half-factorial and central composite designs are implemented to obtain a minimum number of representative slope realizations to model. The output from the numerical models is used to construct mathematical prediction models or response surfaces. A response surface can be used to predict the factor of safety of arbitrary realizations without further numerical modelling and can be used to determine the probability of slope failure.

[1]  Nick Barton,et al.  Experimental studies of scale effects on the shear behaviour of rock joints , 1981 .

[2]  J. M. Duncan,et al.  Factors of Safety and Reliability in Geotechnical Engineering , 2000 .

[3]  Mahtab,et al.  A Rejection Criterion For Definition Of Clusters In Orientation Data , 1982 .

[4]  D. Stead,et al.  Quantifying discontinuity orientation and persistence on high mountain rock slopes and large landslides using terrestrial remote sensing techniques , 2009 .

[5]  Bak Kong Low,et al.  Reliability Analysis of Rock Wedges , 1997 .

[6]  A. Karakas Practical Rock Engineering , 2008 .

[7]  D. V. Griffiths,et al.  SLOPE STABILITY ANALYSIS BY FINITE ELEMENTS , 1999 .

[8]  R. E. Hammah,et al.  Stability Analysis of Rock Slopes using the Finite Element Method , 2004 .

[9]  Herbert H. Einstein,et al.  Characterizing rock joint geometry with joint system models , 1988 .

[10]  G. Box,et al.  On the Experimental Attainment of Optimum Conditions , 1951 .

[11]  H. T. Chiwaye,et al.  A comparison of limit equilibrium and numerical modelling approaches to risk analysis for open pit mining , 2010 .

[12]  William J. Hill,et al.  A Review of Response Surface Methodology: A Literature Survey* , 1966 .

[13]  M. Slakter A Comparison of the Pearson Chi-Square and Kolmogorov Goodness-of-Fit Tests with Respect to Validity , 1965 .

[14]  D. H. Lee,et al.  Mapping Slope Failure Potential Using Fuzzy Sets , 1992 .

[15]  Rajat Gupta,et al.  Applied Hydrogeology of Fractured Rocks , 1999 .

[16]  P. A. Cundall,et al.  9 – Numerical Modeling of Discontinua , 1993 .

[17]  Douglas C. Montgomery,et al.  Response Surface Methodology: Process and Product Optimization Using Designed Experiments , 1995 .

[18]  Mohammad Ataei,et al.  Assessment of rock slope stability using the Fuzzy Slope Mass Rating (FSMR) system , 2011, Appl. Soft Comput..

[19]  P. A. Cundall UDEC - A Generalised Distinct Element Program for Modelling Jointed Rock. , 1980 .

[20]  Douglas C. Montgomery,et al.  Comparing designs for computer simulation experiments , 2008, 2008 Winter Simulation Conference.

[21]  John Hadjigeorgiou,et al.  Applications of fracture system models (FSM) in mining and civil rock engineering design , 2012 .

[22]  F. Massey The Kolmogorov-Smirnov Test for Goodness of Fit , 1951 .

[23]  Jamshid Ghaboussi,et al.  Finite element for rock joints and interfaces , 1973 .

[24]  Gordon A. Fenton,et al.  Influence of spatial variability on slope reliability using 2-D random fields. , 2009 .

[25]  E. Mikhail,et al.  Introduction to modern photogrammetry , 2001 .

[26]  Michael Frueh Reliability Based Design In Civil Engineering , 2016 .

[27]  E. G. Richard,et al.  A model for the mechanics of jointed rock , 1968 .

[28]  J. M. Duncan THE USE OF BACK ANALYSIS TO REDUCE SLOPE FAILURE RISK , 1999 .

[29]  R. H. Myers,et al.  Response Surface Methodology: Process and Product Optimization Using Designed Experiments , 1995 .

[30]  H. Hong POINT-ESTIMATE MOMENT-BASED RELIABILITY ANALYSIS , 1996 .

[31]  Hyuck-Jin Park,et al.  Probabilistic analysis of rock slope stability and random properties of discontinuity parameters, Interstate Highway 40, Western North Carolina, USA , 2005 .

[32]  P. A. Cundall,et al.  FORMULATION OF A THREE-DIMENSIONAL DISTINCT ELEMENT MODEL - PART I. A SCHEME TO DETECT AND REPRESENT CONTACTS IN A SYSTEM COMPOSED OF MANY POLYHEDRAL BLOCKS , 1988 .

[33]  R. D. Call,et al.  Estimation Of Joint Set Characteristics From Surface Mapping Data , 1976 .

[34]  Doug Stead,et al.  Controls on Block Toppling Using a Three-Dimensional Distinct Element Approach , 2010 .

[35]  Gregory B. Baecher,et al.  The effect of discontinuity persistence on rock slope stability , 1983 .

[36]  S. Priest Discontinuity Analysis for Rock Engineering , 1992 .

[37]  Robert L. Mason,et al.  Statistical Design and Analysis of Experiments , 2003 .

[38]  J. M. Duncan State of the Art: Limit Equilibrium and Finite-Element Analysis of Slopes , 1996 .

[39]  K. Phoon,et al.  Characterization of Geotechnical Variability , 1999 .

[40]  Richard E. Goodman,et al.  BEHAVIOR OF ROCK IN SLOPES , 2000 .

[41]  John A. Hudson,et al.  Specifying the information required for rock mechanics modelling and rock engineering design , 2010 .

[42]  Derek J. Pike,et al.  Empirical Model‐building and Response Surfaces. , 1988 .

[43]  William Dershowitz,et al.  Rock joint systems , 1984 .

[44]  Raymond H. Myers,et al.  Response surface methodology in quality improvement , 1991 .

[45]  G. Shi,et al.  Discontinuous Deformation Analysis , 1984 .

[46]  A. I. Khuri,et al.  Response Surfaces: Designs and Analyses: Second Edition , 1987 .

[47]  Helmut Schweiger,et al.  Basic Concepts and Applications of Point Estimate Methods in Geotechnical Engineering , 2007 .

[48]  T. Wolff Probabilistic Slope Stability in Theory and Practice , 1996 .

[49]  William C. Haneberg,et al.  Using close range terrestrial digital photogrammetry for 3-D rock slope modeling and discontinuity mapping in the United States , 2008 .

[50]  R. A. Fisher,et al.  Statistical Tables for Biological, Agricultural and Medical Research , 1956 .

[51]  Tamotsu Matsui,et al.  Finite element slope stability analysis by shear strength reduction technique , 1992 .

[52]  P. W. J. Van Rensburg,et al.  Planning open pit mines : proceedings of the symposium on the theoretical background to the planning of open pit mines with special reference to slope stability, Johannesburg, Republic of South Africa, 29 August - 4 September 1970 , 1970 .

[53]  Wei Zhou,et al.  Implementation of multivariate clustering methods for characterizing discontinuities data from scanlines and oriented boreholes , 2002 .

[54]  Hyuck-Jin Park,et al.  Application of fuzzy set theory to evaluate the probability of failure in rock slopes , 2012 .

[55]  Jeffrey K. Whyatt,et al.  Applications Of The Point Estimation Method For Stochastic Rock Slope Engineering , 1900 .

[56]  G. Baecher Reliability and Statistics in Geotechnical Engineering , 2003 .

[57]  Lloyd S. Nelson,et al.  Statistical Design and Analysis of Experiments , 1990 .

[58]  Adlet S. Jambayev Discrete fracture network modeling for a carbonate reservoir , 2013 .

[59]  M. Jaboyedoff,et al.  Best Paper Award 2011 , 2013, Landslides.

[60]  Margaret J. Robertson,et al.  Design and Analysis of Experiments , 2006, Handbook of statistics.

[61]  D. M. Cruden Describing the size of discontinuities , 1977 .

[62]  Lanru Jing,et al.  A review of techniques, advances and outstanding issues in numerical modelling for rock mechanics and rock engineering , 2003 .

[63]  N. Barton,et al.  The shear strength of rock joints in theory and practice , 1977 .

[64]  H. F. Schweiger,et al.  Reliability Analysis in Geotechnics with Finite Elements --- Comparison of Probabilistic, Stochastic and Fuzzy Set Methods , 2003, ISIPTA.

[65]  Trevor J. Davis,et al.  Modelling Uncertainty in Natural Resource Analysis Using Fuzzy Sets and Monte Carlo Simulation: Slope Stability Prediction , 1997, Int. J. Geogr. Inf. Sci..

[66]  O. Zienkiewicz,et al.  ANALYSIS OF NONLINEAR PROBLEMS IN ROCK MECHANICS WITH PARTICULAR REFERENCE TO JOINTED ROCK SYSTEMS , 1970 .

[67]  H. Hong An efficient point estimate method for probabilistic analysis , 1998 .

[68]  E. Rosenblueth Point estimates for probability moments. , 1975, Proceedings of the National Academy of Sciences of the United States of America.

[69]  G. Box,et al.  Some New Three Level Designs for the Study of Quantitative Variables , 1960 .

[70]  Jack P. C. Kleijnen,et al.  An Overview of the Design and Analysis of Simulation Experiments for Sensitivity Analysis , 2005, Eur. J. Oper. Res..

[71]  Nicholas I. Fisher,et al.  Statistical Analysis of Circular Data , 1993 .

[72]  Rajinder Bhasin,et al.  Probabilistic Stability Evaluation of Oppstadhornet Rock Slope, Norway , 2009 .

[73]  N. Roberts,et al.  Stability analysis of the 2007 Chehalis lake landslide based on long-range terrestrial photogrammetry and airborne LiDAR data , 2012, Landslides.

[74]  A. Drescher,et al.  Slope stability analysis by strength reduction , 1999 .

[75]  D. M. Allen Mean Square Error of Prediction as a Criterion for Selecting Variables , 1971 .

[76]  R. J. Shanley,et al.  Delineation and analysis of clusters in orientation data , 1976 .

[77]  Paul Segall,et al.  Joint formation in granitic rock of the Sierra Nevada , 1983 .

[78]  M. Wheel,et al.  A geometrically versatile finite volume formulation for plane elastostatic stress analysis , 1996 .

[79]  W. Weibull A statistical theory of the strength of materials , 1939 .

[80]  R. E. Hammah,et al.  Fuzzy cluster algorithm for the automatic identification of joint sets , 1998 .

[81]  J. S. Hunter,et al.  Statistics for Experimenters: An Introduction to Design, Data Analysis, and Model Building. , 1979 .

[82]  E. T.,et al.  NUMERICAL MODELLING OF SLOPE UNCERTAINTY DUE TO ROCK MASS JOINTING , 2009 .

[83]  John T. Christian,et al.  Geotechnical Engineering Reliability: How Well Do We Know What We Are Doing? , 2004 .

[84]  Gordon A. Fenton,et al.  Probabilistic slope stability analysis by finite elements , 2004 .

[85]  H. Hack Slope stability probability classification (SSPC) , 1996 .